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(1)

The Resurgence of Instantons in String Theory

Part 1: The Mathematical Framework

Ricardo Schiappa

(Instituto Superior T´ecnico)

Taiwan String Theory Workshop 2011

(2)

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(3)

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(4)

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(5)

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(6)

Introduction

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(7)

Introduction Divergence of Perturbation Theory

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(8)

Introduction Divergence of Perturbation Theory

Perturbation Theory

Perturbative expansion of some physical quantity (e.g., energy of the ground state, free energyF (g )), with perturbative expansion

parameter g:

F (g ) =

+∞

k=0

Fkgk.

In many examples the coefficients behave asFk ∼k!at largek, rendering the perturbative expansion divergent.

In fact [Dyson], physical arguments tell us that many series should have zero radius of convergence.

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Introduction Divergence of Perturbation Theory

Example

Ground State Energy of Anharmonic Oscillator

V = 1

2x2−g x4

Wheng > 0 the theory has anunstablevacuum at the origin, which decays via instanton tunneling. This vacuum gets stabilized when g < 0.

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Introduction Divergence of Perturbation Theory

Example

Instantons in Quantum Mechanics

Instantons mediate thedecay of the false vacuum.

Ground state energy will have branch cutalong real, positiveg axis, with purely imaginary discontinuity—associated toinstabilityof potential which becomes unbounded for negative values of coupling.

How to deal with the fact that the perturbative expansion has zero convergence radius?

How do we associate a valueto the divergent sum?

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Introduction Borel Transform

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

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Introduction Borel Transform

Borel Transform

Introduce Borel transform of the asymptotic series as B[F ](s) =

+∞

k=0

Fk k!sk,

removing the divergent part of the coefficientsFk and rendering B[F ](s)with finite convergence radius.

IfF (g ) originally had afiniteradius of convergence, B[F ](s) would be anentire function in the Borel complex s–plane.

In general B[F ](s) will have singularitiesand it is crucial to locate them in the complex plane.

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Introduction Borel Transform

Inverse Borel Transform

IfB[F ](s)hasnosingularities for s ∈ R+ one may analytically continue it and define inverseBorel transform via Laplace transform

SF (g ) =∫

+∞

0 ds B[F ](g s) e−s.

Function SF (g ) has, by construction, thesame asymptotic expansion as F (g )and provides asolution to original question; it associates a value to the divergent sum.

If the functionB[F ](s)haspolesor branch cuts on therealaxis, things get more subtle: to perform the integral one needs to choose a contour whichavoids such singularities.

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Introduction Borel Transform

Nonperturbative Ambiguity

Choice of contour introduces nonperturbativeambiguity in reconstruction of function, renderingF (g ) non–Borel summable.

Different integration paths produce functions with the same

asymptotic behavior, but differing byexponentially suppressed terms.

In the presence of a pole singularity at distance Afrom the origin, on the real axis, one may define contoursC±, either avoiding singularity from above, leading toS+F (g ), or from below, leading toSF (g ).

These two functionsdifferby a nonperturbativeterm S+F (g ) − SF (g ) ∼ i exp (−A

g).

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Introduction Borel Transform

Example

Instantons in Quantum Mechanics Revisited

Borel transform of ground state energy has singularities on positive real axis, leading to ambiguity of order ∼i e−1/g.

In the quantum mechanical example the nonperturbative ambiguity has clear physical interpretation: signals the presence—at positive g—ofinstantons mediating decay from unstable to true vacuum, via tunneling under local maximum of the potential.

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Introduction Instantons and Large–Order Behavior

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

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Introduction Instantons and Large–Order Behavior

Instantons and Partition Function

Write for full partition function:

Z (g ± i) = Z(0)(g ) ±1

2Disc Z (g ).

DefinesZ(0) and discontinuity across branch cut, Disc Z (g ) = Z (g + i) − Z (g − i).

Z(0) given by path integral aroundperturbative vacuum (the zero–instanton configuration).

Leading contribution toDisc Z (g ) ∼ Z(1)(g ) given by path integral aroundone–instantonconfiguration.

May compute Z(1)(g ) ∼ e−1/g, exponentially suppressed for smallg as compared toZ(0).

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Introduction Instantons and Large–Order Behavior

How do we compute Z

(0)

and Z

(1)

?

Path Integral Approach

C+ C-

S1 S2

Complex plane for functional integration: C+ andC are rotated contours for g > 0.

Z(0) computed as integral oversum of both contours: contribution of saddle–point at origin.

Disc Z (g )computed on difference of rotated contours: contribution of sub–leading saddle–points.

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Introduction Instantons and Large–Order Behavior

Instantons and Free Energy

Free energyF = log Z.

Zero–instantonsector has perturbative (asymptotic) expansion F(0)(g ) =

+∞

n=0

Fn(0)gn. Contribution from `–instantonsector has expansion

F(`)(g ) = i g`be`Ag

+∞

n=0

Fn(`)+1gn, A=one–instanton action, b=characteristic exponent, Fn(`)=n–loop contribution around `–instanton configuration.

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Introduction Instantons and Large–Order Behavior

Instantons and Large–Order

Assuming F (g )analytic in Cwith cut along [0, +∞), Cauchy integral representation yields

F (g ) = 1 2πi∫

+∞

0 dw Disc F (w ) w − g − ∮

(∞)

dw 2πi

F (w ) w − g. In certain situations, it is possible to show that last integral above doesnotcontribute.

One thus obtainsa remarkable connection between perturbative and nonperturbative expansions.

Large–order coefficientsin asymptotic series expansion:

Fk(0)= ∫

+∞

0

dz 2πi

F(1)(z) zk+1

Γ (k + b) 2πAk+b

+∞

n=0

Γ (k + b − n)

Γ (k + b) Fn+1(1)An.

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Introduction Instantons and Large–Order Behavior

Instantons Yield Large–Order

Fk(0)

Γ (k + b) 2πAk+b

⎢⎢

⎢⎢

⎣ F1(1)+

F2(1)A k + b − 1+

F3(1)A2

(k + b − 2)(k + b − 1)+ ⋯

⎥⎥

⎥⎥

⎦ .

Computation of one–loop one–instanton partition function determines leading order ofasymptotic expansion for perturbative coefficientsof zero–instantonpartition function.

Higher loop corrections yield successive 1k corrections.

Ideas addressed a long time ago[Bender-Wu]for the quartic

anharmonic oscillator ⇒ Perturbative computation of ground–state energy

Ek ∼ (−1)k+1

√ 6 π32

3kΓ (k + 1 2). Impressivenumerical tests in the early 70s!

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Resurgence from Hyperasymptotics

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(23)

Resurgence from Hyperasymptotics Hyperasymptotics for Integrals with Saddles

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(24)

Resurgence from Hyperasymptotics Hyperasymptotics for Integrals with Saddles

Steepest–Descent Approximation

Usesteepest descent to find asymptotic expansion, as ∣κ∣ → ∞ with κ = ∣κ∣ e, of “partition function”

Z (κ) =∫

Cdz e−κW (z), with C a contour we specify below.

Typical calculation:

Saddle points{zk}k=1,2,⋯ such thatW(zk) =0.

Chosen reference saddle–pointzn, contour of integrationC deformed to infinite orientedpath of steepest descentthroughzn,Cn(θ), defined as

Im [κ (W (z ) − W (zn))] =0, withκ (W (z) − W (zn))increasing away fromzn.

Obtain “partition function”Zn(κ)evaluated on then–th saddle.

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Resurgence from Hyperasymptotics Hyperasymptotics for Integrals with Saddles

Steepest–Descent Partition Function

Partition function evaluated on then–th saddle Zn(κ) ≡ 1

√κe−κW (zn)Zn(κ), Zn(κ) =√ κ∫

Cn(θ)dz e−κ(W (z)−W (zn)). Zn(κ)will display Stokes phenomenain the form of discontinuity associated to jump in steepest–descent path whenever it passes through one of other saddles,k /=n.

Integral evaluated via steepest–descent method; obtain function ofκ for each saddle,n, given by series in negative powers ofκ

Zn(κ) ∼

+∞

g=0

ζg(n)

κg , ζg(n) = Γ(g +1 2) ∮

zn

dz 2πi

1

(W (z) − W (zn))g+

1 2

.

This series is asymptotic.

(26)

Resurgence from Hyperasymptotics Resurgence and Stokes’ Phenomenon

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(27)

Resurgence from Hyperasymptotics Resurgence and Stokes’ Phenomenon

Resurgence: Preliminaries

Why is the series for Zn(κ)asymptotic?

Understand this divergence as consequence of the existence of other saddles{zk/=n}, through which Cn does not pass [Berry-Howls]. Free to choose the reference saddle n at will ⇒ all possible

asymptotic series related by requirement of mutual consistency, also known as principle of resurgence.

Each divergent series contains, in its late terms, and albeit in coded form due to divergent nature, all terms associated to the asymptotic series from all other saddles.

(28)

Resurgence from Hyperasymptotics Resurgence and Stokes’ Phenomenon

Stokes’ Phenomenon: Preliminaries

Asymptotic series Zn(κ)only holds inwedgeof complex κ–plane.

Varyingθ / steepest–descent contour through saddlezn

Discontinuityifθsuch that contour passes throughsecond saddle,zm: θ → −σnm= −arg (W (zm) −W (zn)).

At this point,exponentially suppressed contributions to Zn(κ)

“suddenly” appear, eventually become of order one.

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Resurgence from Hyperasymptotics Resurgence and Stokes’ Phenomenon

Adjacent Saddles

zm adjacenttozn if it may be reached fromzn through steepest–descent path, i.e.,θ = −σnm and thusarg (W (z) − W (zn)) =σnm. Adjacent contourthrough adjacent saddle: steepest–descent contourCm(−σnm), throughzm.

(30)

Resurgence from Hyperasymptotics Resurgence and Stokes’ Phenomenon

Resurgence

Hyperasymptotics begins withfinite truncation of asymptotic series

Zn(κ) =

N−1

g=0

ζg(n) κg +

1 2πi

1 κN

m

∞⋅e−iσnm

0 dη ηN−1

1 −ηκ e−ηWnmZm(η)

´¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¸¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¹¶

R(N)n (κ)

,

summed overalladjacent saddles to zn,{zm}, and definedsingulant for every adjacent saddleWnm≡W (zm) −W (zn) ≡ ∣Wnm∣enm. Hyperasymptotic optimaltruncation: choose N such that

approximation error reduced from polynomially to exponentiallysmall.

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Resurgence from Hyperasymptotics Resurgence and Stokes’ Phenomenon

Resurgent Relations

Resurgent expression with N = 0[Berry-Howls],

Zn(κ) = 1 2πi∑

m

∞⋅e−iσnm

0 dηe−ηWnm η −ηκ2

Zm(η).

Follows formal resurgent relation:

ζg(n) = 1 2πi∑

m +∞

h=0

(g − h − 1)!

Wnmg−h

ζh(m).

Expresses late terms of asymptotic series atgiven saddle as sumover early terms of corresponding asymptotic series atadjacent saddles.

(32)

Resurgence from Hyperasymptotics Resurgence and Stokes’ Phenomenon

Crossing the Stokes’ Line

The resurgence formula precisely incorporates Stokes phenomenon: appearance of suppressed exponentialterms as steepest–descent contour Cn(θ)sweeps through one of the adjacent saddles, m, i.e., asθcrosses theStokes lineCn(−σnm).

(33)

Resurgence from Hyperasymptotics Resurgence and Stokes’ Phenomenon

Stokes’ Phenomenon

Discontinuityacross the Stokes line Disc Zn(κ)∣

θ=−σnm

≡ Zn(∣κ∣ ei(−σnm+0+)) − Zn(∣κ∣ ei(−σnm+0)) /=0.

Use resurgence formula to obtain Disc Zn(κ)∣

θ=−σnm

=e−κWnmZm(κ).

Discontinuityexponentially smallas, on Stokes line, κWnm∈R+. Notice that this is not discontinuity of the functionZ (κ) but rather discontinuity of asymptotic approximation to Z (κ).

(34)

Resurgence from Hyperasymptotics A Simple Example

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(35)

Resurgence from Hyperasymptotics A Simple Example

The Gamma Function

Gamma function via Euler’s integral Γ(κ) =∫

+∞

0 dw wκ−1e−w, Re (κ) > 0, and

log Γ(κ) = (κ −1

2)log κ − κ +1

2log 2π + Ω(κ).

Ω(κ)meromorphic with simple poles at κ = −n,n ∈ N0. Stirlingseries

Ω(κ) ∼

+∞

g=1

B2g

2g (2g − 1) 1 κ2g−1, valid as ∣κ∣ → +∞, in the sector∣arg(κ)∣ < π.

(36)

Resurgence from Hyperasymptotics A Simple Example

Rewrite the Gamma Function

Change variables

Γ(κ) = κκ

+∞

−∞ dz e−κW (z), with potential W (z) = ez−z andsaddleszk =2πik.

Selectreference saddlez0=0, defineΓ0(κ) ≡

2π κκ12e−κG0(κ),

G0(κ) =

√ κ 2π∫

C0(θ)dz e−κ(W (z)−1), Re (κ) > 0, with log G0(κ) = Ω(κ).

Identify all saddles{zm}m/=0 asadjacent saddles to z0: singulantsare W0m = −2πim.

(37)

Resurgence from Hyperasymptotics A Simple Example

Stokes’ Phenomena in the Gamma Function

Discontinuities evaluated on Stokes lines,κ = ±i∣κ∣, always exponentially suppressed.

Disc Ω(κ)∣

θπ2 =

+∞

m=1

e±2πiκm

m .

Understand these terms as instanton contributions,“instanton action”Sinst(m)=W (zm) −W (z0) = W0m = −2πim.

(38)

Resurgence from Hyperasymptotics A Simple Example

Stokes’ Phenomena as Instanton Contributions

Instanton(s) with least action, S(−1)=2πi,S(1)= −2πi, control leading large–order behavior of perturbative expansion "

Identify Stokes discontinuities with instanton contributions?

Multi–instanton action S(m)=mS(1) ⇒Disc Ω(κ)∣

θπ2 exact:

includes all multi–instanton corrections, to all loop orders.

Fully reconstruct perturbative coefficientsΩ(0)g out of complete multi–instanton series"

Identify Stokes discontinuities with instanton contributions!

(39)

Resurgence from Hyperasymptotics Instantons and Stokes’ Phenomena

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(40)

Resurgence from Hyperasymptotics Instantons and Stokes’ Phenomena

Instantons as Stokes’ Phenomena in Matrix Models

Exact free energy for Gaussian matrix modelis FG= 1

2N2log gs−1

2N log 2π + log G2(N + 1), with G2(z) Barnes function,G2(z + 1) = Γ(z)G2(z).

Integral representation forlog G2(N + 1)

= 1

2N log 2π −1

2N(N − 1) + N log Γ(N) −∫

N

0 dn log Γ(n).

Stokes structure of Barnesin termsof Stokes structure of Gamma!

Disc log G2(N + 1)∣

θπ2 =

+∞

m=1

( N m∓

1

2πim2)e±2πiNm.

(41)

Resurgence from Hyperasymptotics Instantons and Stokes’ Phenomena

Stokes’ Phenomena and Quantum Geometry

At Sokes’ lines N = ±i∣N∣obtain Disc FG=

i 2π ¯gs

+∞

m=1

( 2πt

m +

¯ gs

m2)e2πt mgs¯ , used t = gsN and restricted to the Stokes line θ = +π2.

Matrix models and topological strings: regardinstantonsas Stokes phenomena of the 1/N expansion ⇒ Nonperturbative ambiguity artifact of semiclassical, largeN analysis.

Only insemiclassical limit notion oftarget spacein holographically dual theory emerges ⇒ Considering exact free energies as

nonperturbative definitions, “exact quantum” target spaces very different from semiclassical ones; at nonperturbative level notion of target space as smooth geometryis lost.

(42)

Borel Analysis, Resurgence and Asymptotics

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(43)

Borel Analysis, Resurgence and Asymptotics Asymptotic Series and Borel Transforms Revisited

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(44)

Borel Analysis, Resurgence and Asymptotics Asymptotic Series and Borel Transforms Revisited

The String Theoretic Asymptotic Series

String theory may be defined perturbatively, as topological genus expansion, with two couplings,α,gs,

F (gs; {ti}) =

+∞

g=0

gs2g−2Fg(ti),

whereF = log Z is string free energy andZ partition function. At fixed genus: free energiesFg(ti) perturbatively expanded in α. Topological string theory: {ti} moduli areK¨ahler parametersin A–model andcomplex structure parameters in B–model.

Theα expansion is the milder one, withfinite convergence radius.

Topological genus expansion: one is faced with string theoretic large–order behaviorFg ∼ (2g )! rendering the topological expansion as an asymptotic expansion[Shenker].

How can one go beyond perturbation theory in gs and define nonperturbative string theory in general?

(45)

Borel Analysis, Resurgence and Asymptotics Asymptotic Series and Borel Transforms Revisited

Asymptotic Series Set–Up: Perturbative Contribution

Consider asymptotic perturbative expansion (do perturbation theory aroundz ∼ ∞, rather thangs∼0 as usual)

F (z) ≃

+∞

g=0

Fg

zg+1. Coefficients behave asFgg !;

Nonperturbative instanton correctionse−nAz; Ainstanton action,ninstanton number[Zinn–Justin].

(46)

Borel Analysis, Resurgence and Asymptotics Asymptotic Series and Borel Transforms Revisited

Asymptotic Series Set–Up: Multi–Instanton Contribution

Perturbative expansion around (nonperturbative) contribution at given fixed instanton number

F(n)(z) ≃ z−nβe−nAz

+∞

g=1

Fg(n)

zg . β characteristic exponent;

Fg(n) theg–loop contribution aroundn–instanton configuration;

In many examplesalsocoefficientsFg(n)g !, rendering all multi–instanton contributionsasymptotic.

Possible to understand asymptotics, ing, of multi–instanton

contributions Fg(n), in terms of coefficientsFg(n), with n closeto n.

This means that the asymptotic expansions are resurgent! Ecalle]

(47)

Borel Analysis, Resurgence and Asymptotics Asymptotic Series and Borel Transforms Revisited

Revisiting the Borel Transform

If we do not know the exact function, F (z), but only its asymptotic series expansion, how do we associate a valueto the divergent sum?

Borel transform

B [ 1

zα+1] (s) = sα Γ(α + 1). Borel transform of asymptotic series

B[F ](s) =

+∞

g=0

Fg

g ! sg. Borel resummation ofF (z)alongθ

SθF (z) =∫

e

0 ds B[F ](s) e−zs.

SθF (z)has by construction same asymptotic expansion as F (z)and may provide asolution to our original question.

(48)

Borel Analysis, Resurgence and Asymptotics Asymptotic Series and Borel Transforms Revisited

Lateral Borel Resummations

Lateral Borel resummations along θ,Sθ±F (z):

Θ

Choice of contour introduces nonperturbativeambiguity Sθ+F (z) − SθF (z) ∝∮

(A)ds e−zs

s − A ∝e−Az.

Ambiguities arise reconstructing function along different directions ⇒ Different integration paths yield functions with sameasymptotic behavior, differing by exponentially suppressed terms.

To be fully precise about these, need to dwell into resurgence!

(49)

Borel Analysis, Resurgence and Asymptotics Alien Calculus and the Stokes Automorphism

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(50)

Borel Analysis, Resurgence and Asymptotics Alien Calculus and the Stokes Automorphism

Simple Resurgent Functions

Asymptotic expansion is said a simple resurgent function if its Borel transform, B[F ](s), only has simple polesor logarithmic branch cuts as singularities; near each singular pointω

B[F ](s) = α

2πi (s − ω)+Ψ(s − ω)log (s − ω)

2πi +Φ(s − ω), whereα ∈ C andΨ,Φare analyticaround the origin.

Simple resurgent functions allow for resummationof formal power series along any direction in complex s–plane

⇒Family of sectorialanalytic functions{SθF (z)}.

Up to nonperturbative ambiguities, in different sectors one obtains different resummations ⇒ Need to fully understand Borelsingularities in order to “connect”sectorial solutions together.

(51)

Borel Analysis, Resurgence and Asymptotics Alien Calculus and the Stokes Automorphism

Alien Derivative

Alien calculus based uponalien derivative: operator which, when acting onresurgent functions, behaves as a derivative∆ω Ecalle]. For simpleresurgent functions:

ω notasingularpoint ⇒ωF (z) = 0.

ω asingularpoint with Borel transform

B[F ](ω + s) = α

2πi s + B[G ](s)log s

2πi +holomorphic

S∆ωF (z) = α + Sarg ωG (z).

Alien derivatives encode the whole singular behavior of the Borel transform—how muchB[F ](s)“jumps” at a singularity—allowing for the“connection” of sectorial solutions.

(52)

Borel Analysis, Resurgence and Asymptotics Alien Calculus and the Stokes Automorphism

The Stokes’ Automorphism

Singular direction θ: direction along which there are singularities in Borel complex plane.

In original complex z–plane such direction is known as Stokes line.

Connecting distinct sectorial solutions on both sides of such direction entails understanding their “jump”, accomplished via theStokes’

automorphism,Sθ,

Sθ+= Sθ○Sθ≡ Sθ○ (1 − Discθ).

Actionof Sθ on resurgent functions translates into the required connection of distinct sectorial solutions, across asingular directionθ.

In particular,

Sθ+− Sθ = −Sθ○Discθ,

Discθ encodes full discontinuityof resurgent function acrossθ!

(53)

Borel Analysis, Resurgence and Asymptotics Alien Calculus and the Stokes Automorphism

The Stokes’ Automorphism: Geometrical Description

Geometrically, Discθ is the sum over allHankel contours which encircle each singular point in θ–direction, on the left, and part off to infinity, on the right:

Θ

=

Θ

Left Borel resummation = right Borel resummation plus discontinuity of singular direction (the sum over Hankel contours aroundsingular points).

(54)

Borel Analysis, Resurgence and Asymptotics Alien Calculus and the Stokes Automorphism

Stokes’ Automorphism and Alien Derivative

The main interesting point is that Sθ=exp⎛

θ}

e−ωθzωθ

⎠ ,

where{ωθ}denote all singular points along theθ–direction.

For singularities along the θ–direction inordered sequence, Sθ+F (z) = SθF (z) +

+ ∑

r≥1;{ni≥1}

1

r !e−(ωn1n2+⋯ωnr)zSθ(∆ωn1ωn2⋯∆ωnrF (z)) .

Given all possiblealien derivatives, this result provides the necessary connection, thus allowing for full construction of exact

nonperturbative solutionalongside with its Riemann surface domain.

(55)

Borel Analysis, Resurgence and Asymptotics Alien Calculus and the Stokes Automorphism

Stokes’ Automorphism and Multi–Instantons

Positive real axis,θ = 0, with Borel singularities located at multi–instantonpointsnA with n ∈ N,

S0=exp (

+∞

n=1

e−nAznA) =1 + e−AzA+e−2Az(∆2A+1

2∆2A) + ⋯. Question that remains: how tocomputealien derivatives in a simple and systematic fashion? ... Answer arises in the bridge equations, constructing a “bridge” between ordinary and alien calculus.

(56)

Borel Analysis, Resurgence and Asymptotics Trans–Series and the Bridge Equations

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(57)

Borel Analysis, Resurgence and Asymptotics Trans–Series and the Bridge Equations

Trans–Series Set–Up

Considertrans–series ans¨atz for a resurgent function, F (z, σ) =

+∞

n=0

σnF(n)(z).

Formal asymptotic power series F(0)(z) ≃ ∑+∞g=0F

g(0)

zg+1. n–instanton contributions areF(n)(z) ≃ z−nβe−nAz+∞g=1

Fg(n)

zg . DefineF(n)(z) ≡ e−nAzΦn(z), withΦn(z)further formal asymptotic power series assumed in the following assimple resurgent functions.

σ is nonperturbative ambiguity or trans–seriesparameter, with trans–series an expansion in C[[z−1, σ e−Az]].

Resurgence framework: most general solutionto non–linear system!

(58)

Borel Analysis, Resurgence and Asymptotics Trans–Series and the Bridge Equations

Trans–Series Framework

Use trans–series innon–linear equation satisfied byF (z).

Yield backs non–linear equation forF(0)(z), which is now to be solvedperturbatively.

Yieldslinearandhomogeneous equation for F(1)(z).

Yieldslinearbut inhomogeneousequations forF(n)(z),n ≥ 2.

Feasible to solve forallmembers of this hierarchy of equations and fully compute the trans–series ans¨atz.

Asymptoticsof trans–series coefficientsFg(n) exactly determined in terms ofneighboring coefficients Fg(n), with n close to n, and in terms of finite number of Stokes constants.

(59)

Borel Analysis, Resurgence and Asymptotics Trans–Series and the Bridge Equations

Bridge Equations

Introducepointed alien derivative

∆˙ω ≡e−ωzω, commuting with usual derivative [ ˙∆ω,dzd] =0.

Immediately implies that linear differential equation which

∆˙`AF (z, σ)satisfies (assumed to be first order for simplicity) is exact same differential equation as ∂F∂σ(z, σ)satisfies!

Then it must be the case that

∆˙`AF (z, σ) = S`(σ)∂F

∂σ(z, σ);

Ecalle’s´ bridge equation, relating alien derivatives to familiar ones!

(60)

Borel Analysis, Resurgence and Asymptotics Trans–Series and the Bridge Equations

Bridge Equations and Analytic Invariants

Introducedegree such thatdeg (σnemAz) =n + m. Using bridge equations, deg F (z, σ) = 0 immediately yieldsdeg S`(σ) = 1 − `, i.e.,

S`(σ) = S`σ1−`, ` ≤ 1.

Can rewrite bridge equationsas

`AΦn=

⎧⎪

⎪⎪

0, ` > 1,

S`(n + `) Φn+`, ` ≤ 1.

Yieldsall alien derivatives, in terms of (possibly) infinite sequence of analytic invariants S`∈C,` ∈ {1, −1, −2, ⋯}.

Analytic invariants allow for full nonperturbative reconstruction of original functionF (z)! Generically analytic invariants are

transcendentalfunctions of initial data and quite hardto compute.

Resurgence: alien derivatives, encodingsingular behavior of Borel transform,find back original asymptotic power series one started off with (multiplied by suitableStokes’ constants).

(61)

Borel Analysis, Resurgence and Asymptotics Trans–Series and the Bridge Equations

Bridge Equations and Borel Transform

Bridge/resurgence equations may be translated back to the structure of Borel transform, at least near eachsingularity `A.

For asimpleresurgent function with

Φn(z) =

+∞

g=1

Fg(n)

zg+nβ and B[Φn](s) =

+∞

g=1

Fg(n)

Γ(g + nβ)sg+nβ−1, it follows

B [Φn] (s + `A) = S`(n + `) B [Φn+`] (s)log s

2πi, ` ≤ 1.

(62)

Borel Analysis, Resurgence and Asymptotics Trans–Series and the Bridge Equations

Bridge Equations and Stokes’ Automorphism: θ = 0

Can use bridge equations to explicitly compute Stokes’ automorphism.

Action of S0 onF (z, σ) entirelyencoded by action ofS0 on several Φn(z), which vanishes whenever` > 1.

Stokes’ automorphism forpositive real axis:

S0=exp (e−AzA) =1 + e−AzA+1

2e−2Az2A+ 1

3!e−3Az3A+ ⋯. Using ∆NAΦn= (S1)N⋅ ∏Ni=1(n + i ) ⋅ Φn+N it follows

S0Φn=

+∞

k=0

(n + k

n )S1ke−kAzΦn+k. Standard multi–instantonflavor!

(63)

Borel Analysis, Resurgence and Asymptotics Trans–Series and the Bridge Equations

Bridge Equations and Stokes’ Automorphism: θ = π

Stokes’ automorphism fornegative real axis:

Sπ=exp (

+∞

`=1

e`Az−`A) =1 + eAz−A+e2Az(∆−2A+1

2∆2−A) + ⋯. Need∏Ni=1−`(N+1−i)AΦn. Orderingof alien derivatives important;

when computed at differentsingular points they do notcommute.

Alien derivatives vanishas soon as one considers ∆−nAΦn=0, always get afinite sum. For example,

SπΦ0 = Φ0, SπΦ1 = Φ1,

SπΦ2 = Φ2+S−1eAzΦ1,

SπΦ3 = Φ3+2S−1eAzΦ2+ (S−2+S−12 )e2AzΦ1.

Notquite standard multi–instantonflavor...

(64)

Borel Analysis, Resurgence and Asymptotics Trans–Series and the Bridge Equations

Bridge Equations and Stokes’ Phenomena

Applying bridge equations directly toStokes’ automorphism, when ω = 1,arg ω = 0, find

S+F (z, σ) = SF (z, σ + S1).

S1 acts as aStokes constant for the trans–series expression!

In original complex z–plane the Borel–plane singular–direction corresponds toStokes line ⇒Expression above describes Stokes phenomena of classical asymptotics—fully and naturally incorporated in the resurgence analysis.

The“connection” expression yields relation between coefficient(s) in trans–series solution, in different partsof its domain, or, on different sides of theStokes line.

(65)

Borel Analysis, Resurgence and Asymptotics Stokes Constants and Asymptotics

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(66)

Borel Analysis, Resurgence and Asymptotics Stokes Constants and Asymptotics

Large–Order Dispersion Relation

Resurgence allows to understand fullasymptotic behavior of all multi–instanton sectors.

Large–order dispersion relation fromCauchy’s theorem[Zinn–Justin]

F (z) = 1 2πi∫

e⋅∞

0 dw DiscθF (w ) w − z − ∮

(∞)

dw 2πi

F (w ) w − z. Function F (z)hasbranch-cutalong some direction (Stokes’

direction),θ, inC, and analytic elsewhere.

In certain situations possible to show byscaling argumentsthat integral around infinity doesnotcontribute [Bender–Wu]. In such cases Cauchy’s theorem providesremarkable connectionbetween perturbative and nonperturbative expansions.

(67)

Borel Analysis, Resurgence and Asymptotics Stokes Constants and Asymptotics

Asymptotics of Perturbative Series

Perturbative expansionF(0)(z) ≃ ∑+∞g=0F

(0) g

zg+10(z).

Via bridge equations, F(0)(z)hasdiscontinuities Disc0Φ0 = −

+∞

k=1

S1ke−kAzΦk, DiscπΦ0 = 0.

From perturbative expansion and dispersion relation above Fg(0)

+∞

k=1

S1k 2πi

Γ (g − kβ) (kA)g−kβ

+∞

h=1

Γ (g − kβ − h + 1)

Γ (g − kβ) Fh(k)(kA)h−1, here used asymptotic expansions for multi–instantoncontributions.

(68)

Borel Analysis, Resurgence and Asymptotics Stokes Constants and Asymptotics

Explicit Asymptotics of Perturbative Series

Instructive toexplicitlywrite down first terms in double–series, Fg(0) ≃ S1

2πi

Γ (g − β)

Ag−β (F1(1)+ A

g − β − 1F2(1)+ ⋯) + +S12

2πi

Γ (g − 2β) (2A)g−2β

(F1(2)+ 2A

g − 2β − 1F2(2)+ ⋯) + ⋯.

Multi–instanton generalization of known result: relates coefficients of perturbative expansion@ zero–instanton sector with sum over coefficients of perturbative expansions @ all multi–instantonsectors.

One–loop one–instanton partition function determinesleading order of asymptotic expansion forperturbativecoefficients of

zero–instanton partition function, up to Stokes factor S1. Higher–loop contributions yield successive g1 corrections.

n–instanton contributions yield successiven−g corrections.

(69)

Borel Analysis, Resurgence and Asymptotics Stokes Constants and Asymptotics

Asymptotics of Multi–Instanton Series

n–instanton contributionsF(n)(z) ≃ z−nβe−nAz+∞g=1

Fg(n) zg . Bridge equations yield discontinuities Disc0Φn andDiscπΦn. From perturbative expansion and dispersion relation

Fg(n)

+∞

k=1

(n + k n )

S1k 2πi

Γ (g − kβ) (kA)g−kβ

+∞

h=1

Γ (g − kβ − h)

Γ (g − kβ) Fh(n+k)(kA)h+ +S−1

2πi(n − 1)Γ (g + β) (−A)g+β

+∞

h=1

Γ (g + β − h)

Γ (g + β) Fh(n−1)(−A)h+ ⋯ Relates coefficients ofperturbative expansion@ n–instanton sector with sums over coefficients of perturbative expansions @ all other multi–instantonsectors.

AllStokes factors now needed ⇒ Analysis essentially boiled down asymptotic problem tocomputing these Stokes factors!

Leading contribution to this asymptotics[Garoufalidis–Mari˜no].

(70)

The Airy Function and Stokes Discontinuities

Outline

1 Introduction

Divergence of Perturbation Theory Borel Transform

Instantons and Large–Order Behavior

2 Resurgence from Hyperasymptotics

Hyperasymptotics for Integrals with Saddles Resurgence and Stokes’ Phenomenon A Simple Example

Instantons and Stokes’ Phenomena

3 Borel Analysis, Resurgence and Asymptotics

Asymptotic Series and Borel Transforms Revisited Alien Calculus and the Stokes Automorphism Trans–Series and the Bridge Equations Stokes Constants and Asymptotics

4 The Airy Function and Stokes Discontinuities

(71)

The Airy Function and Stokes Discontinuities

The Airy Function

Airy function,Z(x ), is a solution to Airysecond–order(linear) differential equation and is many times written as

Z(x ) = 1 2πi∫

Γdz e−V (z), whereV (z) = 13z3−xz and Γa contour to specify.

Not every contour is admissible; there are only three directions going off to infinity with Re (13z3−xz) > 0as z → ∞, leading to two homologically independentadmissible integration paths.

(72)

The Airy Function and Stokes Discontinuities

The Airy Function and Steepest Descent

Saddle points: z±= ±

√x, with V (z±) = ∓2

3x32.

Saddle z, formalasymptotic power series expansion [Delabaere]

ZAi(x ) = 1 2√

π x14 e23x

3 2 +∞

n=0

an x3n2

≡ 1

2√ π x14

e12Ax

3 2Φ1

2

(x ),

A = 43 instanton action, and an= 1 (−34)n Γ(n+

5 6)Γ(n+16)

n! .

Saddle z+

ZBi(x ) = 1 2√

π x14 e23x

3 2 +∞

n=0

(−1)n an x3n2

≡ 1 2√

π x14 e+12Ax

3 2Φ+1

2

(x ).

Trans–seriessolution to Airy integral

Z(x , σ) = ZAi(x ) + σ ZBi(x ).

Simple as solution tolinearequation!

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