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1. (a) (4 points) Suppose S is an ordered set, E ⊂ S, and E is bounded above. State the definition of the sup E.

Solution: γ = sup E if γ has the following properties:

(1) γ is an upper bound of E, i.e. γ ≥ x for each x ∈ E;

(2) if s < γ then s is not an upper bound of E, i.e. if s < γ, then there exists an x ∈ E such that s< x.

(b) (8 points) Suppose A ⊂ R is nonempty and bounded below by c ∈ R. Let −A = {−x | x ∈ A}.

Prove that inf A = − sup(−A).

Solution: Since A ⊂ R is nonempty and bounded below, β = inf A exists with the following properties:

(1) β ≤ x for each x ∈ A;

(2) if t > β , then there exists an x ∈ A such that t > x.

Equvalently, we have

(1) −β ≥ −x for each −x ∈ −A;

(2) if s = −t < −β , then there exists an −x ∈ −A such that s = −t < −x.

This implies that β = inf A ⇔ −β = sup(−A), i.e. inf A = − sup(−A).

(c) (4 points) Let S be an ordered set. State the definition when S is said to have the least-upper-bound property.

Solution: S is said to have the least-upper-bound property if every nonempty, bounded above subset E ⊂ S has the least upper bound in S, i.e. If E ⊂ S, E is not empty, and E is bounded above, then sup E exists in S.

2. (a) (8 points) Let X be an infinite set. For p , q ∈ X , define

d(p, q) =

(1 if p 6= q, 0 if p = q.

Prove that this is a metric.

Solution: Since

(1) d(p, q) = 1 > 0 for any p 6= q ∈ X , and d(p, p) = 0, (2) d(p, q) = 1 = d(q, p) for any p 6= q ∈ X ,

(3) d(p, q) = 1 ≤ d(p, r) + d(r, q) for any p 6= q, r ∈ X and d(p, p) = 0 ≤ d(p, r) + d(r, p) for any r ∈ X ,

the function d is a metric on X . (b) (8 points) For x , y ∈ R, define

d(x, y) = |x − y|

1 + |x − y|. Prove that this is a metric.

Solution: Since (1) d(x, y) = |x − y|

1 + |x − y|> 0 for any x 6= y ∈ R, and d(x, x) = 0, (2) d(x, y) = |x − y|

1 + |x − y|= |y − x|

1 + |y − x| = d(y, x) for any x, y ∈ R, (3) d(x, y) − d(x, z) − d(y, z)

(2)

= |x − y|

1 + |x − y|− |x − z|

1 + |x − z|− |z − y|

1 + |z − y|

= |x − y| − |x − z| − |z − y| − 2|x − z| |z − y| − |x − y| |x − z| |z − y|

(1 + |x − y|)(1 + |x − z|)(1 + |z − y|)

≤ 0 for any x, y, z ∈ R,

the function d is a metric on R.

3. Let (X , d) be a metric space and let E ⊂ X .

(a) (4 points) State the definition when a point p ∈ X is called a limit point of E.

Solution: A point p ∈ X is called a limit point of the set E if every neighborhood of p contains a point q 6= p such that q ∈ E, i.e. p is called a limit point of E if Nr(p) ∩ E \ {p} 6= /0 for every r> 0.

(b) (8 points) Let E0be the set of all limit points of E. Prove that E0is closed.

Solution:

Method 1:If p ∈ E00

then for each k ∈ N, ∃ pk∈ N1/k(p) ∩ E0\ {p} 6= /0.

Since pk∈ E0, ∃ qk∈ E ∩ N1/k(pk) \ {pk}

=⇒ d(p, qk) ≤ d(p, pk) + d(pk, qk) < 2 k,

=⇒ qk∈ N2/k(p) ∩ E \ {p}

=⇒ N2/k(p) ∩ E \ {p} 6= /0 ∀ k ∈ N

=⇒ p ∈ E0. Hence, E00

⊆ E0and E0is closed.

Method 2: If p /∈ E0then ∃ r > 0 such that

Nr(p) ∩ E \ {p} = /0 =⇒ Nr(p) ∩ E0\ {p} = /0 =⇒ p /∈ E00

. Hence, E00

⊆ E0and E0is closed.

Method 3: Let p ∈ E0c

. There exists r = r(p) > 0 such that Nr(p) ∩ E \ {p} = /0.

For each q ∈ Nr(p), since 0 < r − d(p, q) ≤ r, we have Nr−d(p,q)(q) ⊂ Nr(p), and

Nr−d(p,q)(q) ∩ E \ {q} ⊂ Nr(p) ∩ E \ {q} ⊂ {p} \ {q} = /0

=⇒ Nr−d(p,q)(q) ∩ E \ {q} = /0

=⇒ q ∈ E0c

.

Since q is an arbitrary point in Nr(p), we have Nr(p) ⊂ E0c

. Hence, p is an interior point of E0c

. Since p is an arbitrary, E0c

is open and E0is closed.

(c) (8 points) Prove that E and ¯E= E ∪ E0have the same limit points.

Solution:

Method 1: Since E0is closed by 3(b) and ¯E = E ∪ E0, we have E0⊆ ¯E =⇒ E¯0

= E0∪ E00

= E0. Method 2:

(1) Since E ⊆ ¯E, we have E0⊆ ¯E0

.

(3)

(2) For the proof of E¯0

⊆ E0, we prove it by contradiction.

Suppose there is a limit point p of ¯Ewhich is not a limit point of E.

Since ¯E = E ∪ E0is closed, E¯0

⊆ ¯E and E¯0

\ E0⊆ ¯E\ E0= E ∪ E0\ E0⊆ E \ E0,

=⇒

if p ∈ E¯0

\ E0 =⇒ p ∈ E \ E0. Since p /∈ E0, there exists r > 0 such that

Nr(p) ∩ E \ {p} = /0.

Claim: Nr(p) ∩ E0= /0.

By assuming the claim, we have

Nr(p) ∩ ¯E\ {p} = Nr(p) ∩ E ∪ E0 \ {p} ⊆ Nr(p) ∩ E \ {p} ∪ Nr(p) ∩ E0 = /0.

This contradicts to the assumption that p ∈ E¯0

. Hence, E¯0

\ E0= /0 which implies that E¯0

⊆ E0.

Proof of Claim: For each q ∈ Nr(p), since 0 < r − d(p, q) ≤ r, we have Nr−d(p,q)(q) ∩ E \ {q} ⊂ Nr(p) ∩ E \ {q} ⊂ {p} \ {q} = /0

=⇒ Nr−d(p,q)(q) ∩ E \ {q} = /0

=⇒ q /∈ E0.

Since q is an arbitrary point in Nr(p), we have Nr(p) ∩ E0= /0.

This completes the proof of the claim.

4. Let (X , d) be a metric space and let E ⊂ X .

(a) (8 points) Let p ∈ X and r > 0, prove that Nr(p) = {q ∈ X | d(q, p) < r} is open.

Solution: Let q ∈ Nr(p).

Since 0 < r − d(p, q) ≤ r, we have Nr−d(p,q)(q) ⊂ Nr(p). This implies that q is an interior point of Nr(p).

Since q is an arbitrary point of Nr(p), Nr(p) = {q ∈ X | d(q, p) < r} is open.

(b) (8 points) Let Eobe the set of all interior points of E. If G ⊂ E and G is open, prove that G ⊂ Eo. Solution: For each p ∈ G, since G is open and G ⊂ E, there exists r > 0 such that Nr(p) ⊂ G ⊂ E.

This implies that p is an interior point of E whenever p ∈ G. Hence, we have proved that G ⊂ Eo. (c) (4 points) Let X = R and for x, y ∈ R define d(x, y) = |x − y|. Suppose E = {1

n | n ∈ N} ∪ (1, 2], find Eoand E0.

Solution: Eo= (1, 2) and E0= {0} ∪ [1, 2].

5. Let (X , d) be a metric space and K ⊂ X .

(a) (4 points) State the definition when K is said to be compact.

(4)

Solution: A subset K of a metric space X is said to be compact if every open cover of K contains a finite subcover, i.e. A subset K of a metric space X is said to be compact if {Gα} is an open cover of K, then there are {Gα1, . . . , Gαn} ⊂ {Gα} such that K ⊂ ∪ni=1Gαi.

(b) (8 points) If K is compact, prove that K is closed.

Solution: For each p /∈ K, since K⊆ X \ {p} =

[

n=1

X\ N1/n(p) =

[

n=1

{x ∈ X | d(x, p) >1

n}, {X \ N1/n(p) | n = 1, 2, 3, . . .} forms an open cover of K.

The compactness of K implies that there exists a finite subcover {X \ N1/n1(p), . . . , X \ N1/nl(p)}

such that K ⊆

l

[

i=1

X\ N1/ni(p).

Let m = max{ni| 1 ≤ i ≤ l}. Since X \ N1/ni(p) ⊆ X \ N1/m(p) for each 1 ≤ i ≤ l, we have

K⊆

l

[

i=1

X\ N1/ni(p) ⊆ X \ N1/m(p) =⇒ K ⊆ X \ N1/m(p) =⇒ N1/m(p) ⊆ Kc.

Hence, Kcis open and K is closed.

(c) (8 points) If K is compact, prove that K is bounded.

Solution: For each p ∈ X , since K ⊆ X =

[

n=1

Nn(p), {Nn(p) | n = 1, 2, 3, . . .} forms an open cover of K.

The compactness of K implies that there exists a finite subcover {Nn1(p), . . . , Nnl(p)} such that K⊆

l

[

i=1

Nni(p).

Let m = max{ni| 1 ≤ i ≤ l}. Since Nni(p) ⊆ Nm(p) for each 1 ≤ i ≤ l, we have

K⊆

l

[

i=1

Nni(p) ⊆ Nm(p) =⇒ K ⊆ Nm(p).

Hence, K is bounded.

(d) (8 points) If K is compact, F ⊂ K and F is closed in X , prove that F is compact.

Solution: Let {Gα} be an open cover of F. Since Fcis open and F⊆[

α

Gα =⇒ K ⊆ X = F ∪ Fc[

α

Gα ∪ Fc, {Gα} ∪ {Fc} is an open cover of K.

The compactness of K implies that there exists a finite subcover {Gα1, . . . , Gαn, Fc} ⊆ {Gα} ∪ {Fc} such that K ⊆

n

[

i=1

Gαi ∪ {Fc}.

Since F ⊆ K and F ∩ Fc= /0, F ⊆

n

[Gαi.

(5)

This implies that {Gα1, . . . , Gαn} is a finite subcover of F.

Therefore, F is compact .

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