Statistical Methods for
Statistical Methods for
Biotechnology Products
Biotechnology Products
Jen-pei Liu, Ph.D., Professor
Division of Biometry, Department of Agronomy
National Taiwan University
and
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Materials
Materials
1. CGMP
Current Good Manufacturing Practice
2. USP/NF
The United States Pharmacopeia XXII and National
Formulary
3. Text book
Chow, S.C. and Liu, J.P.(1995). Statistical Design and
Analysis in Pharmaceutical Science. Marcel Dekker, Inc.,
4. Some References
Simon et al (2003) Design and Analysis in DNA Microarray Investigations.
Springer.
Liu, J.P. and Chow, S.C.(1995). Statistics methods for quality assurance of
drug products. J. Chinese Stat. Assoc., 33, 169-186.
Ju, H.L. and Chow, S.C.(1995). On stability designs in drug shelf-life esti
mation, J. Biopharm. Stat., 5, 201-214.
Liu, J.P., Tung, S.C., and Pong, Y.M. (2005) An alternative approach to ev
aluation of poolability of stability studies, accepted by J. Biopharm. Stat.
Lesko, L. and Woodcock, J. (2004) Translation of pharmacogenomics and
pharmacogenetics: a regulatory perspective, Nature Reviews Drug Discove
Materials
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Shi, L., et al (2004) QA/QC: challenges and pitfalls facing the microarray co
mmunity and regulatory agencies, Expert Rev. Mol. Diagn. 4, 761-777.
Dobbin, K.K., et al. (2005) Interlaboratory comparability study of cancer gen
e expression analysis using olignonucleotide, Clinical Cancer Research, 11,
565-572.
Michiels S., Koscielny S., and Hill C. (2005) Prediction of cancer outcome w
ith microarrays: a multiple random validation strategy, Lancet, 365, 488-492
.
Ioannidis J.P.A. (2005) Microarrays and molecular research: noise discovery
, Lancet, 365, 454-455.
Materials
Members of the Toxicogenomics research Consortium (2005)
Standardizing global gene expression analysis between labora
tories and across platforms, Nature Methods, 2, 351-356.
Irizarry R.A., Warren D., Spencer F., Kim I.F., Biswal S., Fra
nk B.C. et al. (2005) Multi-laboratory comparison of microarr
ay platforms, Nature Methods, 2, 345-349.
Larkin J.E., Frank B.C., Gavras H., Sultana R., and Quackenb
ush J. (2005) Independence and reproducilbility across microa
rray platforms, Nature Methods, 2, 337-343.
Materials
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Introduction
Introduction
Part I: Biopharmaceutical Products
Lecture 1: Principles
Lecture 2: Review of Statistical Process Control
Lecture 3: USP tests and Specifications
Lecture 4: Regulatory Requirements for Drug Stability
Lecture 5: Accelerated Testing
Lecture 6: Statistical Designs of Stability Studies
Lecture 7: Statistical Analysis of Stability Data
Introduction
Introduction
Part II: Biochip Diagnostic Products
Lecture 8: Overview of Biochips and Microarray Techn
ology
Lecture 9: Issues of Biochip Products Based on Microa
rray Technology
Lecture 10: Evaluation of Microarray Products
Lecture 11: Examples of Regulatory Evaluation of Bioc
hip Products
Lecture 12: Tests Based on Quantitative Measurements
Lecture 13: Clinical Validation and Effectiveness
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Introduction
Introduction
Introduction
Drug development
Regulatory requirement
Current issues
Regulatory Requirements
Regulatory Requirements
Legal basis
- Pure Food and Drug Act (1906)
- Sherley Amendment (1912)
- Federal, Food, Drug, and Cosmetic Act (1938)
- Kefauver-Harris Amendment(1962)
- NDA Rewrite (1985)
- Treatment IND (1987)
- Parallel Track And Accelerated Approval (1992)
- U.S. FDA Modernization Act (1997)
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Regulatory Requirements
Regulatory Requirements
Objectives
- Efficacy & safety
- Identity, strength, quality and purity
FDA regulations
- CFR(Codes of Federal Regulations)
- cGMP (Current Good Manufacturing Practice)
- USP/NF (United States Pharmacopeia/ National Formulary)
- FDA guidances and guidelines
- ICH guidances
Continued
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Current Good Manufacturing Practice
Current Good Manufacturing Practice
Organization and Personnel
Building and Facilities
Equipment
Containers and Closures
Production and Process Controls
Holding and Distribution
Laboratory Controls
Records and Report
Current Good Manufacturing Practice
Current Good Manufacturing Practice
Quality Control Unit
- Statistical QC criteria
- Sampling and testing plan
- Acceptance and rejection levels
Representative Samples
- Variability
- Confidence levels
- Degree of precision
- Top, middle, and bottom of the container
Validation
- Accuracy and reliability
- Assay and process validation
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Current Good Manufacturing Practice
Current Good Manufacturing Practice
Process Controls
- Raw material inspection
- In-process materials testing
- Release testing
Stability Testing
- Expiration dating period
(or shelf-life)
- Sample size
(e.g., at least three primary batches)
- Test intervals
(e.g., 0, 3, 6, 9, 12,18,…)
- Storage conditions
Introduction
Introduction
1
2
…
i
…
N-1
N
Raw
Material
Finish
Product
Manufacturing Steps
i
Unit Process Step (i) with Associated Process Characteristics
Total Manufacturing Process =
1
(Unit Process Step i)
N i
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Process Controls
Process Controls
Raw Material Inspection
Random selection of drums
Random samples from the top, middle, and
bottom parts of each chosen drum
Checking the strength: uniformity – mean a
nd varibility
Combination of different strengths from diff
Process Controls
Process Controls
Example: 150-ft
3
V-blender
Objective: potency and uniformity to meet the
USP/NF specifications
Primary and final blending stage: 12 samples
from top, middle, bottom, and front and
back of the right and left sides of the
V-blender.
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Process Controls
Process Controls
Product Testing
Release Testing: Random samples from a batch
for potency, content uniformity, dissolution,
weight variation and disintegration
Release target: a target set by the manufacturer so
that (1-)% probability that the batch will meet
the USP/NF specifications.
Current Good Manufacturing Practice
Current Good Manufacturing Practice
What if a pharmaceutical company fail to comply
with current good manufacturing practice?
- Warning
- Issue a recall
- Legal action
Example
New Jersey Star Ledger, July 9, 1993
A New Jersey drug company agreed to a consent decree with the
FDA for a dispute over record keeping at its two manufacturing
plants, The settlement cost the company ay least $50 million in lost
sales in the first and second quarters of 1993.
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Current Good Manufacturing Practice
Current Good Manufacturing Practice
Example
On May 17, 2002, Schering-Plough agrees to pay US $500 million for its vio
lation of cGMP at 4 New Jersey and Puerto Rico facilities and also had to
pay US $471,500 for inspection cost. It suspended manufacturing 198 diff
erent drugs (90%).
On April 28, 2005, GlaxoSmithKline (GSK) had signed a consent decree wit
h FDA to correct manufacturing deficiencies at its Cidra, Puerto Rico facil
ities. The Decree requires GSK to post a panel bond of US $650,000,000 c
ontingent upon GSK reconditioning drugs seized in March 2005 or destro
y them and pay costs to government. Paxil CR tablets for depression and
panic disorder, could split apart. One half may contain the whole active in
gredients and other half contains no active ingredient at all
USP/NF Tests
USP/NF Tests
The United States Pharmacopeia XXII and National Formulary
The compendia of legally public standards
- Safety and efficacy
- Identity, strength, quality and purity
- Packaging and labeling
Standard testing procedures
Standard sampling plans
Acceptance criteria
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USP/NF Tests
USP/NF Tests
Uniformity of Dosage Units
- Sampling plan
- Acceptance criteria
- Probability of passing
Dissolution
- Acceptance criteria
- Probability of passing
Other tests
- Potency
- Weight variation
- Disintegration
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FDA guidances and
FDA guidances and
guidelines
guidelines
Guidances
Stability
“Guideline for submitting Documentation for the Stability
if Human Drugs and Biologics” Rockville, Maryland,
1987.
cGMP
“Quality systems approach to pharmaceutical current good
manufacturing practice regulations” Rockville,
ICH guidances
ICH guidances
Guidances
Stability
Q1A(R2): Stability Testing of New Drug Substances and Products.
Q5C: Stability of Biotechnology/Biological Products
cGMP
Q7A Good Manufacturing Practice for Active Pharmaceutical Ingredients
Specifications
Q6A Test Procedures and Acceptance Criteria for New Drug Substances
and New Drug Products: Chemical Substances
Q6B Test Procedures and Acceptance Criteria for
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FDA draft guidances
FDA draft guidances
Draft Guidances
Genomics
-
Pharmcogenomic Data Submissions
-
Multiplex Tests for Heritable DNA Markers, Mutation, and Expression
Pattern
-Instrumentation for Clinical Mulitplex Text Systems
-Drug Metabolizing Enzyme Genotyping System
-Drug-Diagnostic Co-Developmnt – Preliminary Draft Concept Paper
-
多標的陣列平台基因診斷試劑 – 查驗登記審查指引 (2005 年 3
月 ) 衛生署
Current Issues
Current Issues
Assay Development and Validation
- How to select appropriate weights and model for calibration?
- How to determine sample size?
- How to choose appropriate validation design?
USP/NF Tests and Specifications
- What’s the probability of passing a USP/NF test
(e.g., content uniformity or dissolution testing)?
- How to construct in-house specifications so that if test
results pass the in-house specification there is a high
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