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(1)

The Resurgence of Instantons in String Theory

Part 2: Applications to Matrix Models and Strings

Ricardo Schiappa

(Instituto Superior T´ecnico)

Taiwan String Theory Workshop 2011

(2)

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(3)

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(4)

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(5)

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(6)

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(7)

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(8)

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(9)

Resurgence and Trans–Series: Overview

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(10)

Resurgence and Trans–Series: Overview

Generalized Trans–Series and ODEs

String theoreticcontexts (minimal strings, matrix models): must include trans–series depending onmultiple parameters.

Rank–n system of non–linear ordinary differential equations, du

dz(z) = F(z, u(z)), may always be written in normal form:

du

dz(z) = −A ⋅ u(z) − 1

zB ⋅ u(z) + G(z, u(z)).

Here{αi}i=1⋯n are eigenvalues of linearized system, A = [∂Fi

∂uj

(∞, 0)]

i ,j=1⋯n

,

with A = diag (α1, . . . , αn) andB = diag (β1, . . . , βn) diagonal matrices and one further insures thatG(z, u(z)) = O (∥u∥2, z−2u).

Convenient to choose variables such that α1>0.

(11)

Resurgence and Trans–Series: Overview

Formal Trans–Series Solutions

Aformal trans–seriessolution to our system of differential equations is [Costin]

u(z, σ) = u(0)(z) + ∑

n∈Nn/{0}

σnz−n⋅βe−n⋅α zu(n)(z),

whereσ = (σ1, . . . , σn)are trans–series parameters.

Both perturbativecontribution, u(0)(z), as well as instanton and multi–instantoncontributions,u(n)(z), are formal asymptotic power series of the form

u(n)(z) =

+∞

g=0

u(n)g

zg .

(12)

Resurgence and Trans–Series: Overview

Resonant and Proper Trans–Series Solutions

Non–resonant trans–series: eigenvalues {αi}i=1⋯n areZ–linearly independent, in many cases witharg αi =/arg αj.

This will notbe the case in here, as string theoretic systemsresonate,

n/=n ∣n ⋅ α = n⋅α.

Proper trans–series: only exponentiallysuppressed contributions appear ⇒ Eigenvalues α such that, chosen direction in complex z–plane, all contributions along this direction withσi =/0 are exponentially suppressed; Re (n ⋅ α z ) > 0.

If one wishes to addressmulti–instanton series in string theoretic context one will have to allow for non–propertrans–series [Garoufalidis-Its-Kapaev-Mari˜no].

(13)

Resurgence and Trans–Series: Overview

Borel Resumation and Trans–Series Solutions

Asymptotic series need to be Borel resummed in order to extract sensible information from them.

It follows that[Costin]

Sθ±u(z, σ±) = Sθ±u(0)(z) + ∑

n∈Nn/{0}

σn±z−n⋅βe−n⋅α zSθ±u(n)(z),

is a good solutionto our problem along a properdirection (at least for sufficiently large∣z∣).

Many earlier concepts have straightforward generalization, for instance a simple extension of Stokes’ automorphism

Sθ+u(z, σ) = Sθu(z, σ + S)

for crossing a Stokes line, with Sassociated Stokes constants.

(14)

Matrix Model Basics

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(15)

Matrix Model Basics

Review and Notation

Hermitian one–matrix model, N × N matrix M ZN =

1

vol(U(N))∫ dM egs1 TrV(M), vol(U(N)) volume factor of gauge group.

Diagonal gauge:

ZN = 1 N!(2π)N

N

i=1

i2(λ) egs1 Ni=1Vi),

∆(λ) = ∏i<ji−λj) familiar Vandermonde determinant.

Free energy has perturbativegenus expansionat large N F =

+∞

g=0

Fg(t) gs2g−2, t = gsN is ’t Hooft coupling.

(16)

Matrix Model Basics

Large N One–Cut Solution: Spectral Curve

At large N zero–instanton sector of matrix model characterized by density of eigenvaluesρ(λ).

In one–cut case, density has support on single, connected interval C = [a, b] in complex plane.

Equivalently, may describe largeN solution viaspectral curve y (z) = M(z)

(z − a)(z − b),

with singlebranch–cut alongC and M(p)is moment function M(p) =∮

dz 2πi

V(z) z − p

1

(z − a)(z − b). Eigenvalue density is ρ(z) =2πt1 Im y (z ).

(17)

Matrix Model Basics

Holomorphic Effective Potential

Line integral along spectral curve Vh;eff(λ) =∫

λ

a dz y (z).

Appears at leading order in large N expansion of the matrix integral Z ∼∫

N

i=1

i exp (−1 gs

N

i=1

Vh;effi) + ⋯).

Real part of spectral curve relates to forceexerted on a given eigenvalue: effective potentialVeff(z) = Re Vh;eff(z)constant inside the cutC, i.e., inside the cut eigenvalues are free.

Effective potential on eigenvalue

Veff(λ) = V (λ) − 2t∫ dλρ(λ)log ∣λ − λ∣.

(18)

Matrix Model Basics

Spectral Curve, Free Energies and Correlation Functions

Genus g free energies Fg(t).

Generating functions formulti–trace correlators Wh(z1, . . . , zh) = ⟨Tr 1

z1−M⋯Tr 1 zh−M⟩

(c), with genusexpansion

Wh(z1, . . . , zh) =

+∞

g=0

gs2g+h−2Wg ,h(z1, . . . , zh; t).

Key Result in Matrix Model Theory

Quantities Fg(t) andWg ,h(z1, . . . , zh; t) can beentirely computed in terms of spectral curve y (z)alone [Ambj¨orn-Chekhov-Kristjansen-Makeenko, Eynard, Eynard-Orantin].

(19)

Matrix Model Basics Multi–Cut Models

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(20)

Matrix Model Basics Multi–Cut Models

Potential V (z) with s Extrema

Mostgeneral saddle–point solution, at largeN, characterized by density of eigenvalues supported on disjoint union ofs intervalsC = ⋃sI=1AI, where AI = [x2I−1, x2I] ares cuts and x1<x2< ⋯ <x2s.

(21)

Matrix Model Basics Multi–Cut Models

Hyperelliptic Geometry of Spectral Curve

Spectral curve y (z) describeshyperelliptic geometry, y (z) = M(z)

¿ Á Á À

2s

k=1

(z − xk).

Still need to specify endpoints ofs cuts, {xk}. Assume filling fractions

I ≡ NI N = ∫

AIdλ ρ(λ), I = 1, 2, . . . , s, fixed ⇒ Regarded as parameters, or moduli, of model.

May also use as modulipartial ’t Hooft couplings tI =tI=gsNI tI = 1

4πi∮

AIdz y (z), with ∑sI=1tI =t.

(22)

Matrix Model Basics “c= 1” Models

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(23)

Matrix Model Basics “c= 1” Models

Double–Scaling Limit

Matrix models describespecific string backgrounds.

StrictN → +∞ limit retainsonly genus zero planar diagrams

⇒No perturbative genusexpansion.

Simultaneously approach criticalityt → tc ⇒ Higher–genus contributionsenhanced& ∃ full perturbative genus expansion.

Matrix models in double–scaling limitdescribeminimal string theory

⇒Characterized bycentral charge

cp,q=1 − 6(p − q)2 pq .

Matrix modelsoff–criticality: topological stringsontoricbackgrounds.

Models in universality class of c = 1string atself–dual radius FDSL(µ) = Fc=1(µ) = 1

2log µ − 1

12log µ +

+∞

g=2

B2g

2g (2g − 2)µ2−2g.

(24)

Matrix Model Basics “c= 1” Models

The Gaussian Model: V

G

( z) =

12

z

2

Gaussian partition function

ZG= g

N2

s2

(2π)N2

G2(N + 1).

Gaussian free energy

FgG(t) = B2g

2g (2g − 2)t2−2g, g ≥ 2.

Double–scaling limit,critical point tc =0, t → 0, gs→0, µ =t − tc

gs

fixed, obtainc = 1 string at self–dual radius behavior.

Spectral geometry

y (z) dz =

z2−4t dz.

(25)

Matrix Model Basics “c= 1” Models

Chern–Simons/Stieltjes–Wigert: V

SW

( z) =

12

( log z)

2

Introduce

q = egs, [n]q=qn2−qn2. Stieltjes–Wigert partition function

ZSW= (gs

2π)

N

2 q12N(7N2−1)

N−1

n=0

[n]q!.

Regard Stieltjes–Wigert model asq–deformation of Gaussian model.

Chern–Simons free energy FgCS(t) = B2gB2g−2

2g (2g − 2) (2g − 2)!+

B2g

2g (2g − 2)!Li3−2g(e−t), g ≥ 2.

(26)

Matrix Model Basics “c= 1” Models

Topological Strings on the Resolved Conifold

After analytical continuation gs→i¯gs,Chern–Simons free energies coincide with free energies of topological strings onresolved conifold (identify’t Hooft couplingand K¨ahler parameter) [Gopakumar-Vafa]. Spectral geometry

y (z) dz = 2

z log1 + e−tz +

(1 + e−tz)2−4z 2√

z dz.

Coincides with one–formlog Y (Z )dZZ on mirror curveH(Z , Y ) = 0 of resolved conifold, written in terms ofC variables Z = ez,Y = ey!

(27)

Approaching Topological String Theory

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(28)

Approaching Topological String Theory

A–Model ◁Mirror▷ B–Model

MapsΦ ∶ Σg → X3 Calabi–Yauthreefold.

A–model: physical formulation ofGromov–Wittentheory.

B–model: related to theory ofdeformation of complex structures.

Genus expansion of string free energy F (gs; {ti}) =

+∞

g=0

gs2g−2Fg(ti).

Free energy of A–model (large values of K¨ahler parameters) F (Q, gs) = ∑

d ,g

gs2g−2Nd ,gQd

+∞

g=0

Fg(Q) gs2g−2. HereQ = exp(−t) with t “size” of CY 3–fold.

Gromov–Witten invariants ofX3,Nd ,g, count world–sheet instantons (number of curves of genus g and degree d).

(29)

Approaching Topological String Theory

Nonperturbative Topological Strings?

Free energy computed perturbativelyin two expansion parameters:

Q (world–sheet) andgs (spacetime).

World–sheet: Power series in e−t,finiteconvergence radiustc, estimated fromasymptotic behaviorof GW invariants[BCOV]

Ng ,dd(γ−2)(1−g )−1edtc, d → +∞.

Critical value (conifold point) geometric large–radius phase breaks down ⇒ Non–geometric phase,nonperturbative inα.

World–sheet: Characterize theory bycritical behaviorat conifold point:

some local CYs in universality class of 2d gravityc = 0(local curve [CGMPS]) most cases inc = 1universality class (resolved conifold).

World–sheet: Considering B–model onmirrorCY, computeFg(Q) exactly asmodular functionin Q.

Spacetime: There arenon–perturbativecorrectionsegs1.

(30)

Approaching Topological String Theory

Topological Strings as Matrix Models

B–model on some local CYs haslarge N dualityto a matrix model [Dijkgraaf-Vafa]. Also true for generic mirrors of toricgeometries [Mari˜no, Bouchard-Klemm-Mari˜no-Pasquetti].

B–model class of target CYgeometries uv = H(X , Y ).

HereH(X , Y )=polynomial inX , Y ∈ C, andu, v ∈ C.

Non–trivial information about this geometry: encoded in Riemann surfaceΣ described byH(X , Y ) = 0.

Spectral curve of matrix model is precisely Riemann surfaceΣ.

Extended totoric CY:mirror geometries as above, butX , Y ∈ C. Matrix model recursive formulation of1/N expansion: all information encodedin spectral curve ⇒generates topological string amplitudes.

(31)

Approaching Topological String Theory

Gopakumar–Vafa Integral Representations

Schwinger–like integral representation forFX(gs; {ti})

= ∑

{di},r,m

n(dr i)(X ) ∫

+∞

0

ds

s (2 sins 2)

2r−2

exp (−2πs

gs (d ⋅ t + i m)).

Integersnr(di)(X )are GV invariants ofX; di ahler class, r ≥ 0a spin label;

m ∈ Zwinding number (M–theory onX ×S1 IIA onX).

Resolved conifold: toric CY threefold, dim H2(X, Z) = 1,single non–vanishing integer GV invariant n(1)0 =1⇒

FX(gs; t) = 1 4 ∑

m∈Z

+∞

0

ds s

1 sin2(s

2)

e2πsgs (t+i m).

Recoverperturbativegenus expansion from integral representation!

(32)

Approaching Topological String Theory

Instantons and String Theory

Perturbative series inzero–instantonsector of closed string theory or its matrix model dual

F(0)(gs) =gs2F(0)(gs) =

+∞

g=0

Fg(t) gs2g.

Heret is’t Hooft couplingt = gsN in context of matrix models, or geometric modulus in string theory.

Multi–instanton path integral yields a series of the form

F(`)(z) = i z`b/2e

`A z

+∞

n=0

Fn(`)+1zn/2. Herez = gs2.

(33)

Approaching Topological String Theory

Large–Order Behavior and String Theory

Ifdispersion relation(from Cauchy integral representation) holds in here

F (g ) = 1 2πi∫

+∞

0 dw Disc F (w ) w − g . Large–order coefficientsin asymptotic series expansion:

Fg(0)(t) ∼ 1 2πi

Γ(2g + b) A(t)2g+b

F1(1)(t) +F2(1)(t) A(t) 2g + b − 1 + ⋯

⎠ .

Explicitly shows(2g )!growth [Shenker]. This is what we shall address:

Compute analytically andcheck numerically!

(34)

Instantons in One–Cut Matrix Models

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(35)

Instantons in One–Cut Matrix Models

Effective Potential and Instanton Sectors

Effective potential constant along cut C = [a, b], where there is local minimum, and haslocal maximumat pointx0.

Standard (0–instanton) 1/N expansion computed considering

saddle–point configuration with allN eigenvalues supported in cut C. k–instanton configuration corresponds to distinct saddle–point: N − k eigenvalues remaining in C, while k eigenvalues placed at local maximumx0 (still assume k ≪ N) [David].

(36)

Instantons in One–Cut Matrix Models

Geometry of One–Instanton Sector

Integration contour, over nontrivial saddle characterizing one–instantonsector, defined by saddle–point requirement:

Vh,eff (x0) =0 ⇒ y (x0) =0, with x0 located outside the cut.

Explicit form of spectral curve⇒Equivalent conditionM(x0) =0.

Geometrically, spectral curve is genus zero curvepinched atx0. First observed in context of spectral curves for double–scaled matrix models in minimal strings[Seiberg-Shih].

(37)

Instantons in One–Cut Matrix Models

Analytical Results

Tree Level, One and Two Loops

Find thatF(1) has the structure F(1)=i g

1

s2 exp (−A gs)

+∞

n=0

Fn(1)+1gsn. Instanton action

A = Vh,eff(x0) −Vh,eff(b) =∫

x0

b dz y (z).

Hasgeometric interpretation as contour integral of one–formy (z) dz, from endpoint of cutC to singular pointx0.

Computed one–loopfluctuations around one–instanton configuration andtwo–loop fluctuations around one–instanton configuration.

F1(1)and F2(1) dependuniquely on data specified byspectral curve.

(38)

Instantons in One–Cut Matrix Models

Analytical Results

One and Two loops

F1(1)= −ib − a 4

¿ Á Á ÁÁ À

1

2πM(x0)[(x0−a)(x0−b)]

5 2

,

F2(1) F1(1)

= 1

4(a − b)

(x0−a)(x0−b) (

(x0−b)M(a) M2(a) −

(x0−a)M(b) M2(b) ) −

(x0−a)(x0−b)

12(a − b)2 (8(x0−a) + 17(a − b)

(x0−a)2M(a) +8(x0−b) + 17(b − a) (x0−b)2M(b) ) + +5 (M′′(x0))2−3M(x0)M(3)(x0)

24 (M(x0))3

(x0−a)(x0−b)

+ 35 (2x0− (a + b)) M′′(x0) 48 (M(x0))2((x0−a)(x0−b))32

+

+

140 (2x0− (a + b))2+33(a − b)2 96M(x0) ((x0−a)(x0−b))52

(39)

Instantons in One–Cut Matrix Models The Quartic Model

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(40)

Instantons in One–Cut Matrix Models The Quartic Model

Data and Set–Up

Potential V (z) =12z2+λz4.

Single cutC = [a, b] ≡ [−2α, 2α], with α2= 1

24λ(−1 +

1 + 48λt).

Spectral curve y (z) = M(z)

z2−4α2, with M(z) = 1 + 8λα2+4λz2. Non–trivial saddle–pointsx02= − 1

(1 + 8λα2). Instanton action

A = −

√ 3 α2 4 (1 − α2)

4 − α4−2 log [

√ 3

−2 + α2+

−2 − α2] + +log 4 (1 − α2).

Computed Fg via orthogonal polynomials up to genusg = 10 [Bessis-Itzykson-Zuber].

(41)

Instantons in One–Cut Matrix Models The Quartic Model

The Effective Potential

-x0 x0

a b

C

(42)

Instantons in One–Cut Matrix Models The Quartic Model

Large–Order Results

Instanton Action

Numerical asymptotics forinstanton action, along with matrix model prediction, at λ = −0.1:

(43)

Instantons in One–Cut Matrix Models The Quartic Model

Large–Order Results

One and Two–Loop Corrections

Leading asymptotics divided by one–loop matrix model prediction, and subleading asymptotics divided by two–loopmatrix model prediction:

(44)

Instantons in One–Cut Matrix Models The Painlev´e I Equation

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(45)

Instantons in One–Cut Matrix Models The Painlev´e I Equation

Double–Scaling Limit

c = 0(2d gravity) double–scaling limitof previous model.

Perturbative amplitudes governed by Painlev´e I equation, fulfilled by specific heatu(z) = Fds′′(z)as

u2(z) −1

6u′′(z) = z.

Action[Shenker], one[David]and two loops corrections:

Fds(1)(z) = i 8 ⋅ 334

π

z58 exp (−8√ 3

5 z54) {1 − 37 64

3z54 + ⋯}. Can actually compute full multi–loopcorrections!

ComputeFg numerically up to arbitrary genus.

(46)

Instantons in One–Cut Matrix Models The Painlev´e I Equation

Large–Order Results

Convergence towards one–loop matrix model prediction, and convergence towards two–loopmatrix model prediction:

(47)

Multi–Instantons and Multi–Cuts

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(48)

Multi–Instantons and Multi–Cuts

Partition Function and the Multi–Cut Phase

s cuts: “topological sectors”characterized by fillings N1, . . . , Ns. General partition function as sum over allpossible arrangements of eigenvalues across cuts[Bonnet-David-Eynard, Eynard-Mari˜no]

Z (ζ1, . . . , ζs) = ∑

N1+⋯+Ns=N

ζ1N1⋯ζsNsZ (N1, . . . , Ns). Different sectors regarded asinstanton sectors of multi–cut model!

(49)

Multi–Instantons and Multi–Cuts

Instantons in the Multi–Cut Phase

Z (N1, . . . , Ns) partition function in one sector,Z (N1, ⋯, Ns) partition function corresponding to different choice of filling fractions ⇒

Z (N1, . . . , Ns) Z (N1, . . . , Ns)

∼exp{−1 gs

s

I=1

(NI−NI)∂F0(tI)

∂tI

}.

If we pick set of filling fractions(N1, . . . , Ns)asreference background, all other sectors willnot be seenin gs perturbation theory.

Regard them as different instanton sectors of the matrix model.

However: depending on value of real part of exponent, sectors with filling fractions {NI} will be either exponentially suppressedor

exponentially enhanced, with respect to reference configuration {NI}.

(50)

Multi–Instantons and Multi–Cuts

Multi–Instanton Sector in the Two–Cut Case

Reference configuration(N1, N2)

Z =

N1

`=−N2

ζ`Z (N1−`, N2+`) = Z(0)(N1, N2)

N1

`=−N2

ζ`Z(`).

HereZ(0)(N1, N2) =Z (N1, N2) andZ(`)= Z(N1−`,N2+`)

Z(0)(N1,N2) . Change variables t = t1+t2,s = 12(t1−t2)

Z(`) =q`22 exp (−`A gs

) {1 − gs(` ∂sF1+

`3

6 ∂3sF0) + O(gs2)}.

Ais theinstanton action, integral over spectral curve A =∫

x3

x2 dz y (z), andq = exp(∂s2F0).

(51)

Multi–Instantons and Multi–Cuts

Multi–Cuts, Multi–Instantons and Theta Functions

At large N1 andN2 can extend sum from −∞ to+∞, exchange sum over`with expansion in gs, and writeZ in terms of aJacobi theta function,ϑ3(q ∣ z) = ∑`∈Zq`22 z`.

Express free energy F = log Z in terms of infinite series which formally has structure of instanton/anti–instanton expansion

F = F(0)(t1, t2) +log φ(q) + ∑

`/=0

(−1)`

`(q`2−q`2)

ζ`e−`A/gs(1 + O(gs)).

φ(q) = ∏n=1(1 − qn) andlog φ(q) gives contribution toF1 coming frominstanton/anti–instanton interactions in partition function.

(52)

Multi–Instantons and Multi–Cuts

Multi–Instantons in the One–Cut Phase

(53)

Multi–Instantons and Multi–Cuts

Multi–Instantons in the One–Cut Model

Degeneration limitt2→0(singular⇒need to regularizeby removing Gaussian contribution of second cut ∝log t2).

Two–loops`–instanton amplitude in arbitrary one–cut matrix model:

F(1) = gs1/2

2πˆq1/2{1 − gs(∂s1+1

6∂s30) + O(gs2)}

F(`) =

(−1)`−1gs`/2

` (2π)`2 ˆ

q`/2{1 − ` gs(∂s1+ 1

6∂s30+ˆq) + O(gs2)}

Evaluated att1=t andt2=0.

(54)

Multi–Instantons and Multi–Cuts The Quartic Model Revisited: Two Cuts

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(55)

Multi–Instantons and Multi–Cuts The Quartic Model Revisited: Two Cuts

Spectral Curve Geometry: One–Instanton Sector

(56)

Multi–Instantons and Multi–Cuts The Quartic Model Revisited: Two Cuts

Large–Order Results: Instanton Action

(57)

Multi–Instantons and Multi–Cuts The Quartic Model Revisited: Two Cuts

Orthogonal Polynomials: The Good and the Bad

(58)

Nonperturbative Structure of Topological Strings

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(59)

Nonperturbative Structure of Topological Strings The Local Curve

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(60)

Nonperturbative Structure of Topological Strings The Local Curve

Data and Set–Up

ConsiderA–model topological strings ontoric CY (local curve) Xp= O(p − 2) ⊕ O(−p) → P1.

Free energies at genus g depend on single complexified K¨ahler parameter t, associated to complexified areaofP1.

Spectral curve (description ofmirror B–model)[Mari˜no]

y (λ) = 2

λ(tanh−1[

(λ − a)(λ − b)

λ −a+b2 ] −p tanh−1[

(λ − a)(λ − b) λ +

√ ab

]).

(61)

Nonperturbative Structure of Topological Strings The Local Curve

Instanton Action: A = V

h,eff

( x

0

) − V

h,eff

( a)

x0= 4ab (

a

b)2, p= 3, x0= 2

a−ab b, p= 4,

Vh,eff(x) = − log (f1(x))(log (f1(x)) − 2 log(1 + 2f1(x) (

a

b)2) + log(1 + 2f1(x) (

a+ b)2))−

−2Li2(− 2f1(x) (

a−

b)2) − 2Li2(− 2f1(x) (

a+

b)2) − log(a − b)2 4 log x−

−p log (f2(x))(log (f2(x)) + 2 log(1 −f2(x) 2

ab) − log(1 − 2f2(x) (

a+ b)2))−

−2pLi2(−f2(x) 2

ab) + 2pLi2( 2f2(x) (

a+ b)2) +p

2(log x)2+ p log( a+

b)2log x,

f1(x) =

(x − a)(x − b) + x −a+ b 2 , f2(x) =

(x − a)(x − b) + x + ab.

(62)

Nonperturbative Structure of Topological Strings The Local Curve

Large–Order Results

Use topological vertex [Aganagic-Klemm-Mari˜no-Vafa] to computeFg up to genus8 (genus6) for p = 3 (p = 4).

Instanton action,one andtwo loops "

(63)

Nonperturbative Structure of Topological Strings The Local Curve

Instanton Action: Numerical Results

Numerical asymptotics forinstanton action, along with matrix model prediction, at ζ = 0.24and p = 3:

1 2 3 4 5 6 7 8 g

0.0004 0.0006 0.0008 0.0010

(64)

Nonperturbative Structure of Topological Strings The Local Curve

One and Two Loop Coefficients: Numerical Results

Leading asymptotics divided by one–loop matrix model prediction, and subleading asymptotics divided by two–loopmatrix model prediction:

0.05 0.10 0.15 0.20

0.96 0.98 1.00 1.02 1.04 1.06

0.05 0.10 0.15 0.20 0.25

0.95 1.00 1.05 1.10

(65)

Nonperturbative Structure of Topological Strings Hurwitz Theory

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(66)

Nonperturbative Structure of Topological Strings Hurwitz Theory

Data and Set–Up

Hurwitz theory countsbranched covers of Riemann surfaces (restrict to coverings of sphereP1 (“target”) by surfaces of genusg

(“worldsheets”)). Number of disconnected coverings of degreed counted by simple Hurwitz numberHg ,dP1 (1d).

Total partition function ⇒ Generating functional

ZH(tH, gH) = ∑

g≥0

gH2g−2

d≥0

Hg ,dP1 (1d) (2g − 2 + 2d )!Qd, Q = e−tH andgH parameters keeping track ofdegree andgenus.

Free energy describes connected, simple Hurwitz numbersHg ,dP1 (1d).

(67)

Nonperturbative Structure of Topological Strings Hurwitz Theory

Hurwitz Theory as a Topological String Theory

Hurwitz theory is topological string theory in disguise: Can be realized as special limit of A–model on localcurves [CGMPS]

p → ∞, t → ∞, gs →0.

Computed Fg up to genus16, finding again spectacularagreement.

(68)

Nonperturbative Structure of Topological Strings Hurwitz Theory

Instanton Action: Numerical Results

Numerical asymptotics forinstanton action, along with matrix model prediction, at χ = 0.5:

5 10 15 g  1

0.45 0.50 0.55 0.60 0.65 0.70

(69)

Nonperturbative Structure of Topological Strings Hurwitz Theory

One and Two Loop Coefficients: Numerical Results

Leading asymptotics divided by one–loop matrix model prediction, and subleading asymptotics divided by two–loopmatrix model prediction:

0.2 0.4 0.6 0.8 1.0Χ

0.998 1.000 1.002 1.004

0.0 0.2 0.4 0.6 0.8 1.0

0.995 1.000 1.005 1.010

(70)

Nonperturbative Structure of Topological Strings c= 1 Strings and the Resolved Conifold

Outline

1 Resurgence and Trans–Series: Overview

2 Matrix Model Basics Multi–Cut Models

“c = 1” Models

3 Approaching Topological String Theory

4 Instantons in One–Cut Matrix Models The Quartic Model

The Painlev´e I Equation

5 Multi–Instantons and Multi–Cuts

The Quartic Model Revisited: Two Cuts

6 Nonperturbative Structure of Topological Strings The Local Curve

Hurwitz Theory

c = 1 Strings and the Resolved Conifold

7 Future Directions

(71)

Nonperturbative Structure of Topological Strings c= 1 Strings and the Resolved Conifold

Borel Analysis Example

Charged Scalar Particle in Constant (Euclidean) Self–Dual Background Fµν= ⋆Fµν

IntroduceF2=1

4FµνFµν; natural dimensionless parameter γ = 2emF2 . Scalar particle, charge e, mass m, admits weak coupling expansion

L ∼ − m4 16π2

+∞

n=1

B2n+2

2n (2n + 2)(2eF m2 )

2n+2

. Computing Boreltransform, inverse Boreltransform is

S0L = e2F2 16π2

+∞

0

ds s (

1 sinh2s −

1 s2 +

1 3)e2sγ. There are two possible self–dual backgrounds:

Magnetic–likebackground: F ∈R, series isalternating Borel poles onpositive imaginary axis.

Electric–likebackground: F ∈iR, series isnot–alternating Borel poles on thepositive real axis.

(72)

Nonperturbative Structure of Topological Strings c= 1 Strings and the Resolved Conifold

Borel Analysis Example

Charged Scalar Particle in Constant Self–Dual Background: The Schwinger Effect

Nonperturbativeambiguity: to perform integration on real axis still need to specifyprescriptionin order to avoid poles.

Unitarity dictates contour: integral picks up contributions of all poles as if real axis is approached from above≡ a+iprescription (unitary +i prescription guaranteesprobability of Schwingerpair–production ratein scalar electrodynamics is positive number between 0and 1).

Lagrangian develops animaginary part (sum over residues).

Non–alternating (electric) series & unitarity prescription:

Im L = em2F 32π3

+∞

n=1

(2π n + γ

n2)e2πnγ .

(73)

Nonperturbative Structure of Topological Strings c= 1 Strings and the Resolved Conifold

Gaussian Matrix Model

Borel transform

B[FG](ξ) =

+∞

g=2

FgG(t)

(2g − 3)!ξ2g−2.

No poles on the positive real axis ⇒ inverse Borel transform

S0FG(gs) = − 1 4∫

+∞

0

ds s

⎝ 1

sinh2(g2tss)− ( 2t gs)

2 1 s2 +

1 3

⎠ e−s.

Coincides with one–loop effective Lagrangian for charged scalar particle in constant self–dual electromagnetic field of magnetictype (here γ = 1/N).

(74)

Nonperturbative Structure of Topological Strings c= 1 Strings and the Resolved Conifold

c = 1 Strings

Consider instead imaginarycouplingg¯s=igs ⇒One–loop effective Lagrangian corresponding to electric background[Gross-Klebanov]. Borel integral representation

S0Fc=1(g¯s) = 1 4∫

+∞

0

dσ σ ( 1

sin2σ − 1 σ2 −1

3)e2tσgs¯ has an integrand withpoleson the positive real axis.

Unitarity prescription Disc Fc=1(¯gs) = − i 2π ¯gs

+∞

n=1

(2πt n + g¯s

n2)e2πt n¯gs =F(1)(g¯s) +F(2)(g¯s) + ⋯. Relate to large–order and reconstructfull perturbative expansion"

F(1)(g¯s) = − i

¯ gs

(t + g¯s

2π)e2πtgs¯ .

(75)

Nonperturbative Structure of Topological Strings c= 1 Strings and the Resolved Conifold

Chern–Simons Matrix Model

Borel transform

B[FCS](ξ) =

+∞

g=2

FgCS(t)

(2g − 3)!ξ2g−2.

No poles on the positive real axis ⇒ inverse Borel transform

S0FCS= − 1 4

m∈Z

+∞

0

ds s

1

sinh2(2(t+2πim)gs s)

− (

2 (t + 2πim) gs )

2 1 s2+

1 3

e−s.

Sum over all integerm corresponding tosum over infinite number of one–loop effective Lagrangian for charged scalar particle in constant self–dual electromagnetic field ofmagnetictype.

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