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Department of History College of Liberal Arts National Taiwan University

Doctoral Dissertation

The Emperors and Their Bondservants:

Interaction between Imperial Wills and Bureaucratic Institution of the Imperial Household Department in the Qing Dynasty

Li-Chun Huang

Advisor: Kuo-Tung Chen, Ph.D.

103 6

June 2014

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ABSTRACT

Within Chinese history, the Imperial Household Department of the Qing dynasty stands as a unique bureaucratic organization. Its members were primarily composed of the Booi nirus, overseers and land stewards of the Upper Three Banners, whose duty was, as the emperor’s bondservants, to work for their family master. For this reason, the Upper Three Banner Booi’s official career usually started in, and was generally confined to, the Imperial Household. Moreover, as the system of promotion and assessment of the Imperial Household was still rather underdeveloped compared to the outer court system during the Kangxi and Yongzheng reigns, most of the Booi bondservants worked at the bottom of the inner court, and only a few of them had the opportunity to engage in political activities due to their close relationship with the emperor. To sum up, imperial authority played a crucial role in the achievement and maintenance of prosperity by the Booi and his family during the early Qing period.

Nevertheless, as the bureaucratic institution of the Imperial Household gradually matured, the dependence of Booi bondservants on their emperor-master weakened. The role played by the junzheng ( ) and especially of the jingcha ( ) – two assessment systems implemented within the Imperial Household – for the official promotion of the Booi also grew in significance after the Qianlong reign. The promotion of those obtaining the highest grade at the jingcha examination could be prioritized, while others with similarly high grades could become tax officials at the provincial level. In other words, the improvement of the assessment system during the Qianlong reign provided better chances of promotion for the Booi. But it should be noted that during the Qianlong and Jiaqing reigns, the imperial power was still highly centralized and strong, so that the emperor’s will continued to have a direct and powerful impact on the official career of Booi. As the respect they held for the system grew increasingly until the Daoguang reign, the emperors intervened less and less in the process of selecting officials for the Imperial Household Department. In addition, the fact that many emperors in the Late Qing ascended the throne at a very young age made it difficult for them to choose their ideal candidate or acquaintance to fill a post, and as such it was inevitable that they had to rely on the bureaucratic system to appoint officials. Therefore, the level of qualification of the candidates played a greater role than their proximity to the emperor in the selection of officials for the Imperial Household Department during this period.

However, we cannot limit our discussion of the official career of Booi to a study of the imperial wills and the bureaucratic system of the Imperial Household Department, but must also take into consideration the fact that Booi were also active agents within

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their social milieu. Although most Booi had to work in the Imperial Household Deparment, some could also hold a post in the outer court system; a post which they could obtain by passing the civil examination system, by purchasing a degree, by claiming special Yin privileges of hereditary succession, or thanks to some particular regulation of the Imperial Household Department. Once he had become an official in the outer court, a Booi could more easily succeed in the political arena and therefore contribute to the social ascent of his family and of himself. But even Booi who took office in the outer court system usually had to hold a concurrent post in the Imperial Household Department during the High Qing. This meant that if a Booi made any mistake while in the Imperial Household Department, he could easily be dismissed or demoted by the emperor, thus losing his privilege to work in the outer court. However, as the bannermen were allowed to partake in the civil examination which were held regularly from the middle Qing on, and as the donation system began to play a more important role after the deterioration of state finances during the same period, the ways through which Booi engaged in politics diversified and expended, while some Booi even managed to avoid working in the Imperial Household Department altogether. This shows that the relationship between the Emperor and his Booi bondservants during the late Qing was not as close as before.

Keywords: The Imperial Houseold Department, Imperial Wills, Booi, Upper Three Banners, Bureaucratic Institution

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1

1977 25-34

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Qing History

11

5

23 2012 173 -177

6

1981 118 3424-3425

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7 Robert B Oxnam, Ruling from Horseback: Manchu Politics in the Oboi Regency, 1661-1669 (Chicago:

University of Chicago Press, 1975).

8 118 3425

9 21100054

1

10 Preston Torbert. The Ch'ing Imperial Household Department: A Study of Its Organization and Principal Functions, 1662-1796 (Cambridge, Mass.: Council on East Asian Studies, Harvard University:

distributed by Harvard University Press, 1977).

196 1996 87-88

1999 55-75

11 Evelyn Rawski, "Presidential Address: Reenvisioning the Qing: The Significance of the Qing Period in Chinese History." The Journal of Asian Studies 55, no. 4 (1996) pp. 829-850.

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33 58

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… ne alban de yaburengge ci tulgiyen, …

aika beye alban de yabume muterakū, geli akdara nikere niyalma akūngge be bireme getukeleme baicafi, meni meni harangga baci šošofi donjibume wesimbukini. esede hontoho ciyanliyang šangnafi beye dubentele jekini cohome wasimbuha. 9

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15

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(98)

85

140

141

1802

142

1806

143

144

145

hahajuse

140 91 2a-2b

141 26 493-495

142 7 160

143 12 144

144 56

145 67 11b

(99)

86

146

1761

147

baitangga

148

149

150

151

152

153 1785

146 3 43

147 701005683

4 258

148 182 867-1

149 3 56a-56b

150 623-650

17-50

151 273 288-289

152 33 600

701005642

153 701001111

(100)

87

154

155

1807

156

157

158

159

1/2 2/3

154 338

155 2011

2841

156 1 3 67a

157 3 4a-4b

158 26 491

159

26 493

(101)

88

160

161

162 163

164 165

166

160 237

161

26 494

162 93

2 82

163 2 46

164

2012 238-239

165

5 306 2000 1 125

166

553-578

(102)

89

167

168

169

170 171

172

167 26 494

168

1121 147-148

2 828

169

1121 147

170 5 1 125

171 1121 152

172 36 362-363

(103)

90

173

/

! / !

173 1 606-607

(104)

91

(105)

92

(106)

93

(107)

94

1

2

3

4

1 72 12b

2 159 2b-3b

3

72 12b

4 2 15a-15b

(108)

95

1713

45 40 39 39 37 5

6

1716

32 13

7

8

40 47

9

5 1975 112

6 72 4a

7 139-140

8 252 496

9 4

(109)

96

10

1750

11

1744

10

2000 29-62 95-120

11 701005843

(110)

97

12

1

1686

13 1673

14

15

1788

16

12 1174 684

13 2010 24-68

14

226 12a-12b

15 149 5a-5b

16 226 12b

(111)

98

1741 1748

17

1750

18

1752 19

1679

20 21

1734 22

17 021429-001

18 2 433

19 117-119 2

606

20 195

21 199

550

22 200

701005648

(112)

99

2

1746

23

24

25

23 159 19a-19b

24 2 21b-22a

25 159 20a-20b

2 22b-23b

(113)

100

26

27

28

29

30

31

32

33

26

159 7b-8a

27 2 25a-25b

28

159 18b

29

159 18b-19a 19b-20a

30 72 12a

31 2 26a-26b

32 2 10a

33 159 5a-6a

(114)

101

34

3

35 1804

36

37

38

34 159 8a

35 72 10b

36

127 722-723

37 72 12b

38

2 13b 14a

(115)

102

39

40

1805

41

1812 42

43 44

45

46

39

87 4a

40

2 29b-30a

41 10 362

42 17 407

43 2 27a

44 1 12a

45 2 27b

46 1 13b-14a

(116)

103

1801

47

48

/

1879

49

47 6 12

48 6 15 17

49 5 222-223

(117)

104

50

51

52

5 239

50 355 11301

51 343 11126

52 342-343 384

(118)

105

1858

1876

1879 1882

1885 1889

1885 53

53 (9)

702003431

(119)

106

54

55 56

57 58

54 1 300

55

1 708

60 6a-6b

56

26 505

26 507

57 81 14b

111 19a-19b

58

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