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Bounds for some set systems

w c

 n0−w k−c

 a−1

a−m

 {1 + ln[w

c

n0− w k − c

 a − 1 a − m

 ]}

<(a − m + 1)(z − 1) + 1 a − m + 1 (k

c)c(1 + 1

k − c)k−c{1 + k[1 + ln(n

k + 1)] + ln a − 1 a − m

 }

as required.

4.3 Bounds for some set systems

Note that upper bounds for the minimum number of blocks of uniform (m, t)-splitting systems were given in [7] by the Lov´asz Local Lemma. Note further that upper bounds for the minimum number of blocks of uniform (m, t)-splitting systems, (v, k, t)-covering designs, and (v, k, t, p)-lotto designs were given in [8] by the classical Stein-Lov´asz theorem, the proofs are included for completeness.

In this section, upper bounds for the minimum number of blocks of uniform (m, t; z)-splitting systems, uniform (m, t1, t2; z)-separating systems, (v, k, t; z)-covering designs and (v, k, t, p; z)-lotto designs will be derived by using the extended Stein-Lov´asz theorem.

Recall that SP (m, t) is the minimum number of blocks of uniform (m, t)-splitting systems.

Theorem 4.3.1. [8]

SP (m, t) <

m

m 2



t

t 2

 m−t

m 2t

2

 {1 + ln[

m 2 t 2

2

]}.

Proof. Let A be the binary matrix of order mt × mm 2

 with rows and columns indexed by {T | T ∈ [m]t } and Γ = {B | B ∈ [m]m

2

} respectively. The entry of A at the row indexed by the T and the column indexed by the vector B ∈ Γ is 1 if B splits T ; and 0 otherwise.

Observe that each row of A has weight and each column of A has weight

a =

By the Stein-Lov´asz theorem, there exists a submatrix M of A of order mt × N having no zero rows, where

N <

It is straightforward to show that the columns of M form an uniform (m, t)-splitting system with N blocks, as required.

Recall that SP (m, t; z) is the minimum number of blocks of uniform (m, t; z)-splitting systems.

 with rows and columns indexed by {T | T ∈ [m]t } and Γ = {B | B ∈ [m]m

2

} respectively. The entry of A at the row indexed by the T and the column indexed by the vector B ∈ Γ is 1 if B splits T ; and 0 otherwise.

Observe that each row of A has weight

v = t and each column of A has weight

a =

By the extended Stein-Lov´asz theorem, there exists a submatrix M of A of order mt × N with each row weight at least z, where

N <

z mm 2



v {1 + ln a}.

It is straightforward to show that the columns of M form an uniform (m, t; z)-splitting system with N blocks, as required.

For the sizes of uniform (m, t1, t2)-separating systems and uniform (m, t1, t2; z)-separating

 with rows and columns in-dexed by {(T1, T2) | T1[m]t

1, T2[m]t

2 with T1T T2 empty } and Γ = {B | B ∈ [m]m 2

}

respectively. The entry of A at the row indexed by the pair (T1, T2) and the column indexed by the vector B ∈ Γ is 1 if B separates the pair (T1, T2); and 0 otherwise.

Observe that each row of A has weight

v =m − (t1+ t2)

and each column of A has weight

a =

By the Stein-Lov´asz theorem, there exists a submatrix M of A of order [ mt

1

 m−t1

t2 ] × N having no zero rows, where

N <

It is straightforward to show that the columns of M form an uniform (m, t1, t2)-splitting system with N blocks, as required.

Recall that SE(m, t1, t2; z) is the minimum number of blocks of uniform (m, t1, t2;

 with rows and columns in-dexed by {(T1, T2) | T1[m]t

1, T2[m]t

2 with T1T T2 empty } and Γ = {B | B ∈ [m]m 2

}

respectively. The entry of A at the row indexed by the pair (T1, T2) and the column indexed by the vector B ∈ Γ is 1 if B separates the pair (T1, T2); and 0 otherwise.

Observe that each row of A has weight

v =m − (t1+ t2)

and each column of A has weight

a =

By the extended Stein-Lov´asz theorem, there exists a submatrix M of A of order [ mt

1

 m−t1

t2 ]×

N with each row weight at least z, where

N <

z mm 2



v {1 + ln a}.

It is straightforward to show that the columns of M form an uniform (m, t1, t2; z)-splitting system with N blocks, as required.

Recall that C(v, k, t) is the minimum number of blocks of uniform (v, k, t)-covering de-signs.

Theorem 4.3.5. [8]

C(v, k, t) <

v t



k t

 {1 + ln

k t

 }.

Proof. Let A be the binary matrix of order vt × vk with rows and columns indexed by {T | T ∈ [v]t} and Γ = {B | B ∈ [v]k} respectively. The entry of A at the row indexed by the T and the column indexed by the vector B ∈ Γ is 1 if T ⊆ B; and 0 otherwise.

Observe that each row of A has weight v−tk−t, and each column of A has weight kt. By the Stein-Lov´asz theorem, there exists a submatrix M of A of order vt × N having no zero rows, where

N <

v k



v−t k−t

 {1 + ln

k t

 } =

v t



k t

 {1 + ln

k t

 }.

Note that the equality is obtained by counting the weight of A in two ways. It is straight-forward to show that the columns of M form an (v, k, t)-covering design with N blocks, as required.

Recall that C(v, k, t; z) is the minimum number of blocks of uniform (v, k, t; z)-covering designs.

Theorem 4.3.6.

C(v, k, t; z) < z vt

k t

 {1 + ln

k t

 }.

Proof. Let A be the binary matrix of order vt × vk with rows and columns indexed by {T | T ∈ [v]t} and Γ = {B | B ∈ [v]k} respectively. The entry of A at the row indexed by the T and the column indexed by the vector B ∈ Γ is 1 if T ⊆ B; and 0 otherwise.

Observe that each row of A has weight v−tk−t, and each column of A has weight kt. By the extended Stein-Lov´asz theorem, there exists a submatrix M of A of order vt × N with each row weight at least z, where

N < z vk

v−t k−t

 {1 + ln

k t



} = z vt

k t

 {1 + ln

k t

 }.

Note that the equality is obtained by counting the weight of A in two ways. It is straight-forward to show that the columns of M form an (v, k, t; z)-covering design with N blocks, as required.

Recall that L(v, k, t, p) is the minimum number of blocks of uniform (v, k, t, p)-lotto de-signs.

Theorem 4.3.7. [8]

L(v, k, t, p) <

v k



min(t,k)

X

i=p

t i

v − t k − i



{1 + ln[

min(t,k)

X

i=p

k i

v − k t − i

 ]}.

Proof. Let A be the binary matrix of order vt × vk with rows and columns indexed by {T | T ∈ [v]t} and Γ = {B | B ∈ [v]k} respectively. The entry of A at the row indexed by the T and the column indexed by the vector B ∈ Γ is 1 if |TT B| ≥ p; and 0 otherwise.

Observe that each row of A has weight

min(t,k)

X

i=p

t i

v − t k − i

 ,

and each column of A has weight

By the Stein-Lov´asz theorem, there exists a submatrix M of A of order vt × N having no zero rows, where

N <

It is straightforward to show that the columns of M form an (v, k, t, p)-lotto design with N blocks, as required.

Recall that L(v, k, t, p; z) is the minimum number of blocks of uniform (v, k, t, p; z)-lotto designs.

Observe that each row of A has weight

min(t,k) and each column of A has weight

min(t,k)

By the extended Stein-Lov´asz theorem, there exists a submatrix M of A of order vt × N with each row weight at least z, where

N <

zv k



min(t,k)

X

i=p

t i

v − t k − i



{1 + ln[

min(t,k)

X

i=p

k i

v − k t − i

 ]}.

It is straightforward to show that the columns of M form an (v, k, t, p; z)-lotto design with N blocks, as required.

Chapter 5 Conclusion

In this thesis, we derive the extended Stein-Lov´asz theorem to deal with more combina-torial problems. From the strategy of the proof in Theorem 3.2.1, it is easy to see that the extended Stein-Lov´asz theorem also provides an algorithmic way to dealing with the exis-tence of good coverings and then deriving some upper bounds related to some combinatorial structures in Chapter 4. Note that most of these upper bounds obtained in Chapter 4 are roughly the same as those derived by the basic probabilistic method including the Lov´asz Lo-cal Lemma (see Appendix). Thus, due to its constructive nature, the Stein-Lov´asz theorem can be regarded as a de-randomized algorithm for the probabilistic methods. The relationship between the (extended) Stein-Lov´asz theorem and the Lov´asz Local Lemma deserve further study.

Appendix

Some upper bounds for the sizes of several disjunct matrices and selectors obtained by the Lov´asz Local Lemma and the classical Stein-Lov´asz theorem are survey in the following.

d-disjunct matrices

t(d, n) ≤ (d + 1)(1 +1

d)d{1 + ln[(d + 1)( d+1n  − n−d−1d+1 )]} [13]

(by the Lov´asz Local Lemma)

(d, r]-disjunct matrices

t(n, d, r] ≤ (1 +d

r)r(1 + r

d)d{1 + ln[ nd n−d

r  − n−(d+r)d  n−(d+r)−d

r ]} [14]

(by the Lov´asz Local Lemma)

(d, r; z]-disjunct matrices

t(n, d, r; z] < z(1 + d

r)r(1 + r

d)d{1 + k[1 + ln(nk + 1)]}, k = d + r [5]

(by the classical Stein-Lov´asz theorem)

(d, r)-disjunct matrices

t(n, d, r) ≤ (1 +d

r)(1 + r

d)dr{1 + ln[ nd n−d

r  − n−(d+r)d  n−(d+r)−d

r ]} [14]

(by the Lov´asz Local Lemma)

(d, s out of r]-disjunct matrices

t(n, d, r, s] ≤ 1 + ln[ nd n−d

r  − n−(d+r)d  n−(d+r)−d

r ]

fd,r,s(p) for all 0 < p < 1, where fd,r,s(p) = (1 − p)d[1 −

s−1

X

i=0

r i



pi(1 − p)r−i] [14]

(by the Lov´asz Local Lemma)

(k, m, n)-selectors

ts(k, m, n) < ek2

k − m + 1lnn

k +ek(2k − 1) k − m + 1 [2]

(by the classical Stein-Lov´asz theorem) ts(k, m, n) ≤ m

k

mm![k(1 + 1

k − 1)k−1]{1 + ln[ nk − n−kk ]} [14]

(by the Lov´asz Local Lemma)

(k, m, c, n)-selectors

ts(k, m, c, n) < ekc+1 z lndn

ke − ewkc

z ln c +ekc

z (c + m + k + z − 1), where z = kc − m + 1 [1]

(by the classical Stein-Lov´asz theorem)

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