Chronic obstructive pulmonary disease and
allied conditions
is a strong independent risk factor for
osteoporosis and
pathologic fractures: a population-based
cohort study
S.-J. CHEN
1,2,3,*, W.-C. LIAO
4,5, K.-H. HUANG
1,*, C.-L. LIN
6,7, W.-C.
TSAI
1, P.-T. KUNG
8,
K.-H. CHANG
1,9and C.-H. KAO
5,10Introduction
Patients with chronic obstructive pulmonary disease and allied conditions (COPD) are frequently associated with an increased risk of comorbidities,
such as cardiovascular diseases, peptic ulcer/gastroesophageal reflux disease, metabolic syndrome, diabetes,
lung cancer and osteoporosis.1,2 Osteoporosis
is more common in elderly and female populations. Studies have identified risk factors for osteoporosis prevalence, such as old age, a low body mass index, calcium and vitamin D intake, physical activity level and a history of smoking.1–4 A previous study reported
that systemic corticosteroids have the greatest
impact on secondary osteoporosis, which both directly and indirectly affects the skeleton.5 However,
a comprehensive literature review revealed that the effects of long-term corticosteroid exposure on bone mineral density (BMD) remain debatable.
The major risk factor for osteoporosis in patients with COPD is the male sex and an older age; however, the relationship between COPD severity and
glucocorticoids (GCs) in affecting osteoporosis remains unclear.6 Therefore, this retrospective study
examined the relationship between COPD and osteoporosis. We used medical insurance claims health care databases to evaluate the association between osteoporosis and fracture among patients with COPD and the relationship between osteoporosis and COPD severity.
Materials and methods
Data source
A single-payer and compulsory National Health Insurance (NHI) program was implemented in
Taiwan in 1995 and covers nearly 99% of the population in Taiwan; moreover, the NHI program has
established contracts with 97% of the hospitals and clinics throughout Taiwan (http://www.nhi. gov.tw/english/index.aspx). The National Health Insurance Research Database (NHIRD) is a research database developed and managed by the National Health Research Institutes (NHRI) and confidentiality is maintained according to the directives of the Bureau of NHI. The NHIRD contains comprehensive information regarding clinical visits, including prescription details and diagnostic codes based on the Interactional Classification of Diseases, Ninth Revision, Clinical Modification (ICD-9-CM). The Longitudinal Health Insurance Database 2000 (LHID2000) comprises a random sample of 1 million patients from the NHIRD, which provides longitudinally linked data for the 1996–2011 period.
The NHRI attests that no statistical differences in age, sex and health care costs exist between the LHID2000 data and those of all enrollees. In the LHID2000, the original identification number for each patient was encrypted for privacy; however, all data sets can be linked together through unique and anonymous identifiers created by the NHRI. This study was approved by the Institutional
Review Board of China Medical University and China Medical University Hospital (CMU-REC-101-012).
Study population
Figure 1 shows the selection procedure for the study cohort. By referring to the data from the LHID2000, we conducted a retrospective cohort study of patients aged 20 years and older who were newly diagnosed with COPD (Chronic Obstructive
Pulmonary Disease And Allied Conditions, ICD-9-CM codes: 490–496) between 1 January 2000 and 31 December 2010. The initial diagnosis date was set as the index date for each patient. Patients younger than 20 years of age (n = 19.557) and those with a history of osteoporosis (ICD-9-CM codes: 733.0 and 733.1; n = 4322) before the
index date or with incomplete demographic information (n = 11) were excluded. For each patient
with COPD, one control was randomly selected
from the pool of patients without COPD or osteoporosis at baseline and frequency matched according
to index date, age (span of every 5 year) and sex. The exclusion criteria for the patients with COPD were also applied to the controls.
Study endpoint and comorbidities
We observed all study patients until osteoporosis diagnosis, death, disenrollment from the NHI system, or 31 December 2011. The examined risk factor comorbidities were diabetes (ICD-9-CM code: 250), hyperlipidemia (ICD-9-CM code: 272), hypertension (ICD-9-CM codes: 401–405), coronary
artery disease (ICD-9-CM codes: 410–414), depression (ICD-9-CM codes: 296.2, 296.3, 300.4 and
311), chronic kidney disease (ICD-9-CM code: 585), stroke (ICD-9-CM codes: 430–438), cancer (ICD-9-CM codes: 140–208) and pneumonia and influenza (ICD-9-CM codes: 480–488). We used prednisolone, the most used corticosteroid in
Taiwan, as the target agent of GC for analysis. Use with GCs and inhaled corticosteroids (ICS) were also examined in the study period. The cumulative defined daily dose (cDDD) was calculated as the
total prescribed defined daily dose (DDD) for prednisolone users.
Statistical analysis
We compared demographic factors, including sex, age, baseline comorbidities and medications, between the COPD cohort and the comparison
cohort by conducting a _2 test for categorical variables
and a t test for continuous variables. We calculated the incidence density rates of osteoporosis
according to the demographic characteristics subsequent to COPD. We used univariable and multivariable
Cox proportional hazards regression models to measure the association of COPD with osteoporosis risk. We simultaneously adjusted the multivariable models for sex, age, baseline comorbidities and medication and we estimated the hazard ratios (HRs) and 95% confidence intervals (CIs) in the Cox models. Further analysis was performed to verify the impact of COPD severity on osteoporosis. To estimate the cumulative incidence of osteoporosis, we performed a survival analysis of both cohorts using the Kaplan–Meier method, assessing the significance of the results using the log-rank test. All statistical analyses were performed using the SAS package (Version 9.3 for Windows; SAS institute, Inc., Cary, NC). A two-sided P-value<0.05 was considered statistically significant.
Results
Table 1 lists the distribution of demographic characteristics, revealing a similar age and sex distribution
in both cohorts. The mean age was 51.0 17.3 years
in the COPD cohort and 50.1 17.2 years in the comparison cohort. Patients with COPD exhibited a
greater prevalence of all baseline comorbidities as well as corticosteroid and ICS use compared with
the comparison cohort (P<0.001). The mean follow-up time was 6.67 years (standard deviation [SD] = 3.54) and 6.74 years (SD = 3.45) for the COPD and comparison cohorts, respectively. The overall incidence of osteoporosis in the
COPD cohort was higher than that in the comparison cohort (7.05 vs. 4.63 per 1000 person years,
crude HR= 1.53, 95% CI = 1.44–1.62), with an adjusted HR of 1.54 (95% CI = 1.44–1.64; Table 2).
Figure 2 shows the cumulative osteoporosis incidence curve for the two cohorts. The COPD incidence
curve was significantly higher than that of the
comparison cohort (log-rank P<0.001). The osteoporosis incidence was greater in women than in
men in both cohorts. The adjusted HR for osteoporosis in the sex-specific COPD cohort was significant
for both women (HR = 1.43, 95% CI = 1.32–1.54) and men (HR = 1.77, 95% CI = 1.58–1.97) compared with the comparison cohort. The incidence
increased with age in both cohorts. The adjusted HR for osteoporosis in the age-specific COPD cohort compared with the comparison cohort was significant for all age groups (HR = 1.63, 95% CI = 1.36–1.96 in the group with patients aged _49 year; HR= 1.64, 95% CI = 1.47–1.84 in the group with patients aged 50–64 year; HR= 1.49,
95% CI = 1.37–1.62 in the group with patients aged_65 year). Patients with COPD were associated
with a significantly higher risk of osteoporosis compared with the control patients, regardless of whether they had a comorbidity. Table 3 shows the associations between osteoporosis and the number of emergency department (ED) visits for acute exacerbation of COPD (AECOPD). COPD
with hospitalization was associated with a significantly increased risk of osteoporosis with pathologic
fracture (HR = 2.57, 95% CI = 1.98–3.34) and osteoporosis without fracture (HR = 1.61, 95%
CI = 1.46–1.77). AECOPD resulting in more than two ED visits was associated with a significantly higher risk of pathologic fractures compared with the comparison cohort (HR = 13.0, 95% CI = 4.69–36.0).
Table 4 lists the effects of prednisolone and ICS on osteoporosis risk. Patients with COPD undergoing prednisolones treatment had a significantly lower risk of osteoporosis (HR = 0.61, 95% CI = 0.53_ 0.69) compared with patients without COPD and those not undergoing prednisolone treatment. Among the patients with COPD, compared with the non-prednisolone users, the osteoporosis risk was lower in patients who were administered >20 cDDD of prednisolone (HR = 0.50, 95% CI, 0.45– 0.57), followed by those who were administered _20 cDDD of prednisolone (HR = 0.66, 95% CI, 0.59–0.74). Compared with patients without
COPD, patients with COPD undergoing ICS treatment exhibited a significantly lower risk of osteoporosis (HR = 0.88, 95% CI = 0.88–1.02).
Discussion
Our study determined the association between COPD and osteoporosis. The overall incidence rate of osteoporosis was higher in the COPD cohort (HR = 1.54) than in the non-COPD cohort after adjustment for age, sex, medical comorbidities and GCs. Male adults with COPD also appeared to have a higher risk. A reduced incidence was
observed in the group with GCs and ICS use, a phenomenon that is consistent with the results
of COPD with anti-inflammation medications. Therefore, we suggest that COPD increases the risk of developing osteoporosis.
A previous study verified that COPD involves local and systemic chronic inflammation7 and
might lead to a high prevalence of systemic complications.
of osteoporosis varied between 9% and 69% in patients with chronic lung diseases.9 Moreover,
the results of a previous study were identical to our results of the HRs between patients with and without COPD; these results indicate that the severity of osteoporosis is correlated with that of COPD.10
Similarly, the same effect was apparent in the impact of COPD, which exacerbates osteoporosis.11
However, the aforementioned studies involved small sample sizes, whereas our study is the first to use a population database to explore the association between osteoporosis and COPD. The prevalence of COPD varied among countries; the estimated prevalence was 5.4% in Taiwan. The average prevalence in Asian-Pacific countries, the United States and the United Kingdom was 6.3, 4.8 and 5.0%, respectively.12 Similarly, the prevalence
of COPD was _5.49–7.15% in the our database.
GCs, potent anti-inflammatory agents, are essential for treating inflammatory disorders, including
acute diseases (e.g. acute bronchitis, urticaria, allergic
diseases and acute gouty arthritis) and chronic diseases (e.g. autoimmune diseases, nephritis,
lymphoma, inflammatory bowel diseases and endocrine diseases). Table 1 shows that the GCs use in the COPD and non-COPD groups was 28.1 and 18.4%, respectively; these data might indicate the general GC use for COPD. Moreover, the adjusted HR of incidence densities of osteoporosis
were higher according to the sex, age and comorbidity among the patient with COPD (Table 2).
Previous studies have shown that the risk of fracture attributed to the long-term use of GCs may lead to osteoporosis and an increased risk of fragility fractures13,14; in addition, the risk of fracture is
often asymptomatic and might occur in _30_50% of patients.15
Although Langhammer et al.16 reported that patients
with COPD have a high risk of osteoporosis
attributable to using high doses of oral corticosteroids and ICSs, this finding may have been confounded by the disease severity. Mathioudakis
et al.17 reported that the effect of 4-year use of
low-dose ICSs slowed BMD loss. A previous study demonstrated the effects of GCs on bone modeling and calcium metabolism.5 These effects might
induce autophagy in osteocytes when patients are exposed to low doses of GCs and trigger the regulation of apoptosis when patients are exposed to
high doses of GCs or prolonged GCs use.18 In our
study, we use cDDD to calculate the dose-related impact of GCs in osteoporosis. Table 4 shows that both COPD and non-COPD cohorts with GCs use had lower adjusted HRs for osteoporosis. Because COPD plays a critical role in systemic inflammation
and contributes to numerous comorbidities, we hypothesize that GCs may reduce the inflammatory
process and the risk of osteoporosis in patients with COPD. However, further study is required to clarify the research question.
ICS use in patients with COPD indicated that
osteoporosis is highly prevalent, even though no significant difference between the sexes was
observed.19 This result is similar to our findings regarding
a higher risk of osteoporosis that does not
differ between the sexes. Price et al.20 reported that
indiscriminate use of ICSs by patients with COPD
may increase the risk of side effects such as pneumonia and osteoporosis. In addition, a Cochrane
Review21 showed that long-term ICS use did not
exert a major effect on fracture and BMD and
suggested that ICS use might be evaluated according to improvement in quality of life. Similarly, our
study showed that COPD patients with ICS use have lower HRs (adjusted HR= 0.88, 95% CI:
0.77–1.02).
The increased incidence was associated with the group experiencing a high frequency of osteoporosis exacerbations, consistent with the results observed in the severe COPD group.22 We alternatively compared
the severity of COPD in the inpatient group and outpatient group. Table 3 shows that the HRs (adjusted HR= 13.0, 95% CI 4.69–36.0) for patients with osteoporosis, pathologic fracture and AECOPD were high. Although the indexes of COPD severity, such as pulmonary function, symptom severity and daily-life activity, were are unavailable in our database, we demonstrated that the severity of COPD
was associated with severe complications of osteoporosis with fracture. Overall, the results of this
population-based cohort study revealed that
COPD, which shares the characteristics of inflammatory diseases, might be a strong independent
risk factor for osteoporosis.
Theoretically, the impact of osteoporosis depends on multiple factors such as age, race, lifestyle and medical conditions and treatments. Despite being a population-based cohort study, this study had several limitations. First, calcium and vitamin D supplementation data were lacking, and a history of
smoking might have altered the calcium metabolism in bone mass. Second, the NHIRD does not provide data on patient characteristics such as smoking status, body mass index and physical activity level, all of which may be confounding factors. Third, the NHIRD claims were not verified for analysis and are entirely based on declarations of NHI fees.
Moreover, we were unable to confirm adherence to steroid use. However, all insurance claims from
the NHI program are scrutinized by medical reimbursement specialists and subject to peer review.
Thus, the diagnoses for patients with COPD and osteoporosis are relatively reliable.
Conclusion
In conclusion, this nationwide retrospective cohort study demonstrated that COPD is associated with a higher risk of developing osteoporosis after adjustment for age, sex and comorbidities. Higher frequencies of AECOPD could be used to predict a
higher risk of osteoporosis with fracture. The detailed pathophysiology may require further clarification in future prospective studies. Preventing the development of COPD and effectively treating COPD to prevent the development of osteoporosis is crucial. Prospective randomized controlled trials are required to confirm our findings and researchers might consider investigating confounding factors such as medical interventions and medication adherence.