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Interplay of symmetry & topology in noninteracting (and interacting) systems

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(1)

Interplay of symmetry & topology in noninteracting

(and interacting) systems

Haruki Watanabe

University of Tokyo

(2)

Symmetry protects topology e.g. Quantum Spin Hall

Symmetry detects topology

π

1

(S

1

)

Interplay of

symmetry & topology

+i +i

-i +i

(3)

Symmetry protects topology e.g. Quantum Spin Hall

Symmetry detects topology

π

1

(S

1

)

Interplay of

symmetry & topology

+i +i

-i +i

(4)

Symmetry protects topology e.g. Quantum Spin Hall

Symmetry detects topology

π

1

(S

1

)

Interplay of

symmetry & topology

+i +i

-i +i

(5)

Symmetry protects topology e.g. Quantum Spin Hall

Symmetry detects topology

π

1

(S

1

)

Interplay of

symmetry & topology

+i +i

-i +i

W mod 2 can be seen from the product of two rotation eigenvalues!

(6)

Fu-Kane formula

Z

2

index for Quantum Spin Hall insulators (2D, TR) Requires a careful gauge fixing and integration of

Pfaffian in k space

With additional inversion symmetry

Fu-Kane formula: ν = Πk=TRIMs ξk = ±1 Easy & helpful for material search!

Combination of inversion eigenvalues indicates Z2 QSH

(0,0) (π,0)

(0,π) (π,π)

−−

++

++

++

cf. Professor Tay-Rong Chang’s talk

(7)

Fu-Kane formula

Z

2

index for Quantum Spin Hall insulators (2D, TR) Requires a careful gauge fixing and integration of

Pfaffian in k space

With additional inversion symmetry

Fu-Kane formula: ν = Πk=TRIMs ξk = ±1 Easy & helpful for material search!

Combination of inversion eigenvalues indicates Z2 QSH

(0,0) (π,0)

(0,π) (π,π)

−−

++

++

++

cf. Professor Tay-Rong Chang’s talk

(8)

Fu-Kane formula

Z

2

index for Quantum Spin Hall insulators (2D, TR) Requires a careful gauge fixing and integration of

Pfaffian in k space

With additional inversion symmetry

Fu-Kane formula: ν = Πk=TRIMs ξk = ±1 Easy & helpful for material search!

Combination of inversion eigenvalues indicates Z2 QSH

Irreducible representations of a more general space group

(0,0) (π,0)

(0,π) (π,π)

−−

++

++

++

cf. Professor Tay-Rong Chang’s talk

(9)

Fu-Kane formula

Z

2

index for Quantum Spin Hall insulators (2D, TR) Requires a careful gauge fixing and integration of

Pfaffian in k space

With additional inversion symmetry

Fu-Kane formula: ν = Πk=TRIMs ξk = ±1 Easy & helpful for material search!

Combination of inversion eigenvalues indicates Z2 QSH

Irreducible representations of a more general space group

more general topology including HOTI

(0,0) (π,0)

(0,π) (π,π)

−−

++

++

++

cf. Professor Tay-Rong Chang’s talk

(10)

“topological” insulators

1. Presense of protected gapless edge/surface states 2. Winding number (e.g. Chern number, Z2 QSH index) 3. Obstruction in adiabatically connectinng to trivial states Most general definition / applicable to interacting systems

A

B

C

D

(11)

Basics of symmetry indicators

What can we “see” from it?

1. Conventional topological insulators (Chern, Z2 TI, etc) 2. Higher-order topological insulators

3. Weyl semimetals 4. Fragile topology

5. Topological superconductors

Plan of my talk

(12)

Plan of my talk

Basics of symmetry indicators

What can we “see” from it?

1. Conventional topological insulators (Chern, Z2 TI, etc) 2. Higher-order topological insulators

3. Weyl semimetals 4. Fragile topology

5. Topological superconductors

(13)

Characterizing band

structure by irreducible representations

Po-Vishwanath-Watanabe, Nat. Commun. (2017)

Related works:

Bradlyn-…-Bernevig (2017) Shiozaki-Sato-Gomi (2018) Song-…-Fang (2018)

(14)

Representations in band structures

Hemstreet & Fong (1974)

(15)

Representations in band structures

Hemstreet & Fong (1974)

(16)

Step-by-step process

Given symmetry setting (e.g., space group G, TR, spin-orbit)

1. List up all different types of high-sym k (points, lines, planes) 2. For each k, find the little group Gk = { g in G | gk = k + G }

3. Find irreps u (α = 1, 2, …) of Gk

4. Count the number of times u appears in band structure {n}

※ Note compatibility relations among {n}

5. Form a vector b = (nk11, nk12, … nk21, nk22, …)

(17)

Step-by-step process

Given symmetry setting (e.g., space group G, TR, spin-orbit)

1. List up all different types of high-sym k (points, lines, planes) 2. For each k, find the little group Gk = { g in G | gk = k + G }

3. Find irreps u (α = 1, 2, …) of Gk

4. Count the number of times u appears in band structure {n}

※ Note compatibility relations among {n}

5. Form a vector b = (nk11, nk12, … nk21, nk22, …)

(18)

Step-by-step process

Given symmetry setting (e.g., space group G, TR, spin-orbit)

1. List up all different types of high-sym k (points, lines, planes) 2. For each k, find the little group Gk = { g in G | gk = k + G }

3. Find irreps u (α = 1, 2, …) of Gk

4. Count the number of times u appears in band structure {n}

※ Note compatibility relations among {n}

5. Form a vector b = (nk11, nk12, … nk21, nk22, …)

(19)

Step-by-step process

Given symmetry setting (e.g., space group G, TR, spin-orbit)

1. List up all different types of high-sym k (points, lines, planes) 2. For each k, find the little group Gk = { g in G | gk = k + G }

3. Find irreps u (α = 1, 2, …) of Gk

4. Count the number of times u appears in band structure {n}

※ Note compatibility relations among {n}

5. Form a vector b = (nk11, nk12, … nk21, nk22, …)

(20)

Step-by-step process

Given symmetry setting (e.g., space group G, TR, spin-orbit)

1. List up all different types of high-sym k (points, lines, planes) 2. For each k, find the little group Gk = { g in G | gk = k + G }

3. Find irreps u (α = 1, 2, …) of Gk

4. Count the number of times u appears in band structure {n}

※ Note compatibility relations among {n}

5. Form a vector b = (nk11, nk12, … nk21, nk22, …)

(21)

Step-by-step process

Given symmetry setting (e.g., space group G, TR, spin-orbit)

1. List up all different types of high-sym k (points, lines, planes) 2. For each k, find the little group Gk = { g in G | gk = k + G }

3. Find irreps u (α = 1, 2, …) of Gk

4. Count the number of times u appears in band structure {n}

※ Note compatibility relations among {n}

5. Form a vector b = (nk11, nk12, … nk21, nk22, …)

(22)

Example: 2D lattice with inversion symmetry

k

- k Γ = (0,0) X = (π,0)

Y = (0,π) M = (π,π)

+

+ +

Γ = (0,0)

X = (π,0) Y = (0,π) M = (π,π)

(Γ,X,Y,M) : (−,+,+,+) Inversion I2 = +1

→ eigenvalues +1 or -1

b = (0,1,1,0,1,0,1,0)

(23)

Band structure space {BS}

• Consider a vector b = {n} = (nk11, nk12, … nk21, nk22, …) satisfying all compatibility relations at high-sym momenta

• Form a set b’s (band structure space) :

{BS} = { b = {n} | satisfying compatibility relations } ⊂ ZdBS

lattice of {BS} ⊂ Z

dBS

(24)

Trivial subset of {BS}

(25)

Atomic Insulators

TB model but no hopping (trivial flat bands)

Product state in real space (trivial)   Wannier orbitals

(26)

Example: 2D lattice with inversion symmetry

unit cell

We have to specify the position x and the orbital type 1. Choose x in unit cell. e.g. x =

2. Find little group (site-symmetry) Gx. Gx = {e, I} at x =

3. Choose an orbit (an irrep of Gx). (I = +1) (I = −1)

(27)

(+,+,+,+) (+,−,+,−) (+,+,−,−) (+,−,−,+)

(−,−,−,−) (−,+,−,+) (−,−,+,+) (−,+,+,−)

Irrep contents of AI

Γ = (0,0) X = (π,0)

Y = (0,π) M = (π,π)

(Γ,X,Y,M) :

(Γ,X,Y,M) :

Momentum space

Real space

(28)

k = (0, π) I = +1

k = (0, 0) I = +1

k = (π, π) I = +1

k = (π, 0) I = +1

(29)

k = (0, π) I = +1

k = (0, 0) I = +1

k = (π, π) I = −1

k = (π, 0) I = −1

(30)

Atomic insulator space {AI}

• Consider a vector a = {n} = (nk11, nk12, … nk21, nk22, …)

corresponding to atomic insulators. They automatically satisfy all compatibility relations.

• Form the set a’s (atomic insulator space) :

{AI} = { a = {n} | corresoinding to AI} ⊂ ZdAI

lattice of {AI}

(+,+,+,+) (+,−,+,−)

a1 = (1,0,1,0,1,0,1,0) a2 = (1,0,0,1,0,1,1,0)

(31)

Diagnosing the

topology

(32)

(+,+,+,+) (+,−,+,−) (+,+,−,−) (+,−,−,+)

(−,−,−,−) (−,+,−,+) (−,−,+,+) (−,+,+,−)

(Γ,X,Y,M) :

(Γ,X,Y,M) :

Atomic Insulators Band Structures

Γ = (0,0) X = (π,0)

Y = (0,π) M = (π,π)

{BS}: set of b’s

{AI}: set of a’s

(Γ,X,Y,M) : b1 = (+,−,−,+)

b3 = (+,+,+,−)

b2 = (++,+−,+−,++)

b4 = (++,++,++,−−)

(33)

Compare {BS} and {AI}

{BS} \ {AI}: subtraction of two sets

poor mathematical structure. like vector-bundle classification.

{BS} / {AI}: quotient of Abelian groups {BS} < {AI}

symmetry indicators: stable topology like K-theory.

need to allow “negative integers” in {BS}, {AI}

lattice of {BS} lattice of {AI}

Po-Vishwanath-Watanabe Nat. Commun. (2017)

(34)

Compare {BS} and {AI}

{BS} \ {AI}: subtraction of two sets

poor mathematical structure. like vector-bundle classification.

{BS} / {AI}: quotient of Abelian groups {BS} < {AI}

symmetry indicators: stable topology like K-theory.

need to allow “negative integers” in {BS}, {AI}

lattice of {BS} lattice of {AI}

Po-Vishwanath-Watanabe Nat. Commun. (2017)

(35)

Compare {BS} and {AI}

{BS} \ {AI}: subtraction of two sets

poor mathematical structure. like vector-bundle classification.

{BS} / {AI}: quotient of Abelian groups {BS} < {AI}

symmetry indicators: stable topology like K-theory.

need to allow “negative integers” in {BS}, {AI}

lattice of {BS} lattice of {AI}

Po-Vishwanath-Watanabe Nat. Commun. (2017)

(36)

Compare {BS} and {AI}

{BS} \ {AI}: subtraction of two sets

poor mathematical structure. like vector-bundle classification.

{BS} / {AI}: quotient of Abelian groups {BS} < {AI}

symmetry indicators: stable topology like K-theory.

need to allow “negative integers” in {BS}, {AI}

lattice of {BS}

X = Z

2

× Z

2

lattice of {AI}

Po-Vishwanath-Watanabe Nat. Commun. (2017)

(37)

Plan of my talk

Basics of symmetry indicators

What can we “see” from it?

1. Conventional topological insulators (Chern, Z2 TI, etc) 2. Higher-order topological insulators

3. Weyl semimetals 4. Fragile topology

5. Topological superconductors

(38)

Basics of symmetry indicators

What can we “see” from it?

1. Conventional topological insulators (Chern, Z2 TI, etc) 2. Higher-order topological insulators

3. Weyl semimetals 4. Fragile topology

5. Topological superconductors

(39)

X = Z

2

× Z

2

× Z

2

× Z

4

Symmetry indicator for

inversion &TRS with SOC in 3D

Po-Vishwanath-Watanabe, Nat. Commun. (2017)

Chen Fang & Liang Fu, arXiv:1709.01929

Khalaf-Po-Vsiwanath-Watanabe, PRX (2018)

Sum of inversion parities

(40)

X = Z

2

× Z

2

× Z

2

× Z

4

weak TI

Symmetry indicator for

inversion &TRS with SOC in 3D

Po-Vishwanath-Watanabe, Nat. Commun. (2017)

Chen Fang & Liang Fu, arXiv:1709.01929

Khalaf-Po-Vsiwanath-Watanabe, PRX (2018)

Sum of inversion parities

(41)

X = Z

2

× Z

2

× Z

2

× Z

4

weak TI strong TI + α

Symmetry indicator for

inversion &TRS with SOC in 3D

Po-Vishwanath-Watanabe, Nat. Commun. (2017)

Chen Fang & Liang Fu, arXiv:1709.01929

Khalaf-Po-Vsiwanath-Watanabe, PRX (2018)

Sum of inversion parities

(42)

Symmetry indicator for

rotation symmetric systems in 2D

n-fold rotation → Chern number C mod n

Extention to interacting systems using twisted boundary condition

Matsugatani-Ishiguro-Shiozaki-Watanabe PRL (2018) Fang-Gilbert-Bernevig PRB (2012)

Γ = (0,0) X = (π,0) Y = (0,π) M = (π,π)

+

+

+ (−1)C = product of rotation eigenvalues

In our language, X = Z

n

(43)

Symmetry indicator for

rotation symmetric systems in 2D

n-fold rotation → Chern number C mod n

Extention to interacting systems using twisted boundary condition

Matsugatani-Ishiguro-Shiozaki-Watanabe PRL (2018) Fang-Gilbert-Bernevig PRB (2012)

Γ = (0,0) X = (π,0) Y = (0,π) M = (π,π)

+

+

+ (−1)C = product of rotation eigenvalues

In our language, X = Z

n

(44)

Prof. Tay-Rong Chang’s talk

(45)

Basics of symmetry indicators

What can we “see” from it?

1. Conventional topological insulators (Chern, Z2 TI, etc) 2. Higher-order topological insulators

3. Weyl semimetals 4. Fragile topology

5. Topological superconductors

(46)

X = Z

2

× Z

2

× Z

2

× Z

4

Weyl SM

A. Turner, …, A. Vishwanath (2010)

{BS}: “band structure” can be semimetal (band touching at generic points in BZ)

Symmetry indicator for TR breaking inversion symmetric system in 3D

See also

Song-Zhang-Fang PRX (2018)

for nodal semimetals in the ansence of SOC

(47)

Basics of symmetry indicators

What can we “see” from it?

1. Conventional topological insulators (Chern, Z2 TI, etc) 2. Higher-order topological insulators

3. Weyl semimetals 4. Fragile topology

5. Topological superconductors

(48)

Honeycomb lattice with SOC

Wannier orbital Exponential decay of Wannier

M K

fragile topo.

trivial

trivial

Po-Watanabe-Vishwanath PRL (2018)

Stability against interaction:

Else-Po-Watanabe arXiv:1809.02128

A

B

C

D

(49)

Honeycomb lattice with SOC

Wannier orbital Exponential decay of Wannier

M K

fragile topo.

trivial

trivial

Po-Watanabe-Vishwanath PRL (2018)

Stability against interaction:

Else-Po-Watanabe arXiv:1809.02128

A

B

C

D

a

triangular

(50)

Honeycomb lattice with SOC

Wannier orbital Exponential decay of Wannier

M K

fragile topo.

trivial

trivial

Po-Watanabe-Vishwanath PRL (2018)

Stability against interaction:

Else-Po-Watanabe arXiv:1809.02128

A

B

C

D

a

honeycomb

a

triangular

(51)

Honeycomb lattice with SOC

Wannier orbital Exponential decay of Wannier

M K

fragile topo.

trivial

trivial

Po-Watanabe-Vishwanath PRL (2018)

Stability against interaction:

Else-Po-Watanabe arXiv:1809.02128

A

B

C

D

a

honeycomb

a

triangular

a

honeycomb

− a

honeycomb

(52)

Basics of symmetry indicators

What can we “see” from it?

1. Conventional topological insulators (Chern, Z2 TI, etc) 2. Higher-order topological insulators

3. Weyl semimetals 4. Fragile topology

5. Topological superconductors

(53)

Weak-coupling assumption

We can extract indicators for SCs

from the band structure in the normal phase!

Ono-Yanase-Watanabe, arXiv:1811.08712

(54)

p+ip SC with nodes

(SC version of Weyl semimetal)

Ono-Yanase-Watanabe, arXiv:1811.08712

(55)

Summary

PRX (2018)

Nat. Commun. (2017) Sci. Adv. (2018)

PRL (2018), arXiv:1809.02128

PRL (2018)

PRB (2018), arXiv:1811.08712

Extract band topology by comparing {BS} and {AI}

Applications include

1. Conventional topological insulators (Chern, Z2 TI, etc) 2. Higher-order topological insulators

3. Weyl semimetals 4. Fragile topology

5. Topological superconductors

(56)

A useful fact

{BS} = {b = {n} | satisfying compatibility rels.} ⊂ ZdBS {AI} = {a = {n} | corresoinding to AI} ⊂ ZdAI

dBS = dAI

(+,+,+,−) = 1/2 [ (+,+,+,+) + (+,+,−,−) + (+,−,+,−) − (+,−,−,+) ]

b a1 a2 a3 a4

lattice of {BS} lattice of {AI}

We do not have to solve compatibility relations to find out {BS}!

Po-Vishwanath-Watanabe Nat. Commun. (2017)

參考文獻

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