Theoretical analysis on the geometries and electronic structures of
coplanar conjugated poly(azomethine)s
Cheng-Liang Liu
a, Fu-Chuan Tsai
a, Chao-Ching Chang
a, Kuo-Huang Hsieh
a,b,
Jen-Liang Lin
c, Wen-Chang Chen
a,b,*
a
Department of Chemical Engineering, National Taiwan University, Taipei 106, Taiwan, ROC
b
Institute of Polymer Science and Engineering, National Taiwan University, Taipei 106, Taiwan, ROC
cUnion Chemical Laboratories, Industrial Technology Research Institute, Hsinchu 300, Taiwan, ROC
Received 5 January 2005; received in revised form 16 March 2005; accepted 16 March 2005 Available online 19 April 2005
Abstract
In this study, theoretical analysis on the geometries and electronic properties of various conjugated poly(azomethine)s is reported. The theoretical ground-state geometry and electronic structure of the studied poly(azomethine)s are optimized by the hybrid density functional theory (DFT) method treated in periodic boundary conditions at the B3LYP level of theory with 6-31G basis set. The geometry and electronic structure of poly(1,4-phenylenemethylidyneitrilo-1,4-phenylene-nitrilomethylidyne) (PPI) are compared with those of poly(p-phenylene vinylene) (PPV) or polyazine (PAZ). The theoretical results suggest the non-coplanar conformation of PPI but PPV and PAZ with a coplanar conformation. The electronic properties of PPI are in the intermediate between PPV and PAZ. The non-coplanar conformation of PPIcould be released if the phenylene ring is replaced by the five-member ring of 3,4-ethylenedioxythiophene (PEEI), pyrrole (PYYI), thiophene (PTTI), furan (PFFI), or thiadiazole (PThThI). The theoretical Egof PEEI, PYYI, PFFI, and PTTI are in the range of 1.11–
1.67 eV, which is due to the coplanar configuration or donor–acceptor intrachain charge transfer. However, the large bond length alternation or lack of charge transfer characteristic makes the PThThI with a larger Egof 2.47 eV than others. The trend on the IP or EA of the studied
conjugated poly(azomethine)s are consistent with the electronic characteristic of the aromatic ring. The upper valence bandwidth of the studied five-member ring based poly(azomethine)s except PThThI is in the range of 562–613 meV, which is larger than that of PPI (247 meV) or PPV (373 meV). The results suggest that the electronic properties of conjugated poly(azomethine)s could be varied through various ring structure. The proposed new coplanar conjugated poly(zomethine)s can be potentially used as transparent conductors or thin film transistors.
q2005 Elsevier Ltd. All rights reserved.
Keywords: Poly(azomethine)s; Theoretical electronic properties; Planarity
1. Introduction
Conjugated polymers have been widely recognized as a new class of materials for electronic and optoelectronic
devices, such as light emitting diodes [1], thin film
transistors [2], and photovoltaic cells [3]. The intrinsic
electronic properties of conjugated polymers governing the device performance are the ionization potential (IP),
electronic affinity (EA), band gap (Eg), and band width
(BW). The electronic and optoelectronic properties of conjugated polymers can be tuned through the following
methodologies: [4,5] (1) donor (e.g. alkoxy) or acceptor
(e.g. cyano) side group substitution; (2) incorporating heteroatoms (N, O, S, etc.) into the conjugated polymer backbone or ring structure (e.g. pyridine, pyrrole, furan, or
thiophene); (3) solid state morphology[6,7].
Conjugated poly(azomethine)s have been widely studied for the last 20 years due to their excellent thermal, mechanical, electronic, optical, optoelectronic,
and fiber-forming properties [8–14]. The general
chemical structure of conjugated poly(azomethine)s is
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* Corresponding author. Address: Department of Chemical Engineering, Polymer Science and Engineering, National Taiwan University, No1. Sec. 4, Roosevelt Rd, Taipei 106, Taiwan, ROC. Tel.: C886 2 23628398; fax: C886 2 23623040.
[–(Ar1)–CHaN–(Ar2)–NaCH–]n. The CaN linkages of
poly(1,4-phenylenemethylidyneitrilo-1,4-phenylenenitrilo-methylidyne) (PPI) is isoelectronic with the CaC linkages of poly(p-phenylene vinlyene) (PPV). The incorporating the CaN linkage results in a non-planar conformation of
PPI and thus the p-electronic delocalization is poor in
comparison with PPV [8,9]. However, the CaN linkage
also allows the complexation with acid or metal ion and thus
could be used as fluorescence sensing device[15]or
hole-transporting layer of light-emitting device [16]. A recent
report on thiophene-based azomethine oligomers also shows that the CaN linkage considerably improves the self-assembly properties and thus high carrier mobility up to
w10K2cm2VK1SK1 is achieved [17]. The control of
conformation and their electronic structures are keys to the above technology applications. One strategy to improve the p-electron delocalization of PPI is to replace one of the phenylene rings by a thiophene ring, which has been
reported by us[18]and other studies[10,13]. However, the
development of coplanar conjugated poly(azomethine)s
with the Eg less than 2.0 eV remains challenging, which
can be potentially used as transparent conductors or thin film transistors.
Theoretical analysis on the electronic structures of various conjugated polymers has been extensively reported [19–26]. We have successfully used the hybrid density functional theory (DFT) method to predict conjugated
poly(azomethine)s [18]. In this study, the theoretical
analysis on the geometries and electronic properties of conjugated poly(azomethine)s (1,2), PPV (3), and
poly-azine (PAZ, 4) is reported, as shown in Fig. 1. The
theoretical ground-state geometry and electronic structure of the studied poly(azomethine)s are optimized by the DFT method treated in periodic boundary conditions at the
B3LYP level of theory with 6-31G basis set[19,24,25]. The
geometry and electronic structure of PPI are compared with those of PPV and polyazine (PAZ) to address the role of the CaN linkage. Then, the effects of the p-electron donor or acceptor ring based backbone on the electronic properties of conjugated poly(azomethine)s were studied, including 3,4-ethylenedioxythiophene (PEEI, 2a), pyrrole (PYYI, 2b), thiophene (PTTI, 2c), furan (PFFI, 2d), and thiadiazole (PThThI, 2e). The effects of the ring structure on the conformation and electronic properties are discussed in this study.
2. Methodology
The ground-state geometry and electronic structure of the studied poly(azomethine)s are optimized by means of the hybrid density functional theory (DFT) method treated in periodic boundary conditions at the B3LYP level of theory
(Becke-style 3-parameter density functional theory [27]
using the Lee–Yang–Parr correlation functional[28]) with
6-31G basis set performed on Gaussian 03 program package
[29]. This method B3LYP//B3LYP (started with B3LYP
geometry optimization followed by B3LYP electronic structure calculation) is more reliable than other method-ology when applied to the system where the equilibrium
geometries deviate substantially from planar structures[19].
It has been reported in the literature [30] that the 6-31G
basic set yields a similar result on the prediction of dihedral angle of conjugated materials as that of 6-31G* (6-31G basis set with added augmentation of polarization function). Since the calculation of B3LYP/6-31G* is time consuming for conjugated polymers, the 6-31G is chosen as the basis set for the present study. Besides, the theoretical electronic properties of PPV and PPI based on B3LYP/6-31G energy level are in a good agreement with those reported in the literature by other method or experimentally.
In this analysis, one full unit cell was used for the calculation of an isolated, infinite, and one-dimensional polymer in the gaseous phase, starting from the geometry of the central portion (two repeat units) of the corresponding polymer. Full geometry optimization was performed inside a given lattice length, and the lattice parameters were then varied to locate both the equilibrium lattice parameters and the lowest-energy structure in that unit cell.
3. Results and discussion
3.1. Influence of the linkage on the electronic structures: PPI, PPV, and PAZ
The optimized geometries and electronic structures of
PPI, PPV, and PAZ are shown inFig. 2andTable 1. The
bond length of the CaN linkage in PPI and that of the CaC
linkage in PPV are 1.293 and 1.355 A˚ , respectively.
Besides, the C–C bond length between the CaN linkage
and the N-phenylene in PPI is 1.410 A˚ , while that between
the CaC linkage and the phenylene in PPV is 1.462 A˚ . The
shorter bond lengths of CaN and C–N than those of CaC and C–C are due to the larger electro-negativity of the nitrogen than carbon. If the bond length alternation (d) is defined as the difference on the bond length between the double and single bond, it shows similar d of PPI and PPV,
as illustrated inTable 1. However, a significant difference is
shown on the dihedral angles (F1and F2) between aromatic
ring and linkage. The dihedral angles (F1and F2) in PPV
are almost zero but F2of PPI is 30.48, as shown inFig. 2.
The repulsion force between the adjacent hydrogen atoms on the CaN linkage and the N-phenylene of PPI results in a non-coplanar conformation. Besides, the bond angle q
shown inFig. 2is 122.48 for PPI and 127.08 for PPV. Both
the differences of bond length and bond angle between PPV
and PPI result in the distance between H1 and H2 much
shorter in PPI than that in PPV. Consequently, it results in a much smaller (and negligible) H–H repulsion force for PPV than that of PPI. It explains why PPV is coplanar but PPI is twisted instead. The non-coplanar conformation of PPI was also verified from the X-ray diffraction results of small
molecule trans-N-benzylideneaniline [31], in which the CaN plane twists 558 from the N-phenylene and 108 from the benzylidene ring in the opposite direction. It leads to the conjugation between the CaN nitrogen lone-pair electrons and p-electrons on the N-phenylene, which suggests the twisted nature of PPI. For the case of PAZ, both the
dihedral angles (F1and F2) are almost zero since there is no
H–H repulsion force as shown inFig. 2(c). The very small
dihedral angles suggest that both PPV and PAZ exhibit the coplanar conformation.
The calculated electronic properties of PPI, PPV, and
PAZare shown inTable 1. The calculated (IP, EA, Eg) of
PPI, PPV and PAZ are (5.47, 2.64, 2.83) eV, (4.78, 2.31, 2.47) eV, and (5.92, 3.61, 2.31) eV, respectively. Note that
the experimental (IP, EA, Eg) of PPI and PPV are (5.12,
2.60, 2.52) eV and (5.11, 2.71, 2.40) eV, respectively[9]. It
indicates that the (IP, EA) is underestimated in the coplanar PPV, while that is overestimated in the non-coplanar PPI. The deviation between the experimental and theoretical results might be due to the polymer packing in solid state or the condition of cyclic voltammetry measurements. How-ever, the trend on the order of calculated electronic properties is in agreement with that of the experimental results.
The effect of the linkage between the phenylene rings on the electronic structures can be further illustrated by the
HOMO and LUMO energy levels ofFig. 3. The (IP, EA) of
PPIis intermediated between PPV and PAZ. It shows the
asymmetric stabilization of the HOMO and LUMO levels when the CaC linkage in PPV is replaced by the CaN linkage. This stabilization is attributed to not only the electron-withdrawing CaN linkage but also the twisted conformation of PPI. It is known that the substitution of an electron-withdrawing group can lead to the stabilization of
frontier orbitals [4,5]. However, the twisted conformation
would result in the stabilization of the HOMO level but the
Tabl e 1 The optimi zed geom etries and electronic propert ies of the studied conjugat ed polym ers RC1–C2 (A ˚) RC2 a N (A ˚) RC3–N (A ˚) d a (A ˚) F1 b (8 ) F2 b (8 ) V alence bandwi dth (meV) and ef fectiv e mass Conduct ion bandwi dth (meV) and ef fectiv e mass IP (eV) EA (eV) Eg (eV) 1 (PPI ) 1.46 3 1.293 1.41 0 0.02 1 0.9 30.4 247 (0.742 me ) 298 (0.688 me ) 5.47 2.64 2.83 2a (PEEI ) 1.41 4 1.314 1.34 5 0.02 3 0.2 0.6 613 (0.233 me ) 644 (0.223 me ) 4.25 3.14 1.11 2b (PYYI ) 1.42 7 1.309 1.37 1 0.00 6 1.8 12.1 562 (0.406 me ) 552 (0.403 me ) 4.40 2.73 1.67 2c (PFF I) 1.42 4 1.309 1.34 8 0.02 5 0.3 0.1 590 (0.376 me ) 556 (0.343 me ) 4.89 3.33 1.56 2d (PTTI ) 1.42 3 1.308 1.35 7 0.01 8 0.3 0.3 572 (0.278 me ) 583 (0.275 me ) 5.03 3.61 1.42 2e (PT hThI ) 1.43 6 1.296 1.36 3 0.04 0 0.6 0.8 318 (0.530 me ) 287 (0.504 me ) 7.19 4.72 2.47 3 (PPV ) 1.46 2 c 1.355 d 1.46 2 e 0.02 5 0.5 0.3 373 (0.466 me ) 392 (0.446 me ) 4.78 2.31 2.47 4 (PAZ ) 1.41 8 f 1.128 g 1.41 8 h 0.02 0 0.3 0.3 347 (0.474 me ) 405 (0.464 me ) 5.92 3.61 2.31 a Ave rage bond leng th alt ernation. b F1 and F2 are de fined in Fi gs. 1 and 2 . c RC1–C2 . d RC2 a C3 . e RC3–C4 . f RC1–N1 . g RN1 a N2 . h RN2–C2 .
Fig. 3. Effect of linkage between the phenylene rings on the HOMO and LUMO energy levels.
destabilization of the LUMO level, and increases the Eg
consequently[32]. Therefore, the degree of the stabilization
of the HOMO level is more than that of the LUMO level when the CaC linkage in PPV is replaced by the CaN linkage, leading to the larger bandgap of PPI. The replacement of CaC linkage by NaN linkage leads to the asymmetric stabilization of the HOMO and LUMO levels since the NaN linkage is an electron-withdrawing segment. Therefore, the IP and EA of the PAZ are larger than those of
PPV. Besides, the calculated Egof PPV and PAZ are 2.47
and 2.31 eV, respectively. The smaller Eg of PAZ is
probably attributed to the intrachain charge transfer from the withdrawing NaN linkage and the electron-donating phenylene ring. The bond length alternation of PPI, PPV, and PAZ shows an insignificant variation but not in the case of electronic properties. It suggests that the dihedral angle plays a major role on the electronic properties of poly(azomethine)s.
3.2. Influences of the electron donor/acceptor five-member ring on the electronic properties of conjugated
poly(azomethine)s
As mentioned previously, the six-membered ring based poly(azomethine)s, PPI, has a non-coplanar conformation and affects its electronic properties significantly. If the phenylene ring is replaced by the five-member heterocyclic ring in the backbone of conjugated poly(azomethine)s, the geometries and electronic structures would change dramati-cally. The optimized geometries and calculated electronic properties of conjugated poly(azomethine)s, PEEI (2a),
PYYI(2b), PFFI (2c), PTTI (2d), and PThThI (2e) are
shown inTable 1, respectively.Fig. 4shows the calculated
geometries of PEEI (2a), PTTI (2d), and PThThI (2e). The five-member ring based conjugated poly(azomethine)s
show a very small dihedral angle(F1or F2), which suggests
a coplanar conformation. It is attributed to the absence of the repulsion force between the adjacent hydrogen atoms on the CaN linkage and the N-substitued phenlyene. The planar configurations are in agreement with a recent report on a model compound of thiophene-based monazomethine, as
evidenced by X-ray crystal analysis[33]. The bond length
alternation of the studied five member ring based conjugated
poly(azomethine)s are in the range of 0.006–0.040 A˚ , in
which PThTh with the largest of 0.040 A˚ .
The electronic properties (IP, EA, Eg) of PPI are also
significantly modified by the five-member ring based
conjugated poly(azomethine)s, as shown in Table 1. The
HOMO and LUMO energy levels of the studied coplanar
conjugated poly(azomethine)s are illustrated in Fig. 5. As
shown inTable 1andFig. 5, the calculated IP increases in
the following order: PEEI!PYYI!PFFI!PTTI! PPI!PThThI, while the order of calculated EA is PPI! PYYI!PFFI!PEEI!PTTI!PThThI. The smallest IP of PEEI is as expected since 3,4-ethylenedioxythiophene shows stronger p-donating strength than the others.
Similarly, the largest EA of PThThI is due to the better p-accepting ability of thiadiazole, which indicates PThThI
might be more stable in the n-doped form[25]. The relative
order on IP/EA of PYYI, PFFI and PTTI is consistent with the electron donating ability of the heteroatom. The smallest IP and EA of PYYI among three above conjugated polymers indicate that pyrrole might be sensitive in the neutral form and stable in the p-doped form since nitrogen
shows less electro-negativity than sulfur and oxygen[24].
Weaker donor strength of heteroatom (sulfur compared to
oxygen)[34]leads to a larger IP of PTTI than that of PFFI
by 0.14 eV.
The calculated Egof the studied conjugated
poly(azo-methine)s increases in the following order: PEEI!PTTI! PFFI!PYYI!PThThI!PPI. The five-membered ring heterocyclic poly(azmothine)s is almost coplanar and thus
the calculated Egis much smaller (0.3–1.7 eV) than that of
PPI. Besides, the electron-withdrawing imine group, CaN could have a significant intramolecular charge transfer with the electron-donating heterocyclic rings (3,4-ethylenediox-ythiophene, pyrrole, furan and thiophene) and thus result in
a very small band gap[34]. The 3,4-ethylenedioxythiophene
based conjugated poly(azomethine)s, PEEI, has a Eg of
1.11 eV, which is among the smallest among
poly(azo-methine)s. The small Eg of PEEI is also close to other
classes of small bandgap polymers reported in the literature,
including poly(isothianaphthene)s [35,36], poly(thiophene
methine)s. Hence, they could have the potential applications
as transparent conductors[37,38]. Although the thiadiazole
based conjugated poly(azomethine)s, PThThI, also shows a
coplanar structure, the Egis much larger (about 1 eV) than
the other five-member ring based polymers. It might be due to the large bond length alternation or lack of the intrachain charge transfer as that of polymers 2a–2d. The charge transfer ability could be investigated by calculating total
atomic Mulliken charge [39]. As for the case of PThThI,
the calculated net orbital atomic charge on the electron-rich thiadiazole and electron-deficient imine moiety amount 0.131 and K0.131e, respectively. However, the correspond-ing values are 0.231 and K0.231e for those of PTTI. The smaller charge values on the alternating donor–acceptor unit indicate less intrachain charge transfer ability for PThThI than that for PTTI. PYYI has a larger bandgap among these four electron-donating heterocyclic ring based polymers since PYYI shows a small torsional angle (12.18) between the imine linkages and pyrrole group.
Fig. 6 shows the one-dimensional band structure along the polymer chain of PPI and PEEI. The bandwidths (BWs) and electron effective mass of the studied conjugated
polymers are also summarized inTable 1. The BW values
(or electron effective mass) were calculated on the upper valence band and lower conduction band, which are good parameters for predicting the hole and electron transporting
ability, respectively [40–42]. The effective mass of the
upper valence band is defined as 1 mZ 1 h v2EðkÞ vk2 (1) The larger curvature of the energy with the function of momentum reaches a maximum at the inflection point corresponding to diverging mass and thus decreases the effective mass. The kinetic model of mobility (m) is given by
the Drude form[40,43],
m Zmet (2)
When the BW is larger, the effective mass of hole (or electron) should be smaller leading to a higher carrier mobility. Specifically, the effective mass equals the free
hole or electron mass at the broad band[44]. The calculated
upper valence BW of poly(azomethine)s (2a–2d) is 562– 613 meV, which is higher than that of PPI with 246 meV or
PPVwith 373 meV. Besides, the calculated effective mass
of valence band edge of poly(azomethine)s (2a–2d) which is lower than that of PPI and PPV is consistent with the trend of the upper valence BW. Thus, the hole mobility of the coplanar p-type poly(azomethine)s (2a–2d) is expected to be higher than that of non-coplanar PPI. The high bandwidths (small electron effective mass) of the proposed conjugated poly(azomethine)s could have the potential applications as thin film transistors for organic electronics. The high mobility of thiophene based azomethine oligomers
reported in the literature [17] also suggested the above
prediction.
4. Conclusions
In this study, the theoretical geometries and electronic properties of varies aromatic ring based conjugated
poly(azomethine)s are investigated. The comparison on the geometry of PPI with those of PPV and PAZ reveals that the non-coplanar conformation of PPI is resulted from the repulsion force between the adjacent hydrogen
Fig. 5. Effects of the ring structure on the HOMO and LUMO energy levels of conjugated poly(azomethine)s.
atoms on the CaN linkage and N-phenylene. The electronic properties of PPI are in the intermediate between PPV and PAZ. The non-coplanar conformation of PPI could be overcome by the five member ring based conjugated poly(azomethine)s, including 3,4-ethylenedioxythiophene (PEEI), pyrrole (PYYI), or thiophene (PTTI), furan (PFFI), and thiadiazole (PThThI). The coplanar configur-ation or donor–acceptor intrachain charge transfer resulted
in small Egof PEEI PYYI, PFFI, and PTTI. The trend on
the IP or EA of the studied conjugated poly(azomethine)s are consistent with the ring characteristic. The upper valence bandwidth of the studied five-member ring based poly(azomethine)s except PThThI is larger than that of PPI. The results suggest that the electronic properties of conjugated poly(azomethine)s could be varied through various ring structure and can be potentially used as transparent conductors or thin film transistors.
Acknowledgements
We thank the financial supports of the National Science Council, Industrial Technology Research Institute, and the Ministry of Economic Affairs of Taiwan for this work.
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