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Risk of Parkinson’s disease onset in patients with diabetes: A 9-year population-based cohort study with age and sex stratifications

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Title: Risk of Parkinson’s disease onset in patients with diabetes: A 9-year population-based cohort study with age and sex stratifications

Short title: Diabetes and Parkinson’s disease Authors’ names and affiliations:

Yu Sun, MD, PhD1; Ya-Hui Chang, MSc2; Hua-Fen Chen, MD, MSc3,4; Ying-Hwa Su, PhD5, Hui-Fang Su, PhD6; Chung-Yi Li, PhD2,7

1. Department of Neurology, En Chu Kong Hospital, Sanxia District, New Taipei City, TAIWAN.

2. Department and Graduate Institute of Public Health, College of Medicine, National Cheng Kung University, Tainan City, TAIWAN

3. Department of Endocrinology, Far Eastern Memorial Hospital, Ban-Ciao District, New Taipei City, TAIWAN

4. School of Medicine, Fu-Jen Catholic University, Hsin-Chuang District, New Taipei City, TAIWAN

5. Department of Nursing, College of Medicine, National Cheng Kung University, Tainan City, TAIWAN.

6. Department of Health Care Management, National Taipei University of Nursing and Health Sciences, Taipei City, TAIWAN.

7. Department of Public Health, College of Public Health, China Medical University, Taichung, TAIWAN.

Correspondence address to:

Chung-Yi Li, PhD Professor

Department and Graduate Institute of Public Health, National Cheng Kung University School of Medicine

#1, University Rd., Tainan 701, Taiwan

TEL: 886-6-2353535 ext. 5862, FAX: 886-6-2359033 E-mail: cyli99@mail.ncku.edu.tw

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Word count: 1,161 (not including abstract, author’s contributions, acknowledgments, references, and table)

Number of tables and figures: 1

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Abstract

Objective: We retrospectively assessed the age- and sex-specific incidence and relative risk of

Parkinson’s disease (PD) in Taiwan’s diabetic population.

Research Design and Methods: Study cohort included 603,416 diabetic patients and 472,188

non-diabetic controls. Incidence rate and relative risk of PD (ICD-9-CM 332.0) were evaluated.

Results: The incidence of PD was 3.59 and 2.15 per 10,000 person-years for diabetic and control

group, respectively; representing a covariate adjusted hazard ration (HR) of 1.61 (95% CI

1.56-1.66), which substantially reduced to 1.37 [1.32-1.41] after adjusting for medical visits.

Diabetes was associated with a significantly elevated risk of PD in all sex and age stratifications

except in young women, with the highest HR noted for young men aged 21-40 years (HR: 2.10

[1.01-4.42], followed by women aged 41-60 years (HR: 2.05 [1.82-2.30]) and >60 years (HR:

1.65 [1.58-1.73]).

Conclusions: Diabetes is associated with an increased risk of PD onset in a Chinese population,

and the relation is stronger in women and younger patients.

Key words: Diabetes mellitus; Parkinson’s disease; Cohort study; Incidence

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A few recent studies have raised the possibility of increased risk of Parkinson’s disease (PD)

among diabetic patients (1-3). However, findings reported in prior studies are not consistent (4-7).

Furthermore, large-scale population-based cohort studies with detailed age and sex stratifications

in Asia are rare. The current study used a national cohort retrieved from Taiwan’s National

Health Insurance (NHI) database to retrospectively investigate the age- and sex-specific

associations of diabetes with the risk of incident PD.

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Research Design and Methods

Details of NHI claim data of Taiwan and methods of selection of diabetic and control

groups were described in our previous reports (8-9). Briefly, eligible study subjects were adult

prevalent cases of diabetes with a diagnosis of diabetes (ICD-9 250 or A code 181) in 2000 (i.e.,

index date), and then experienced another one or more diabetic diagnosis within the subsequent

12-month follow-up period. The first and last outpatient visits within one year had to be >30

days apart to avoid accidental inclusion of miscoded patients. The index date for subjects in the

control group was the first date of enrollment to NHI. If their first date of enrollment was before

January 1, 2000, the index date was set as January 1, 2000. The original study subjects consisted

of 615,532 diabetic patients and 614,871 age- and sex-matched controls randomly selected from

the registry of beneficiaries (8-9). Cases with a prior diagnosis of PD (ICD-9 332.xx, n=2,977) or

secondary Parkinsonism (n=3,639) from January 1, 1997 to the index date were excluded. Cases

aged <20 years were also excluded (n=5,500). The same exclusion criteria were also applied to

controls (PD, n=1,699; secondary Parkinsonism, n=1,398; age<20, n=5,497). The controls

treated for diabetes (ICD-9: 250.xx) during follow-up (i.e., 2000-2008) (n=134,089) were also

excluded to reduce the likelihood of disease misclassification. The final cohort consisted of

603,416 diabetic patients and 472,188 controls.

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We identified the first diagnoses of PD (ICD-9: 332.0) from outpatient claims or

hospitalization records from 2000 to 2008 as the study end point. Only those with end point

onset one year after the index date were retrieved to establish the temporal link between diabetes

and PD. All the study subjects were followed from the index date to occurrence of end point,

withdrawal from the NHI, or December 31, 2008, whichever date came first; and the later two

were considered as censoring observations.

The age- and sex-specific incidence densities (IDs) were determined under Poisson

assumption. Cox proportional hazard regression models were performed with adjustment for age,

sex, geographic area, urbanization status, and comorbidities including hypertension (ICD-9:

401-405), hyperlipidemia (ICD-9: 272), and cardiovascular disease (ICD-9: 410-414, 430-438).

We also tested the interactive effects of diabetes with age or sex on risk of PD. We adjusted for

geographic area to minimize the potential confounding by differential accessibility and

availability of medical care (10). Adjustment for urbanization was to account for the possible

urban-rural difference in prevalence of certain environmental factors, such as well water drinking,

herbicides, pesticides exposure and neurotoxins, which have been considered as risk factors for

PD (11). All statistical analyses were performed with SAS (version 9.2; SAS Institute, Cary, NC).

A statistical significance was declared at a type I error of 0.05.

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Results

The overall ID for diabetic men and women was 3.34 and 3.82 per 10,000 patient-years,

respectively, while the corresponding figures for control men and women were 2.12 and 2.18 per

10,000 patient-years. Irrespective of sex, the ID increased with age in both groups, with a

dramatically high ID noted for those aged >65 years.

Compared with controls, diabetic patients showed a significantly increased risk of PD with

an adjusted hazard ratio (HR) of 1.61 with 95% confidence interval (CI) 1.56-1.66. The adjusted HR was significantly higher (β=0.109657, P<0.0001) in diabetic women (HR: 1.70 [1.63-1.77])

than in male diabetes (HR: 1.51 [1.44-1.57]). The interaction of diabetes with age was also statistically significant for both men (β=0.18082, P=0.0014) and women (β=0.30550, P<0.001).

For men, the age-specific HR was highest in young diabetes aged 21-40 years (HR: 2.10), then it

declined to 1.60 and 1.49 for age of 41-60 years and >60 years, respectively. The age-specific

HR was lower for young women (HR: 1.10), and was higher for middle-aged (HR: 2.05) and

older women diabetes (HR: 1.65). To test the proportionality assumption of Cox model, we

performed stratified analysis according to the period of follow-up. The adjusted HR tended to be

higher in earlier years (i.e., 2000-2004; HR: 1.83 [1.75-1.91]) than in later years (i.e., 2005-2008;

HR: 1.44 [1.39-1.50]). We also calculated the respective HR for diabetes whose index date being

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in 1997, 1998-1999, or 2000, and observed an adjusted HR of 1.72 [1.66-1.77], 1.38 [1.32-1.44],

and 1.25 [1.18-1.33], respectively.

To examine the potential bias arising from higher ambulatory care frequency in diabetic

patients, we limited controls to those with >=21 times of ambulatory visits (the average number

of ambulatory visit for non-diabetic causes in diabetes) for all causes in 2000, and noted an

overall adjusted HR of 1.37 [1.32-1.41].

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Conclusions

This retrospective study supports the putative link between diabetes and risk of PD (1-3).

Our study provides additional information suggesting significant effect-modifications by age and

sex. We found a significantly higher HR of PD in diabetic women than in diabetic men.

Moreover, young diabetic men aged 21-40 years or diabetic women aged 41-60 years are more

vulnerable to the increased risk.

The association between diabetes and PD has not been fully illustrated. It is possible that

chronic inflammation and oxidative stress noted in diabetes may also lead to higher risk of PD

years later (3). Besides, animal and in vitro studies have shown a role for insulin in the regulation

of brain dopaminergic activity. Insulin dysregulation and changes in insulin action have been of

concern in the pathophysiology and clinical symptoms of PD (12). Furthermore, reduced

expression of certain genes in type 2 diabetes is related to impaired mitochondrial oxidative

pathway, while mitochondrial dysfunction has been suggested as a pathogenesis in PD (2; 13).

Our finding indicated a stronger association of diabetes with early-onset PD (age <60 years),

which is consistent with one recent report (2).

The limitation of this study was that we could not differentiate between type 1 and type 2

diabetes, despite that type 1 diabetes constitutes only 1.8% of all diabetes in Taiwan (14). We

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limited the diabetic patients to those diagnosed after 20 or older to further minimize this problem.

In addition, due to a lack of complete information on one’s lifestyle and environmental or

occupational exposure, our study was unable to directly adjust for the potential confounding of

those variables. The HR in diabetes was substantially decreased from 1.61 to 1.37 after adjusting

for frequency of ambulatory care, suggesting major confounding by medical attention which may

explain also some of the remaining risk elevation.

Over a nine-year study period, the diabetic patients in Taiwan experienced significantly

increased risks of PD in both genders and most ages, a stronger link between diabetes and

young-onset PD deserves further investigations.

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Authors’ contributions

Sun Y: Wrote the manuscript and researched data; Chang YH: Analyzed data and draft the

results; Chen HF: Managed data, contributed to discussion and reviewed/edited the manuscript;

Su YH: Contributed to discussion and draft conclusion; Su HF: Contributed to discussion and draft conclusion; Li CY: Principal investigator, researched data and reviewed/edited the manuscript.

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Acknowledgements

This study was supported by a National Scientific Council grant (NSC100-2314-B-006 -052). The interpretation and conclusions contained herein do not represent those of BNHI, Department of Health or NHRI. The authors have no relevant conflict of interest to disclose.

Professor Chung-Yi Li is the guarantor of this work and, as such, had full access to all the data in the study and takes responsibility for the integrity of the data and the accuracy of the data

analysis.

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References

1. Hu G, Jousilahti P, Bidel S, Antikainen R, Tuomilehto J. Type 2 diabetes and the risk of

Parkinson's disease. Diabetes Care 2007;30:842-847

2. Schernhammer E, Hansen J, Rugbjerg K, Wermuth L, Ritz B. Diabetes and the risk of

developing Parkinson's disease in denmark. Diabetes Care 2011;34:1102-1108

3. Xu Q, Park Y, Huang X, Hollenbeck A, Blair A, Schatzkin A, Chen H. Diabetes and risk of

Parkinson's disease. Diabetes Care 2011;34:910-915

4. Driver JA, Smith A, Buring JE, Gaziano JM, Kurth T, Logroscino G. Prospective cohort study

of type 2 diabetes and the risk of Parkinson's disease. Diabetes Care 2008;31:2003-2005

5. Simon KC, Chen H, Schwarzschild M, Ascherio A. Hypertension, hypercholesterolemia,

diabetes, and risk of Parkinson disease. Neurology 2007;69:1688-1695

6. Palacios N, Gao X, McCullough ML, Jacobs EJ, Patel AV, Mayo T, Schwarzschild MA,

Ascherio A. Obesity, diabetes, and risk of Parkinson's disease. Mov Disord

2011;26:2253-2259

7. Becker C, Brobert GP, Johansson S, Jick SS, Meier CR. Diabetes in patients with idiopathic

Parkinson's disease. Diabetes Care 2008;31:1808-1812

8. Chen HF, Chen P, Li CY. Risk of malignant neoplasms of liver and biliary tract in diabetic

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9. Chen HF, Chen P, Li CY. Risk of malignant neoplasm of the pancreas in relation to diabetes: a

population-based study in Taiwan. Diabetes Care 2011;34:1177-1179

10. Tan HF, Tseng HF, Chang CK, Lin W, Hsiao SH. Accessibility assessment of the Health Care

Improvement Program in rural Taiwan. J Rural Health 2005;21:372-377

11. Sanyal J, Chakraborty DP, Sarkar B, Banerjee TK, Mukherjee SC, Ray BC, Rao VR.

Environmental and familial risk factors of Parkinsons disease: case-control study. Can J

Neurol Sci 2010;37:637-642

12. Craft S, Watson GS. Insulin and neurodegenerative disease: shared and specific mechanisms.

Lancet Neurol 2004;3:169-178

13. Horan MP. Application of serial analysis of gene expression to the study of human genetic

disease. Hum Genet 2009;126:605-614

14. Chuang LM, Tsai ST, Huang BY, Tai TY. The current state of diabetes management in

Taiwan. Diabetes Res Clin Pract 2001;54(Suppl 1):S55-65

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Table 1-Overall and age- and sex-specific incidence densities and relative hazards of Parkinson’s disease in the diabetic and control groups

Variables * Control group Diabetic group HR (95% CI)

in association with diabetes

AHR †§ (95% CI) in association with

diabetes No. of

subjects

No. of events

ID †,‡ (per 10,000 patient-years)

(95% CI)

No. of subjects

No. of events

ID †,‡ (per 10,000 patient-years)

(95% CI)

Men

21-40 20,660 2 0.09 (0.05-0.14) 21,310 4 0.22 (0.16-0.30) 2.57 (1.42-4.67) 2.10 (1.01-4.42) 41-60 102,883 47 0.55 (0.50-0.60) 128,217 108 1.06 (0.99-1.12) 1.96 (1.76-2.18) 1.60 (1.41-1.81)

>60 109,636 338 4.29 (4.15-4.44) 140,593 599 6.41 (6.25-6.58) 1.52 (1.46-1.59) 1.49 (1.42-1.56) Total 233,179 387 2.12 (2.06-2.19) 290,120 711 3.34 (3.26-3.42) 1.59 (1.53-1.65) 1.51 (1.44-1.57)

Women

21-40 14,718 2 0.11 (0.06-0.19) 14,881 3 0.22 (0.15-0.32) 2.00 (1.05-3.79) 1.10 (0.48-2.55) 41-60 97,508 52 0.62 (0.56-0.67) 125,561 156 1.51 (1.44-1.59) 2.48 (2.25-2.74) 2.05 (1.82-2.30)

>60 126,783 368 3.80 (3.67-3.92) 172,210 743 6.18 (6.04-6.32) 1.66 (1.59-1.72) 1.65 (1.58-1.73) Total 239,009 422 2.18 (2.11-2.24) 312,652 902 3.82 (3.74-3.90) 1.77 (1.71-1.84) 1.70 (1.63-1.77)

Overall 472,188 809 2.15 (2.10-2.20) 603,416 1,613 3.59 (3.53-3.64) 1.69 (1.64-1.73) 1.61 (1.56-1.66)

* Inconsistency between total population and population summed for individual variable was due to missing information

ID= incidence density, CI=confidence interval; HR=hazard ratio; AHR= adjusted hazard ratio

Based on Poisson assumption

§ Based on Cox proportional hazard regression with adjustment for age, sex, geographic area, urbanization status, hypertension,

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hyperlipidemia, and cardiovascular disease

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