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Is preoperative ultrasonography accurate in measuring tumor thickness and predicting the incidence of cervical metastasis in oral cancer?

q

S. Mark Taylor

a,*

, Chris Drover

a

, Ron MacEachern

c

, Martin Bullock

b

, Robert Hart

a

, Brian Psooy

c

, Jonathan Trites

a

aDivision of Otolaryngology-Head and Neck Surgery, Queen Elizabeth II Health Sciences Centre, Dalhousie University, Halifax, Nova Scotia, Canada B3H 1V7

bDepartment of Pathology, Queen Elizabeth II Health Sciences Centre, Dalhousie University, Halifax, Nova Scotia, Canada B3H 1V7

cDepartment of Radiology, Queen Elizabeth II Health Sciences Centre, Dalhousie University, Halifax, Nova Scotia, Canada B3H 1V7

a r t i c l e i n f o

Article history:

Received 7 September 2009

Received in revised form 7 October 2009 Accepted 8 October 2009

Available online 20 November 2009

Keywords:

Oral Cancer Ultrasonography Metastasis Tumor thickness

s u m m a r y

The need for elective neck dissection in patients with early stage oral cancer is controversial. A preoper- ative predictor of the risk of subclinical nodal metastasis would be useful. Studies have shown a strong correlation between histological tumor depth and the risk of nodal metastasis.

To determine if preoperative ultrasonography is an accurate measure of tumor depth in oral carcinoma.

To assess if preoperatively measured tumor depth predicts an increased risk of subclinical metastatic neck disease and thus the need for elective neck dissection.

Twenty one consecutive patients with biopsy proven squamous cell carcinoma of the tongue/floor of mouth were analyzed prospectively. Each patient received a preoperative ultrasonography to assess tumor depth which was compared to histological measures. Univariate analysis was used to correlate tumor thickness and T stage with neck metastasis.

There was a significant correlation between the preoperative ultrasonography and histological mea- sures of tumor depth (correlation coefficient 0.981, P < 0.001). The overall rate of lymph node metastasis was 52%. The rate of metastasis was 33% in N0 necks. In the group with tumors <5 mm in depth, the neck metastatic rate was 0%, as compared with 65% in the group P5 mm. Using univariate analysis tumor depth and T stage were significant predictors of cervical metastasis (p = 0.0351 and p = 0.0300, respec- tively).

Preoperative ultrasonography is an accurate measure of tumor depth in oral carcinoma. Tumor thick- ness is a significant predictor of nodal metastasis and elective neck dissection should be considered when this thickness is P5 mm.

Ó 2009 Elsevier Ltd. All rights reserved.

Introduction

A major determinant of the prognosis of oral carcinoma is the risk of cervical metastasis. While it is widely accepted that more advanced oral tumors be treated with elective neck dissection, management of stage I disease remains controversial. In the ab- sence of clinical neck disease, stage I oral cancers are often treated with primary tumor resection and clinical follow up of the neck.

However, studies have shown the incidence of occult neck metas- tasis in Stage I/II disease to be as high as 42%.1Thus, a predictor of the risk of subclinical nodal metastasis in oral cancer would be of

significant benefit in determining who requires elective neck dis- section or adjuvant therapy.

Several factors have been evaluated for their ability to predict cervical metastasis. These include tumor stage, shape, thickness, grade, as well as the extent of vascular, lymphatic, and perineural invasion.2–5Numerous studies have focused on tumor thickness and have shown a positive correlation between it and the risk of occult cervical metastasis.6–9Recently, Yuen et al. reported tumor thickness to be the only factor with significant predictive value for subclinical nodal metastasis.10

The problem with this association is that these studies assess tumor depth histopathologically, which provides information that is not available preoperatively when treatment decisions are made.

A preoperative measure of tumor thickness, and its validation, is hence imperative.

Shintani et al. assessed the thickness of tongue carcinomas pre- operatively using ultrasonography.11 These measurements were compared with those from histological sections after resection of

1368-8375/$ - see front matter Ó 2009 Elsevier Ltd. All rights reserved.

doi:10.1016/j.oraloncology.2009.10.005

qThis paper was presented at the 2nd International Academy of Oral Oncology Meeting in Toronto, Ontario, July 2009.

*Corresponding author. Address: Division of Otolaryngology-Head and Neck Surgery, Dalhousie University, Suite 3044-Dickson Bldg, 5820 University Avenue, Halifax, Nova Scotia, Canada B3H 1V7. Tel.: +1 902 473 5752; fax: +1 902 473 4016.

E-mail address:smtaylorwashu@yahoo.com(S. Mark Taylor).

Oral Oncology 46 (2010) 38–41

Contents lists available atScienceDirect

Oral Oncology

j o u r n a l h o m e p a g e : w w w . e l s e v i e r . c o m / l o c a t e / o r a l o n c o l o g y

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the primary tumor. Their study showed significant correlation be- tween the two measures.

This study aims to confirm that preoperative ultrasonography is an accurate measure of tumor thickness in oral carcinoma and thus a predictor of occult cervical metastasis. Ultrasonography mea- surements were compared to the incidence of neck metastasis in an attempt to develop a recommendation for elective neck dissec- tion in cases of early stage oral carcinoma.

Materials and methods

This is a prospective study of 21 consecutive patients with oral carcinoma, presenting to two participating Head and Neck Surgical Oncologists (SMT, JT). All patients had biopsy proven squamous cell carcinoma of the tongue or floor of mouth. Each patient re- ceived the usual standard of care including investigations, treat- ment and follow up as per the QEII Health Science Centre Head and Neck Oncology Team. In addition, each patient received a pre- operative ultrasonography of the oral cancer to assess maximal tu- mor thickness.

Intraoral ultrasound examination was performed with a 10–

12 MHz intracavitary probe. Gel was applied to the transducer tip and the probe covered with a latex sheath. The probe was then placed directly on the lesion and tumor thickness was measured in a vertical plane from the surface to the point of maximal depth.

Measurements were to the nearest millimetre, all by a single radiologist.

Patients with T1 N0 lesions were treated with resection of the primary tumor without elective neck dissection. These patients were followed clinically and those who had no evidence of recur- rence or cervical metastasis after 12 months were included in the group with pathologically negative nodes. Those patients with T2 or greater lesions were treated with resection of the primary tumor along with ipsilateral selective neck dissection.

Histological sections from each specimen were reviewed by a single pathologist, who was blinded as to the ultrasound results.

Thickness was measured from the tumor surface to the point of maximal depth using an ocular micrometer. Specimens from pa- tients undergoing neck dissection were then reviewed for any evi- dence of nodal disease.

Measurements of tumor thickness from histological specimens and those by ultrasonography were analyzed using the Pearson product moment correlation to determine the correlation coeffi- cient between them. Tumor thickness was divided into two groups based on the associated incidence of nodal metastasis. One group included oral tumors up to 5 mm in the depth and the other in-

cluded those greater than or equal to 5 mm. Univariate analysis using the Fisher exact test was used to assess the relationship of tumor thickness, as well as T stage, to the risk of cervical metastasis.

Results

Twenty one patients were enrolled in this study, of which 12 were male and 9 were female. Their ages ranged from 48 to 78 years, with an average age of 65. The TNM staging breakdown for all patients is shown (Table 1).

The measurements of tumor thickness from histological sec- tions and by ultrasonography for each patient are shown in Fig. 1. When the two measures were compared there was a signif- icant correlation between them as displayed in the scatter plot in Table 1

TNM stage.

T stage N0 N1 N2 N3 Totals

T1 4 1 0 5

T2 5 0 1 0 6

T3 4 1 1 0 6

T4 2 0 2 0 4

Totals 15 2 4 0 21

All the above tumors were M0.

0 5 10 15 20 25 30 35 40

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21

Patient #

Serie s1 Serie

= Hist. depth

= U/S depth

Tumor Depth (mm)

Figure 1 Ultrasound versus Histological measurements of tumor thickness. There was a significant correlation between the two measurements.

0 5 10 15 20 25 30 35

0 10 20 30 40

Histo. Depth (mm)

U/S Depth (mm)

Figure 2 Scatter Plot of Ultrasound versus Histological measurements. The Pearson product moment correlation coefficient was 0.981 (P < 0.001).

S. Mark Taylor et al. / Oral Oncology 46 (2010) 38–41 39

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Fig. 2. The Pearson product moment correlation coefficient was 0.981 (P < 0.001). Tumor thickness on ultrasonography ranged from 0 to 30 mm with an average of 11.1 mm. In patients with po- sitive lymph node metastasis the average thickness increased to 15.6 mm. In the negative lymph node group, the average thickness decreased to 7.6 mm. The relation of tumor thickness to cervical metastasis is shown inFig. 3.

The correlation of T stage to the risk of cervical metastasis was examined (Table 2). In the lymph node negative group, 8 of the 10 patients (80%) had T1 or T2 disease. This compared to only 3 of 11 (27%) in the lymph node positive group. As expected, cervical metastasis was more common in clinically advanced tumors. The result was statistically significant (P = 0.03) when T1/T2 tumors were compared to T3/T4 tumors.

All patients, with the exception of those with T1N0 tumors, re- ceived elective neck dissections. The four patients who did not have treatment of the neck were followed clinically for locore- gional recurrence. Of the four, 3 had clinically negative necks after 12 months and were included in the lymph node negative group.

One patient had regional neck recurrence and was included in the lymph node positive group. Overall, the rate of lymph node metastasis was 52% (11/21). When the N0 necks were considered alone, the subclinical nodal metastatic rate was 33% (5/15).

The smallest ultrasound measured thickness at which cervical nodal metastasis was found was 5 mm. As a result, tumors in this series were divided into two groups, those <5 mm and tho- se P5 mm (Table 3). In the <5 mm group there were no patients with positive lymph node metastasis (0/4). In contrast, 65% (11/

17) of patients in the P5 mm group had positive lymph nodes.

About 35% (6/17) of patients with tumors P 5 mm in thickness on ultraonography did not develop neck disease. The difference was statistically significant (P = 0.0351). As stated, 33% (5/15) of patients with N0 necks had subclinical nodal metastasis. All 5 had tumors with maximal thickness P5 mm. Six patients were

clinically staged with node positive neck disease. All six patients had tumors with maximal thickness P5 mm.

There were four patients with Stage I disease (T1N0). The aver- age tumor thickness in this subgroup was 2.25 mm. One of these patients developed regional neck recurrence. Tumor thickness for that patient was 6 mm.

Discussion

It has been well documented that there is a strong association between the thickness of oral cancers and the risk of cervical nodal metastasis.6–10However, these associations are based on patholog- ical measurements which do not provide information for operative planning. Shintani et al. showed that preoperative ultrasound is an accurate measure of tumor thickness in tongue cancer. No study to date has correlated tumor thickness, as measured by ultrasonogra- phy, to the risk of nodal metastasis.

In this series we confirmed that ultrasonography is indeed an accurate measure of tumor thickness when compared to histologi- cal measurements. Ultrasonography versus histological measures were within 1 mm in 81% (17/21) of cases, within 2 mm in 93%

(20/21), and was greater than 2 mm in only one case. In that single case, the tumor was 3.7 cm thick and the U/S transducer used could only assess depth up to 3 cm. If this case is excluded due to this technical shortfall, then all cases were measured within 2 mm.

Other radiological techniques, including CT and MRI, have been assessed for their ability to measure tumor depth. However, for le- sions less than 5 mm these modalities have difficulty delineating a density difference from normal tissue. This makes accurate mea- surements of depth difficult.12

The correlation of T stage to the risk of cervical metastasis was examined. In univariate analysis, the difference between T1/T2 tu- mors and T3/T4 tumors was significant. As expected, risk increases with more advanced tumors. This association has not been consis- tently reported in the literature. Spiro et al.8and Mohit-Tabatabai et al.9noted similar findings, while Ragson et al.7noted T stage did not correlate with nodal metastasis. Thus, T stage alone should not be used to predict subclinical nodal disease.

Our study supports the previously reported correlation between tumor thickness and nodal metastasis. In this instance, the correla- tion is to a preoperative measure of thickness (ultraonography) as opposed to that from histological sections. There are varying re- ports as to what thickness level should necessitate elective neck dissection. In this series, the lowest depth at which there was cer- vical metastasis was 5 mm. As a result, patients were broken down into two groups: <5 mm and P5 mm. Other papers have also re- ported 5 mm as being the critical depth after which there is in- creased metastatic risk.6,7 Of the patients in the <5 mm group, none (0/4) had nodal metastasis. In the P5 mm group, 65% (11/

17) had positive nodal disease. A univariate analysis between the two groups showed a statistically significant difference.

Most of the controversy regarding elective neck dissection in oral carcinoma pertains to stage I disease. The risk of cervical metastasis versus that of unnecessary neck dissection must be con- sidered. In this series there were 4 patients with stage I disease.

0 1 2 3 4 5 6

0-4mm 5-14mm >15mm

Node -ve Node +ve

Figure 3 The relation of tumor thickness to the incidence of cervical nodal metastasis. Y axis represents number of cases.

Table 2

Correlation of T stage to cervical metastasis.

T Stage

ve Lymph node mets

+ve Lymph node mets

% With nodal mets

T1 3 2 40

T2 5 1 17

T3 2 4 67

T4 0 4 100

When T1/T2 were compared to T3/T4 the difference in cervical metastasis was statistically significant; P = 0.0300 via Fisher exact test.

Table 3

Correlation of tumor thickness to cervical metastasis.

Negative lymph node mets

Positive lymph node mets

Totals

Tumor thickness <5 mm 4 0 4

Tumor thickness >5 mm 6 11 17

Totals 10 11 21

The difference between the two groups was statistically significant; P = 0.0351 via Fisher exact test.

40 S. Mark Taylor et al. / Oral Oncology 46 (2010) 38–41

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Only one of these developed cervical metastasis, and interestingly that patient had a tumor with a depth greater than 5 mm (6 mm).

Conclusion

In oral cancer, tumor thickness is a significant predictor of cer- vical nodal metastasis. Our findings support preoperative ultraso- nography as an accurate measure of maximal tumor thickness. In cases where this measure is equal to or greater than 5 mm, we would suggest the surgeon should strongly consider performing an elective neck dissection.

The authors have no conflict of interest to disclose. The first author (SMT) is to receive a cash prize of 500.00 as the paper was selected as the ‘‘Best Clinical Paper” at the 2nd International Academy of Oral Oncology Meeting in Toronto, Ontario.

Conflicts of Interest Statement None declared.

References

1. Ho CM, Lam KH, Wei WI, et al. Occult lymph node metastasis in small oral tongue cancers. Head Neck 1992;14(5):359–63.

2. Yuen APW, Lam KY, Wei WI, et al. A comparison of prognostic significance of tumor diameter, length, width, thickness, area volume and clinicopathological features of oral tongue carcinoma. Am J Surg 2000;180:139–43.

3. Shingaki S, Suzuki I, Nakajimi T, et al. Evaluation of histopathological parameters in predicting cervical lymph node metastasis of oral and oropharyngeal carcinomas. Oral Surg Oral Med Oral Pathol 1988;66:683–8.

4. Shintani S, Matsuura H, Hasegawa Y, et al. The relationship of shape of tumor invasion to depth of invasion and cervical lymph node metastasis of oral and oropharyngeal carcinomas. Oncology 1997;54:463–7.

5. Woolgar JA, Scott J. Prediction of cervical lymph node metastasis in squamous cell carcinoma of the tongue/floor of mouth. Head Neck 1995;17:463–72.

6. Fukano S, Matsuura H, Hasegawa Y, et al. Depth of invasion as a predictive factor for cervical lymph node metastasis in tongue carcinoma. Head Neck 1997;19:205–10.

7. Ragson SM, Cruz RM, Hilsinger RL, et al. Relation of lymph node metastasis to histopathologic appearance in oral cavity and oropharyngeal carcinoma: a case series and literature review. Laryngoscope 1989;99:1103–10.

8. Spiro RH, Huvos AG, Wong GY, et al. Predictive Value of tumor thickness in squamous cell carcinoma confined to the tongue and floor of mouth. Am J Surg 1986;152:345–50.

9. Mohit-Tabatabai MA, Sobel MJ, Rush BF. Relation of thickness of floor of mouth stage I and II cancers to regional metastasis. Am J Surg 1986;152:351–3.

10. Yuen APW, Lam KY, Lam LK, et al. Prognostic factors of clinically stage I and II oral tongue carcinoma-A comparative study of stage, thickness, shape, growth pattern, invasive front malignancy grading, Martinez-Gimeno score, and pathological features. Head Neck 2002;24(6):513–20.

11. Shintani S, Nakayama B, Matsuura H, et al. Intraoral ultrasonography is useful to evaluate tumor thickness in tongue carcinoma. Am J Surg 1997;173:345–7.

12. Shintani S, Yoshihama Y, Ueyama Y, et al. The usefulness of intraoral ultrasonography in the evaluation of oral cancer. Int J Oral Maxillofac Surg 2001;30(2):139–43.

S. Mark Taylor et al. / Oral Oncology 46 (2010) 38–41 41

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