4.3 Deriving FCA with Late Adjunction, Agreement, and Phase
4.3.2 Two Phases – Transitives & Non-finites
In transitives and non-finites there are two phases because the v is ϕ-complete, contrary to those constructions in the previous section. In these constructions (see (71) and (72)), I argue that the ϕ-defective Agree between the participle and the first conjunct applies first in the phase one. The &P then late adjoins to the first conjunct in the same
AgrP
phase right before the complement (VP) of the phase head v is sent to spellout. As a result, the &P would not participate in the ϕ-defective Agree because the adjunction occurs after the application of the ϕ-defective Agree. What’s more, if there is an Agr projection (i.e. the transitive construction), the ϕ-complete Agree between the verb raising to the Agr projection and the unpronounced subject does not happen until phase two.
For the transitive construction, in phase one ϕ-defective Agree between the participle colgada ‘hung’ and the first conjunct una lámpara ‘a lamp’ applies, say, in number (singular) and gender (feminine). In phase two, due to the existence of an unpronounced subject, i.e. nosotros, in the specifier of vP, the verb tener ‘to have’
raising to Agr has to agree with it. Therefore, it will not agree with the first conjunct of the coordinate structure in the complement of V. After the ϕ-defective Agree between the participle and the first conjunct takes place in phase one, the &P then late adjoins to the first conjunct in the same phase right before the complement of the phase head (VP) is sent to spellout. Therefore, FCA is possible in transitives. The ϕ-complete Agree between the verb moving to the Agr projection and the unpronounced subject happens in phase two. The derivation is shown in (71).
(71) Tenemos colgada una lámpara y un candelabro juntos en el techo.
‘We have a lamp and a chandelier hung together in the ceiling.’
In the non-finite example, the participle colgada, however, ϕ-defective Agrees with the first conjunct una lámpara in number (singular) and gender (feminine) in phase one. The non-finite verb estar ‘to be’ remains an infinitive verb, showing no agreement with any DPs in the structure. After the operation Agree occurs in phase one, the &P then late adjoins to the first conjunct in the same phase right before the complement of
AgrP
the phase head (VP) is sent to spellout. Therefore, non-finites in Spanish also allow FCA phenomenon, as suggested by (72).
(72) Al estar colgada una lámpara y un candelabro juntos en el techo, nos marchamos.
‘Because a lamp and a chandelier are hung together in the ceiling, we left.’
Summarizing, in this chapter I incorporate the proposal of this study on agreement (ϕ-complete Agree between the verb associated with the Agr projection and the first conjunct blocks FCA, while ϕ-defective Agree between the participle and the first conjunct, however, does display FCA), the late adjunction analysis in Soltan (2007) as
CP
well as the phase concept in Chomsky (1998) to show the derivation of the five constructions in this study. Through these three main elements, we can correctly predict the possibility of FCA and know the timing of the adjunction of the &P.
I predict that in Spanish if there is only one phase and there is ϕ-complete Agree, then FCA is not possible. If there is only one phase and there is only ϕ-defective Agree, FCA is possible. What’s more, if there are two phases and there is only ϕ-defective Agree in phase one, FCA is attainable.
Here, however, I would like to mention that I have no explanation on why ϕ-complete Agree between the verb associated with the Agr projection and the first conjunct in Spanish blocks FCA since in many other languages ϕ-complete Agree still allows FCA. More research in the future is needed to solve this puzzle.
Chapter Five Conclusion
This study investigates FCA phenomenon in Spanish and aims to provide a unified analysis to account for the different possibilities of FCA in five constructions, i.e.
existentials, transitives, non-finites, passives, and reflexive passives. In line with Johannessen (1996), Munn (1999), Harbert and Bahloul (2002), Soltan (2007), and Demonte and Pérez-Jiménez (2012), Aljović and Begović (2016), and many others, the data provided in this study supports the non-elliptical analysis of FCA.
In this study I propose that ϕ-complete Agree between the verb in the Agr projection and the first conjunct blocks FCA; ϕ-defective Agree between the participle and the first conjunct, however, displays FCA. Remember that this proposal rules out the possibility of FCA in passives and reflexive passives. Besides the proposal on agreement, I follow the coordination structure proposed by Munn (1993, 1999) and the late adjunction approach to FCA presented in Soltan (2007) and incorporate the phase concept in Chomsky (1998) to account for the FCA phenomenon in Spanish as well as the timing of adjunction. I argue that FCA occurs when ϕ-defective Agree between the participle and the first conjunct applies prior to the late adjunction of the &P. As for the timing of the adjunction, for the constructions with only one phase, i.e. existentials,
passives, and reflexive passives, the adjunction of &P happens after the operation Agree applies; for the constructions with two phases, after the ϕ-defective Agree applies, the
&P late adjoins to the first conjunct in phase one right before the complement of the
phase head is sent to spellout.
With the three main “ingredients”, i.e. the operation Agree, late adjunction and
phase, in this study, we can successfully explain the different possibilities of FCA arising in the five constructions and show the timing of the adjunction with the help of phase.
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