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Invariant metrics, measures and derivatives

2 Interpolating sequences

2.1 Invariant metrics, measures and derivatives

j=1

(1 + d (αj, o))1−pδαj is a Bp(Tn)-Carleson measure,

is sufficient for interpolation of the multiplier spaces MBp(Bn) on {zj}j=1 for all 1 < p < ∞, and necessary provided 1 < p < 2 + n−11 . More precisely, for the sufficiency, we need (3) taken over all unitary rotations of the Bergman tree Tn, since on average over the unitary group Un, tree distance is comparable to Bergman distance.

We are however able to show that (2) is sufficient for interpolation of the multiplier spaces MBp(Bn)for p > 2n, and that (2) is necessary for interpolation of the multiplier spaces MBp(Bn) for all 1 < p < ∞. Since a measure µ is a Bp(Tn)-Carleson measure if and only if it satisfies the tree condition (1), we see that one obstacle to obtaining a characterization of interpolation of the multiplier spaces MBp(Bn) in the exceptional range 2 + n−11 , 2n is our failure to find a characterization of Carleson measures for Bp(Bn) when p ≥ 2 + n−11 . We consider mostly Besov spaces Bp(Bn) on the unit ball, and for convenience in notation, we will suppress the dependence on the ball by writing simply Bp for Bp(Bn).

2.1 Invariant metrics, measures and derivatives

We recall some basic definitions and properties from W. Rudin’s book [29], K.

Zhu’s book [38] and our paper [8]. For a ∈ Bnlet Pa denote orthogonal projection onto the one-dimensional complex subspace Ca generated by a, i.e.

Paz = z· a

|a|2a, (4)

and let Qa = I−Padenote orthogonal projection onto the orthogonal complement of Ca. Define an involutive automorphism of the ball Bn by ([29], page 25)

ϕa(z) =a− Paz− 1 − |a|2

1 2 Qaz

1− z · a , (5)

=

a− |a|z·a2a− 1 − |a|2

1

2 z− |a|z·a2a

1− z · a ,

for z ∈ Bn. Then Aut (Bn), the group of automorphisms of Bn, consists of all maps U ϕa where U is a unitary transformation and a ∈ Bn.We have ϕa(0) = a, ϕa(a) = 0 and ϕa◦ ϕa = I. We also have the following identities ([29], Theorem 2.2.2),

ϕa(0) =− 1 − |a|2 Pa− 1 − |a|2

1

2 Qa, (6)

ϕa(a) =− 1 − |a|2 −1Pa− 1 − |a|2 −

1 2 Qa, 1− ϕa(w)· ϕa(z) =(1− a · a) (1 − w · z)

(1− w · a) (1 − a · z), 1− |ϕa(z)|2= 1− |a|2 1− |z|2

|1 − a · z|2 , and ([29], Theorem 2.2.6)

a(z) =|det ϕa(z)|2 = 1− |a|2

|1 − a · z|2

n+1

,

where Jϕa(z) denotes the real Jacobian of ϕa at z. For example, in dimension n = 1, ϕa(z) = 1−aza−z, and we have

1− |ϕa(z)|2=|1 − az|2− |z − a|2

|1 − az|2

= 1− 2 Re (az) + |a|2|z|2 − |z|2− 2 Re (az) + |a|2

|1 − az|2

= 1− |a|2 1− |z|2

|1 − a · z|2 .

An invariant measure on Bn is given by ([29], Theorem 2.2.6) dλn(z) = 1− |z|2 −n−1dz.

The invariance of dλn follows from the above Jacobian formula and the last identity in (6).

An invariant metric on Bn is the Bergman metric β (z, w) given by ([38], Proposition 1.21)

β (z, w) = 1

2log1 +|ϕz(w)|

1− |ϕz(w)|, z, w ∈ Bn. (7) By invariance, the Bergman metric balls Bβ(a, r) of radius r at the point a ∈ Bn satisfy

Bβ(a, r) = ϕa(Bβ(0, r)) ,

and if t > 0 is such that Bβ(0, r) = B (0, t) (note from (7) that Bergman metric balls centered at the origin are Euclidean balls), then the β-balls are the ellipsoids ([29], page 29)

Bβ(a, r) = z ∈ Bn: |Paz− ca|2

t2ρ2a + |Qaz|2

t2ρa < 1 , where

ca = (1− t2) a

1− t2|a|2, ρa = 1− |a|2 1− t2|a|2.

We have the reproducing formula of Bergman ([29], Theorem 3.1.3), f (z) = n!

πn Bn

f (w)

(1− w · z)n+1dw, f ∈ L1(dλn)∩ H (Bn) , (8) and the following variants ([29], Theorem 7.1.2)

f (z) = n!

πn

n + s

n Bn

1− |w|2 s

(1− w · z)s+n+1f (w) dw, Re s >−1, (9) valid for all f ∈ H (Bn)for which the integrand is in L1.

We now recall the invertible “radial” operators Rγ,t : H (Bn)→ H (Bn) given in [38] by

Rγ,tf (z) =

k=0

Γ (n + 1 + γ) Γ (n + 1 + k + γ + t)

Γ (n + 1 + γ + t) Γ (n + 1 + k + γ)fk(z) ,

provided neither n + γ nor n + γ + t is a negative integer, and where f (z) =

k=0fk(z) is the homogeneous expansion of f . Note that Γ (n + 1 + γ) Γ (n + 1 + k + γ + t)

Γ (n + 1 + γ + t) Γ (n + 1 + k + γ) ≈ (1 + k)t.

If the inverse of Rγ,t is denoted Rγ,t, then Proposition 1.14 of [38] yields

Rγ,t 1

(1− w · z)n+1+γ = 1

(1− w · z)n+1+γ+t, (10) Rγ,t

1

(1− w · z)n+1+γ+t = 1

(1− w · z)n+1+γ,

for all w ∈ Bn. Thus for any γ, Rγ,t is approximately differentiation of order t.

From Theorem 6.1 and Theorem 6.4 of [38] we have that the derivatives Rγ,mf (z) are “Lp norm equivalent” to m−1k=0kf (0) +∇mf (z) for m large enough.

Proposition 1 (Theorem 6.1 and Theorem 6.4 of [38]) Suppose that 0 < p < ∞, n+γ is not a negative integer, and f ∈ H (Bn). Then the following four conditions are equivalent:

1− |z|2 mmf (z)∈ Lp(dλn) for some m > n

p, m∈ N, 1− |z|2 mmf (z)∈ Lp(dλn) for all m > n

p, m∈ N, 1− |z|2 mRγ,mf (z)∈ Lp(dλn) for some m > n

p, m + n + γ /∈ −N, 1− |z|2 mRγ,mf (z)∈ Lp(dλn) for all m > n

p, m + n + γ /∈ −N.

Moreover, with σ (z) = 1 − |z|2, we have for 1 < p < ∞,

C−1 σm1Rγ,m1f Lp(dλn) (11)

m2−1

k=0

kf (0) +

Bn

1− |z|2 m2m2f (z) pn(z)

1 p

≤ C σm1Rγ,m1f Lp(dλn)

for all m1, m2 > np, m1+ n + γ /∈ −N, m2 ∈ N, and where the constant C depends only on m1, m2, n, γ and p.

Definition 2 We define the analytic Besov spaces Bp(Bn) on the ball Bn by taking γ = 0 and m = np + 1 and setting

Bp = Bp(Bn) = f ∈ H (Bn) : σmR0,mf Lp(dλn) <∞ . (12) We will indulge in the usual abuse of notation by using f Bp(Bn) to denote any of the norms appearing in (11).

2.1.1 Duality and reproducing kernels

For α > −1, let ·, · α denote the inner product for the weighted Bergman space A2α:

f, g α =

Bn

f (z) g (z)dνα(z) , f, g∈ A2α,

where dνα(z) = 1− |z|2 αdz. Recall that Kwα(z) = Kα(z, w) = (1− w · z)−n−1−α is the reproducing kernel for A2α (Theorem 2.7 in [38]):

f (w) = f, Kw αα =

Bn

f (z) Kwα(z)dνα(z) , f ∈ A2α.

This formula continues to hold as well for f ∈ Apα, 1 < p < ∞, since the polynomials are dense in Apα.

Corollary 6.5 of [38] states that Rγ,n+1+αp is a bounded invertible operator from Bp onto Apα, provided that neither n + γ nor n + γ +n+1+αp is a negative integer.

It turns out to be convenient to take γ = α −n+1+αp here (with this choice we can explicitly compute certain derivatives and Bp norms of our reproducing kernels - see (15) and (22) below), and thus we single out the special operators

Rαt = Rα−t,t.

Note that the operators Rαt and their inverses (Rαt)−1=Rα−t,tare self-adjoint with respect to ·, · α since the monomials are orthogonal with respect to ·, · α (see (1.21) and (1.23) in [38]), and the operators act on the homogeneous expansion of f by multiplying the homogeneous coefficients of f by certain positive constants.

The next definition is motivated by the fact that Rαn+1+α

p

is a bounded invertible operator from Bp onto Apα, and that Rαn+1+α

p

is a bounded invertible operator from Bp onto Apα, provided that neither n + α, n + α − n+1+αp nor n + α −n+1+αp is a negative integer. Note that this proviso holds in particular for α > −1.

Definition 3 For α > −1 and 1 < p < ∞, we define a pairing ·, · α,p for Bp

satisfies the following reproducing formula for Bp: f (w) = f, kwα,p α,p= Thus we have the following theorem.

Theorem 4 Let 1 < p < ∞ and α > −1. Then the dual space of Bp can be identified with Bp under the pairing ·, · α,p, and the reproducing kernel kwα,p for this pairing is given by (13).

From (13) and (10) we have Rαn+1+α

p

kwα,p(z) = Rαn+1+α

p

−1Kwα(z) (15)

= Rα−n+1+α

p ,n+1+αp (1− w · z)−(n+1+α)

= (1− w · z)n+1+αp .

Using this formula we will show in (22) below that the Bp norm of the reproducing kernel kwα,p is comparable to 1 + log 1

1−|w|2

1 p .

We now state our analogue of Böe’s interpolation theorem in two separate statements.

Theorem 5 Let 1 < p < ∞, α > −1 and kα,pw (z) be the reproducing kernel for Bp relative to the pairing ·, · α,p given in Theorem 4 above. Let {zj}j=1 be a sequence in the unit ball Bn. Then the following conditions are equivalent.

1. {zj}j=1 interpolates Bp:

The map f → f (zj) kzα,pj Bp

j=1

takes Bp boundedly into and onto p. (16) 2. The following norm equivalence holds:

j=1

aj

kα,pzj kzα,pj Bp

Bp

j=1

|aj|p

1 p

. (17)

3. The following separation condition and Carleson embedding hold:

β (zi, 0)≤ Cβ (zi, zj) , i = j and (18)

j=1

kα,pzj −p

Bp δzj is a Bp-Carleson measure.

Theorem 6 Let 1 < p < ∞, α > −1 and kα,pw (z) be the reproducing kernel for Bp relative to the pairing ·, · α,p given in Theorem 4 above. Let {zj}j=1 be a sequence in the unit ball Bn. If p ∈ 1, 2 + n−11 , then each of conditions (19) and (21) below is equivalent to the three conditions in Theorem 5. In general, for 1 < p < ∞, (21) implies (19) implies (20). For p > 2n (18) implies (19). If p∈ 1, 1 + n−11 ∪ [2, ∞), we also have that (20) implies (18):

1. {zj}j=1 interpolates MBp:

The map f → {f (zj)}j=1 takes MBp boundedly into and onto . (19) 2. kzα,pj n

j=1 is an unconditional basic sequence in Bp:

Note in particular that for p ∈ 1, 2 +n−11 ∪ (2n, ∞), multiplier interpolation (19) is characterized by the separation condition and Carleson embedding in (18).

The parameter α > −1 appearing in condition (18) is not essential, as evi-denced by the following calculation.

Lemma 7 For α > −1 and 1 < p < ∞, we have

by Theorem 1.12 of [38]. Note also that 1 + log 1

1−|w|2 ≈ d (α) if w ∈ Kα. Thus we can restate condition (18) in the equivalent form,

β (zi, 0)≤ Cβ (zi, zj) and (23)

j=1

1 + log 1 1− |zj|2

1−p

δzj is a Bp-Carleson measure.

Remark 1 Our proofs show that the interpolations in (19) and (16) can be taken to be linear, i.e. there are bounded linear maps R : → MBp and S : p → Bp that yield right inverses to the restriction maps in (19) and (16) respectively. In dimension n = 1 Böe has shown [12] the stronger result that there are functions fk ∈ MBp such that fk M

Bp ≤ C, fk(zj) = δjk and k|fk(z)| ≤ C for all z ∈ D (compare Theorem 2.1 in chapter 7 of [22]). It seems likely that this extends to 1 < p < 2 + n−11 for n > 1, but we will not pursue this here.

Remark 2 We do not know if (18) is sufficient for (21) when p ∈ 2 +n−11 ,∞ . Note that (3) and (21) are equivalent.

Proof. Here we only prove the following “soft” implications: that (19) implies (20), that (16) and (17) are equivalent, that (16) implies (18), and that if p ∈

1, 1 +n−11 ∪ [2, ∞), then (20) implies (18).

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