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Assessing the ecological hydrology of natural flow

conditions in Taiwan

Fi-John Chang

a,

*

, Meng-Jung Tsai

a

, Wen-Ping Tsai

a

, Edwin E. Herricks

b

a

Department of Bioenvironmental Systems Engineering, National Taiwan University, No. 1, Section 4, Roosevelt Road, Taipei 106, Taiwan

b

Department of Civil and Environmental Engineering, University of Illinois at Urbana-Champaign, Urbana, USA

Received 15 June 2007; received in revised form 19 February 2008; accepted 25 February 2008

KEYWORDS Ecohydrology; Ecohydrologic indica-tors;

Natural flow regime; River restoration; Hydrological statistics; Information redundancy

Summary There is a growing use of hydrologic indicators to describe the flow needs for

organisms in riverine ecosystems. These indicators use hydrologic statistics as a founda-tion to understand flow variability and how this variability is related to the response of riverine ecosystems to natural and altered flow regimes. The Taiwan ecohydrology indica-tor system (TEIS) was developed to identify hydrologic statistics most appropriate to Tai-wan fisheries. We provide a rigorous evaluation of hydrologic statistics used in the TEIS for 52 long-term flow records from 23 undisturbed watersheds in Taiwan. We have used the TEIS indicators for general flow, flow duration, and flow frequency to assess the natural flow regime conditions in these target watersheds. The correlation coefficients between TEIS statistics and physiological variables (area and elevation) for the target watersheds were also calculated. The expected high correlations between watershed area and flow related statistics were found. Elevation was correlated with frequency statistics. Cluster analysis was used to characterize relationships among TEIS statistics in the target water-sheds and then group waterwater-sheds with similar characteristics. Both K-mean and SOM clus-tering methods categorized the watershed statistics into three clusters and supported the assessment of potential redundancy in the hydrologic statistics. Although this analysis identified a high level of information redundancy in hydrological statistics, the actual information redundancy was reduced through the consideration of species life history and ecological requirements because these requirements demand calculation of all statis-tics that define habitat needs. This analysis supports the use of advanced cluster analysis techniques to supplement the analysis of hydrologic statistics, and uses station grouping and ecological interpretations to evaluate the natural flow regimes in Taiwan.

ª 2008 Elsevier B.V. All rights reserved.

0022-1694/$ - see front matter ª 2008 Elsevier B.V. All rights reserved. doi:10.1016/j.jhydrol.2008.02.022

* Corresponding author. Tel.: +886 2 23639461; fax: +886 2 23635854. E-mail address:changfj@ntu.edu.tw(F.-J. Chang).

Journal of Hydrology (2008) 354, 75– 89

a v a i l a b l e a t w w w . s c i e n c e d i r e c t . c o m

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Introduction

Hydrology is recognized as a critical factor in the geomor-phology and ecology of streams and rivers (Karr, 1981;

Gor-don et al., 2004). Hydrologic events are known to form and maintain channel planform and substrate while interactions among flow and channel structures create habitat for aqua-tic organisms. The understanding of the relationships be-tween the flow regime characteristics of a river and its ecological functioning is crucial to the developing science of ecohydrology (Hughes and Hannart, 2003). This recog-nized connection between flow and organisms has resulted in the use of hydrologic statistics to characterize the phys-ical conditions for organisms and to identify the natural flow regimes that are expected to enhance native fauna and pro-vide a reasonable target for flow management. An emphasis on the flow management has encouraged the development of hydrologic indicators for the natural flow regimes (Olden

and Poff, 2003), and a number of hydrologic statistics have been proposed for use as hydrologic indicators for river res-toration and water resources management (Hughes and

James, 1989; Poff, 1996; Richter et al., 1996, 1997; Clausen and Biggs, 2000).Olden and Poff (2003) reviewed 171 cur-rently available hydrologic indicators and provided a statis-tically based framework used in selecting non-redundant hydrologic indices to describe the natural flow conditions. Their efforts focused on monitoring locations in the United States and were intended to identify indices that would ex-plain the statistical variation in hydrologic indices and to minimize multicollinearity while adequately representing the flow regime. They also had a goal to assess the transfer-ability of hydrologic indices and identify indices that explain the dominant patterns of variance.

Although the hydrologic basis for developing indicators is well defined by common techniques in stochastic hydrology (Chow et al., 1988), the selection of hydrological statistics for ecohydrological analysis is still the subject of discussion and research. The most common basis for the selection of ecohydrologic indicators is the identification of natural flow conditions, assuming that natural flows will benefit native species and more natural communities (Landres et al.,

1999; Richter et al., 2003; Allan, 2004). Natural flow is a use-ful target because natural flows can be expected to repro-duce habitat conditions that lead to sustaining endemic fauna and to support the restoration of ecosystems present before a disturbance if native organisms are still present to colonize a restored river. Critical requirements for the natu-ral flow regime determination include a historical record from periods when hydrology was undisturbed by develop-ment, or the availability of undeveloped watersheds that can be used as references for the natural flow determination. In an ecohydrology analysis a ‘‘natural flow regime’’ is a continuing sequence of flows that meet ecosystem require-ments for (1) the seasonal pattern of flows, (2) the Julian date or timing of extreme events, (3) the frequency and the dura-tion of floods and droughts, (4) the seasonal and annual flow variability, and (5) the expected rate of change in natural flows (Poff et al., 1997). Ecohydrologic indicators are thus in-tended to quantify specific values for magnitude, frequency, duration, rate of change, and timing of flow conditions, which play important roles in sustaining or restoring the ecological integrity of flowing water systems.

The translation of hydrological statistics to ecohydrolog-ic indecohydrolog-icators is a continuing challenge to ecohydrology. Lim-ited historical records and the absence of undeveloped comparison watersheds often compromise the natural flow regime analyses, and the ecological requirements of native fauna are incompletely understood. Further, methods to re-late hydrologic statistics to species or aquatic community condition are still being developed (Herricks and Suen,

2006). There is a continuing need to develop flow regime requirements from the needs of organisms. One approach suggested is setting flow targets based on an autecological analysis of the existing, or desired, aquatic community and translation of those targets into ecohydrologic indica-tors (Suen and Herricks, 2006). It is the use of ecohydrologic indicators based on organism requirements coupled with a detailed analysis of hydrological statistics supporting those indicators that is the focus of this paper. The Taiwan eco-hydrologic indicator system (TEIS) was developed by Suen

(2005) using hydrologic statistics selected to meet species specific flow requirements. The TEIS used hydrologic statis-tics identified byOlden and Poff (2003)and the indicators of hydrologic alteration identified byRichter et al. (1996)with the environmental requirements of Taiwan freshwater fish species that wasSuen and Herricks (2006). At issue is how hydrologic statistics used in the TEIS indicators can provide a useful addition to the existing ecohydrologic analysis. In particular, a demonstration is needed that relates TEIS sta-tistics to a better understanding of flow pattern, timing, frequency, and variability that are tied to aquatic commu-nity needs. Further, it is known that the actual values of hydrologic statistics can vary over a relatively small land area that is characterized by topographic and climatic dif-ferences, which effect discharge and concentration time. Taiwan provides the ideal location to address whether this variability influences the interpretation of regional or local ecohydrological conditions. In addition, the calculation of hydrological statistics has brought the recognition that there is a potential for redundancy in the information pro-vided by decision makers. It should be possible to reduce the number of measures and still provide an accurate char-acterization of flow regimes with a reduced set of hydro-logic statistics that are more easily understood by watershed managers.

The focus of our analysis is Taiwan, an island in the Paci-fic Ocean. Taiwan presents an ideal opportunity to evaluate hydrological statistics for the local and regional analysis of ecohydrologic indicators. Taiwan’s land area is approxi-mately 36,000 km2with mountains reaching 3952 m. In this relatively small area, hydrologic monitoring has been con-ducted for over 50 years, providing a rich resource of hydro-logic data from a dense network of gauging stations. Existing management divides Taiwan into regions and it has been possible to select watersheds that are relatively undisturbed for the natural flow regime analysis.

The objective of this research is to use advanced analysis procedures, specifically modern clustering techniques, to assess the hydrologic statistics proposed in the TEIS, and then to examine the issues of correlation with watershed conditions, regionalization, and information redundancy when ecological issues are included in the assessment of indicator redundancy. To this end, we used TEIS to identify hydrological statistics. Watershed conditions considered

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differences in geographic location, elevation, and area. Be-cause elevation, coupled with location on East or West slopes, can produce rain shadow effects, and typhoon paths can produce intense, local, rainfall, this analysis considered watershed location as a possible key variable. Watershed area and elevation are commonly used in normalizing the analysis of hydrologic statistics. A critical factor used in sta-tion selecsta-tion was that each watershed was largely undevel-oped and that the record was sufficiently long to develop sound statistics. Our analysis included calculation of hydro-logical statistics recommended by the TEIS, assessment of the differences among watersheds due to location, area and elevation, cluster grouping of stations based on hydrologic statistics, and the assessment of information redundancy.

Physical setting

Taiwan is located in the North Pacific Ocean sub-tropical jet stream monsoon district. The island is 394 km long, 144 km at its widest point, and shaped like a leaf with a total area of nearly 36,000 km2. A general description finds mountains to the East and plains to the West. The most important fea-ture of Taiwan’s topography is the range of mountains run-ning from the northeast corner to the Southern tip of the island. Steep slopes and mountains over 1000 m high consti-tute about 31% of the island’s land area; hills and terraces between 100 and 1000 m above sea level make up 38% of the land area; and alluvial plains below 100 m in elevation,

where most communities, farming activities, and industries are concentrated, account for the remaining 31%. The lon-gest river in Taiwan is only 176 km long, which drops from near 4000 m to sea level over that distance. The annual average rainfall is 2515 mm, about three times the world annual average. Rainfall is seasonal nearly 78% of the rain-fall occurring from the end of spring to the beginning of au-tumn (May–October). There are known differences in rainfall distribution from the North to the South and with elevation.Fig. 1shows the topography and the annual aver-age isohyets and five administrative manaver-agement regions. Isohyets are derived from the monthly rainfall distribution records for the period of 1971–2006. The observed differ-ences in rainfall produce seasonal flow periodicity with dry periods from November to April, lasting as long as 6 months. In addition to geographic and seasonal influences on hydrology, typhoon passage influences rainfall. Typhoons occur with an average frequency of 3.5/year. Typhoon re-lated rainfall has been recorded at over 1000 mm/day. Fig. 2 shows a typical storm hydrograph in Taiwan. The typ-ical typhoon-related flow has extremely high flow stages in hydrographs lasting for less than a day to a few days. Few or many watersheds may be affected by a typhoon depending on the path and speed of transit. This complex and dynamic hydrologic environment provides a major physical challenge for the 163 freshwater fish species known in Taiwan. Fur-ther, the hydrologic environment has also promoted an active flood defense and engineering management of all rivers flowing through populated areas leading to the

Figure 1 (a) Topography and (b) annual isohyets and rainfall distributions in Taiwan.

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modification of many watersheds. The undisturbed water-sheds selected for this analysis were waterwater-sheds not subject to major hydrologic alteration or development that would be expected to alter flow characteristics.

Taiwan ecohydrology indicators

The suite of hydrological statistics selected for analysis in this paper is taken from the Taiwan ecohydrology indicator system (TEIS). The development of the TEIS was based on the considerations of Taiwan-specific factors. For example, the general flow statistics reflect the 10-day averaging per-iod used by Taiwan’s Water Resources Agency in reservoir management as well as a traditional reference time frame in the Chinese agricultural society. Statistics for dry and wet seasons were identified to address sub-tropical season-ality in Taiwan. Time periods for duration and frequency were set based on the typical storm characteristics and the needs of the fish community as identified by an autecol-ogy matrix (Suen and Herricks, 2006). Trend statistics were developed based on the fish species life history and were de-fined for different locations in the watershed based on fish community characteristics. The resulting indicator system provides a means to integrate hydrologic, ecological, and human management influences using a new synthesis of hydrologic statistics and provides a useful tool for the eco-system based water resources management in Taiwan (Chang and Herricks, 2005).

The TEIS includes 35 hydrologic statistics for magnitude, frequency, duration, rate of change, and timing. Reflecting flow management in Taiwan means that stream flow statis-tics are summarized for 10-day periods. These 36 items that provide indicators for general flow, and the four indicators focused on Julian date, were not used in the analysis. Mean stream flows were simply statistics based on management convenience and were only used in general flow description. Although timing issues are recognized as important in eco-hydrologic analysis, the inherent variability in fixing a Julian date produced by typhoons limited the use in analysis proce-dures. LikePoff (1996), timing was shifted to a secondary analysis that would be specific for the species targeted, which is not the focus of this paper. Hydrologic statistics follow TEIS grouping for the rate of change, high/low dura-tion, frequency, and duration.Table 1provides a listing of the 30 of the TEIS hydrologic indicators used in this analysis.

Examples of how these hydrological statistics are ex-pected to relate to organisms and communities are provided bySuen (2005) and Suen and Herricks (2006), but are sum-marized here for the readers’ convenience. In the TEIS gen-eral flow statistics define seasonality and can be related to general habitat conditions. Trends in flow provide an indica-tion of how habitat needs for spawning, juvenile rearing, or adult maintenance is met. The rate of change statistics pro-vides measures of habitat disruption or the duration stabil-ity of habitat needed to complete organism life history. For example, rapid changes in discharge may remove organisms through washout while more gradual change in discharge may provide environmental cues for migration or reproduc-tion (Cushman, 1985; Welcomme, 1985). Using the mean of all positive and negative differences between consecutive values provides a measure of the rate of change in habitat supporting the analysis of the general suitability of those conditions for the maintenance of the target aquatic community.

Statistics for high/low flow magnitude and duration pro-vide information on floods and droughts, which can have sig-nificant effects on riverine species. Typhoon events, although large, pass quickly so that 3-day average values re-flect typhoon influences in Taiwan’s wet season. Monthly statistics provide a means of tracking within season trends while 1- and 3-day averages allow the definition of event characteristics. Examples of ecological connections to flow include elevated flows that inundate floodplains producing the needed habitat for spawning, nursery of fry and juve-niles, and foraging habitat. High magnitude, short duration events will inundate floodplains, but will also create veloc-ity and turbulence conditions in the channel that lead to in-jury or death of fish (Ward et al., 1999; Harvey, 1987). Correspondingly, the extended duration of high flows may exceed the capacity for maintaining location and the dura-tion of low flows produces reduced channel habitat and an increased risk of loss of organisms due to changing water quality or predation risk (Magoulick and Kobza, 2003;

Her-ricks, 1996).

Frequency statistics are important ecologically because riverine species are adjusted to change but more frequent events present a challenge to organisms. Increasing fre-quency reduces the recovery time between events leading to an increased effect of any single event. Increasing fre-quency eventually means that duration and frefre-quency are the same, as in continuous exposure scenarios. Frequency statistics are used to relate events and characterize habitat stability when a single event, or multiple events with lower magnitude, can be expected to produce similar effects. The actual effect of event frequency is complicated because riv-erine species have evolved the capacity to deal with the change in their environment. In fact, maintenance of a sus-tainable ecosystem may actually be dependent on periodic disturbances. Increasing or decreasing frequency can lead to ecological damage (Ward and Stanford, 1983). Therefore, the number of high/low flow events and the number of hyd-rograph slope reversals in the dry and wet seasons are important statistics in the TEIS that help identify natural levels of disturbance needed to sustain ecological integrity. Because the life span of most endemic species in Taiwan is in the order of 3 years, the numbers of high/low flow events within three consecutive years are the focus of the TEIS. 0 500 1000 1500 2000 2500 3000 Stream flow (cms) 0 20 40 60 80 100 Hours 0 10 20 30 40 50 60 70 80 Rain (mm)

Figure 2 A typical storm’s hydrograph in Shihmen reservoir,

Taiwan (2000/08/22 25 Bills Typhoon).

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Table 1 The mean values of clustered stations for physiographic factors and 30 TEIS indicators

Mean SD K-means SOM

All stations (52 stations)

#1 (5 stations) #2 (15 stations) #3 (32 stations) #1 (13 stations) #2 (15 stations) #3 (24 stations) Watershed characteristics

Area (km2) 236 200 639 315 136 473 194 112

Elevation (m) 393 455 234 459 386 342 466 377

TEIS characteristic Group 1 – Differences between consecutive values

1. Mean of all positive differences between consecutive values in dry season (cms)

3.22 2.50 9.11 3.85 2.00 6.45 2.60 1.75

2. Mean of all positive differences between consecutive values in wet season (cms)

22.48 20.85 72.64 25.93 13.02 48.38 19.67 9.57

3. Mean of all negative differences between consecutive values in dry season (cms)

1.29 0.89 3.08 1.47 0.93 2.27 0.98 0.92

4. Mean of all negative differences between consecutive values in wet season (cms)

7.63 6.01 21.26 8.14 5.26 14.45 6.57 4.37

Group 2 – High/low flow event magnitudes

5. Dry season 1-day minimum (cms) 2.73 2.64 7.41 4.80 1.03 6.47 2.52 0.73

6. Dry season 10-day minimum (cms) 3.04 2.88 8.23 5.28 1.18 7.13 2.81 0.87

7. Dry season 30-day minimum (cms) 3.51 3.21 9.33 6.00 1.42 8.05 3.25 1.08

8. Dry season 90-day minimum (cms) 4.64 4.09 12.35 7.63 2.04 10.32 4.27 1.64

9. Dry season 1-day maximum (cms) 58.6 46.4 165.3 77.5 33.14 122.1 47.1 29.7

10. Dry season 10-day maximum (cms) 26.7 20.1 69.7 38.0 14.7 55.3 22.7 12.9

11. Dry season 30-day maximum (cms) 16.8 12.5 41.9 25.0 9.06 34.7 14.9 7.80

12. Wet season 1-day minimum (cms) 3.57 3.50 10.2 5.83 1.46 8.38 3.34 0.96

13. Wet season 10-day minimum (cms) 4.34 4.11 12.4 6.84 1.92 9.96 4.05 1.32

14. Wet season 30-day minimum (cms) 6.51 6.17 19.3 9.42 3.15 14.6 6.07 2.17

15. Wet season 1-day maximum (cms) 411.9 371.5 1244 485.7 247.2 852.8 386.2 176.2

16. Wet season 3-day maximum (cms) 250.2 226.2 761.3 303.1 145.5 527.1 234.3 102.9

17. Wet season 10-day maximum (cms) 121.7 190.4 365.5 153.1 69.0 259.6 113 49.0

18. Wet season 30-day maximum (cms) 64.6 56.5 190.1 83.4 36.2 137.9 59.8 26.0

Group 3 – Frequency of high/low flow events and reversals 19. Number of low flow events within each dry

season (times)

1.30 2.04 0.36 0.21 1.96 0.25 0.48 2.41

20. Number of low flow events within each wet season (times)

3.76 3.27 2.84 1.81 4.81 2.24 2.17 5.59

21. Number of high flow events within each dry season (times)

2.97 1.64 2.17 1.99 3.56 2.00 2.33 3.91

22. Number of high flow events within each wet season (times)

5.01 1.86 4.79 3.74 5.64 4.15 4.07 6.05

(continued on next page)

Assessing the ecological hydrology of natural flow conditions in Taiwan 79

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Table 1 (continued)

Mean SD K-means SOM

All stations (52 stations)

#1 (5 stations) #2 (15 stations) #3 (32 stations) #1 (13 stations) #2 (15 stations) #3 (24 stations) 23. Number of low flow events within

consecutive 3 years (times/3 years)

14.07 15.03 11.74 3.95 19.18 7.01 7.16 22.36

24. Number of high flow events within consecutive 3 years (times/3 years)

22.65 9.23 19.98 16.11 26.14 17.57 18.12 28.22

25. Number of hydrologic reversals in dry season (times/year)

39.16 10.46 38.94 37.88 39.80 37.49 37.30 41.07

26. Number of hydrologic reversals in wet season (times/year)

46.93 10.89 45.88 43.28 48.81 43.79 43.45 50.60

Group 4 – High/low flow event duration 27. Mean duration of low flow events in

dry season (days/time)

4.20 6.34 2.37 0.80 6.07 1.45 2.16 7.02

28. Mean duration of high flow events in dry season (days/time)

4.07 1.29 3.77 3.61 4.33 3.65 4.14 4.28

29. Mean duration of low flow events in wet season (days/time)

6.62 3.06 6.80 4.84 7.43 5.65 6.19 7.46

30. Mean duration of high flow events in wet season (days/time)

4.17 1.20 4.08 5.08 3.76 4.71 4.64 3.60

Wet season: from May to October; dry season: from November to next April; low flow event: less than 25% of the mean daily flow; and high flow event: more than 200 % of the mean daily flow. 80 F.-J. Chang et al.

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Ecosystems are highly dependent on the timing of flows. For example, in fish species that spawn once a year, this spawning may be keyed to flow change, temperature, and maintenance of specified conditions to provide critical hab-itat for successful spawning and fry development. Thus, flow timing is critical to species spawning, egg hatching, or migration (Nesler et al., 1988; Naesje et al., 1995), espe-cially in areas where periodic floods are expected (Tew

et al., 2002). For these reasons, the Julian date of flow events is an important data point to relate organism life his-tory and flow.

Materials and methods

Method of selection of stations

For a small island, Taiwan has a relatively dense network of flow monitoring stations. The watershed characteristics of 430 stations were reviewed and stations subject to modified flows from reservoirs or major irrigation systems were elim-inated. A final set of 52 stations included records from 23 largely unaltered watersheds, which are intended to sup-port the identification of natural flow regimes in these watersheds. Using the daily average flow from each station, TEIS indicators were calculated, and the results are pro-vided inTable 1.

To provide an initial organization, the TEIS statistics were grouped using the management regions established by the Taiwan Water Resources Agency, North, middle, Southern, and Eastern. This initial organization reflected mainly political divisions although agency regions did reflect watershed boundaries and physiographic differences with the Eastern region characterized by a narrow coastal plain and steep, mountain slopes, while the North, middle, and Southern regions are the divisions of the West coast where coastal plains are broad with high density population centers.

Measurements were made of watershed area for each gauging station and the elevation of the gage was deter-mined. Although other characteristics of watersheds were measured, only the area and elevation were used as inde-pendent variables in this analysis. Watershed areas ranged from 100 to 900 km2 with the majority less than 300 km2, and elevation ranged from sea level to 1800 m,Fig. 3.

Analytical procedures

A general question facing researchers in many areas of in-quiry is how to organize the observed data into meaningful structures, that is, to develop groups of similar stations for a more detailed analysis. Cluster analysis is a useful tech-nique to identify groups that both minimize within-group variation for data in a cluster and maximize between-group variation to identify potential differences between clusters. The advantage of cluster analysis is that it is a technique that can be applied without bias to discover structures in data without providing an explanation/interpretation of the cluster groupings. Clustering techniques have been ap-plied to a wide variety of research problems. In this study, we apply two commonly used clustering algorithms, namely K-means clustering and the self-organizing map (SOM)

clus-tering. The values shown in Table 1 are the result of K-means or SOM clustering providing the average values for the hydrological statistics contained in that cluster group. A brief summary of the two clustering algorithms used in this analysis is given as follows.

K-means clustering

K-means clustering uses an algorithm to classify objects based on a defined number (K) of groups, where K is the

0 100 200 300 400 500 600 700 800 900 0 4 8 12 16 20 Area (km2) Number of Sites 0 200 400 600 800 1000 1200 1400 1600 1800 0 5 10 15 20 25 Elevation (m) Number of Sites 0 10 20 30 40 50 60 0 4 8 12 16 20 24 28

Length of Record (years)

Number of Sites

a

b

c

Figure 3 Numbers of gauging sites with (a) basin areas (b)

basin elevation, and (c) lengths of record.

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positive integer number. The grouping is done by minimizing the sum of squares of distances between the data and the corresponding cluster centroid. The algorithm is described briefly as follows:

(1) Begin with a decision on the value of K = number of clusters.

(2) Place K points into the space represented by the objects that are being clustered. These points repre-sent the initial group centroids.

(3) Assign each object to the group that has the closest centroid.

(4) When all objects have been assigned, recalculate the positions of the K centroids.

(5) Repeat steps 3 and 4 until the centroids no longer move. This produces a separation of the objects into groups from which the metric to be minimized can be calculated.

SOM clustering

SOM clustering uses an algorithm introduced by Kohonen

(1982). SOM generates lower dimensional topological or-dered maps of input data through learning, which is very useful for analyzing high-dimension data. Once SOM is determined, the output of the network to the input vectors can be recalled from the classifying results memorized in the network. The SOM algorithm is an unsupervised classifi-cation that uses competitive learning strategy to adjust the connected weights between the input and the hidden layers and to form a topographically ordered map in the hidden layer. Different from other clustering methods for unsuper-vised data, SOM can be highly non-linear, directly showing the similar input vectors in the source space by points (Chang et al., 2007).The learning algorithm of the training connected weights in SOM is summarized as follows

(1) Initialize network weight vectors.

(2) Randomly choose an input vector from input space. (3) Determine the winning neuron by calculating the

Euclidean distance between the input vector and the weight vectors of all neurons in the hidden layer. (4) Adjust the weight vector of the winner as well as the

weight vectors of its neighboring neurons according to the learning rule.

(5) Iterate the procedures from 2 until the weight vectors stabilize.

After a large number of iterations, each input vector is mapped onto a specific neuron in the hidden layer in the way that the weight vector of the neuron is closer to the in-put vector.

Cluster group determination

An important issue in cluster analysis is the selection of the number of cluster groups that are used to organize data. Three common test statistics were used to identify a clus-ter, the root-mean-square standard deviation (RMSSTD), the R-squared (RS), and the semipartial R-squared (SPRSQ). The RMSSTD is a measure of homogeneity within clusters based on Eq.(1). Large values of RMSSTD indicate that the clusters are not homogeneous

RMSSTD¼ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ðn  1ÞPPi¼1S2i Pðn  1Þ s ¼ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi PP i¼1S 2 i P s ð1Þ

P is the number of clusters, n is the sample size, and Siis the standard deviation of ith cluster.

The R-squared metric provides a measure of the extent to which clusters are different from each other. The value of RS lies between 0 and 1 with values close to 1 indicating a high difference between clusters

R2¼ 1  PG k¼1 P i2Gkkxi xkk 2 Pn i¼1kxi xk 2 ð2Þ

where G is the number of clusters in hierarchical level. The RS always decreases with the number of clusters.

The SPRSQ compares clustering results and provides a measure of the difference between two results. When the SPRSQ is larger, this indicates that the result of the first cluster is preferred SPRSQ¼ npnq nr kxp xqk 2 Pn i¼1kxi xk 2 ð3Þ

where nr= np+ nq, npand nqare the samples of cluster p and cluster q. SPRSQ denotes the difference between the previ-ous R2and the present R2.

The relative change in the values of the RMSSTD, RS, and SPRSQ statistics as the number of clusters increase can be useful in determining the number of clusters. In our analy-sis, we calculated statistics at each stage in the clustering algorithm, which allowed plotting the values against the number of clusters. A marked decrease or increase for RMSSTD, RS and SPRSQ, respectively, was the criterion used to identify when a satisfactory number of clusters was se-lected (Sharma, 1996).

Results and discussion

The results of the calculation of TEIS hydrologic statistics for the 52 gauging stations are provided in Table 1. The mean watershed area was 236 km2and the mean elevation was 393 m indicating that undisturbed watersheds were small and generally located in higher elevations. Table 1

provides the mean and standard deviation for 30 hydrologic statistics of the TEIS. The mean streamflow for the 36 ten-day period of the TIES is replaced with the average frac-tional flow by month as shown inFig. 4. The remainder of the table provides the average values of watershed

hydro-Figure 4 Average fractional monthly flows by month.

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logic statistics for the stations grouped by K-means and SOM clustering.

When watershed area is considered, the majority of the watersheds in this analysis (32) had an average area of less than 140 km2,Table 1, with the typical record length of 20– 50 years,Fig. 3c. The 30 TEIS indicators shown inTables 1

and 2 are grouped in categories considering flow variability based on differences in consecutive values, high/low flow statistics based on frequency analysis, event frequency, and high and low flow event duration. The TEIS statistics are numbered 1–30 to relate toFig. 7 where the relative normalized value of cluster averages is compared. Fig. 7

also demonstrates the capacity of the clustering algorithm to group similar stations and provides cluster groupings for these data.

Characteristics of flow in Taiwan rivers

Flow conditions in Taiwan rivers can be characterized based on general watershed conditions identified in this analysis,

from the average fractional monthly flows determined for all 52 stations, and TEIS statistical summaries. Because of the limited river length flow travel times are short. Wa-tershed selection minimized human influences supporting the natural flow regime analysis so that seasonality of stream flow is influenced mostly by the seasonal cycle of precipitation. In the wet season (May–October), precipita-tion is in the form of typhoons and/or high intensity rainfall events producing daily rainfall values of hundreds to over a thousand millimeters. Although snow is present at high ele-vations, the snowmelt contribution to hydrology is limited to winter months in high elevations. The average seasonal distribution of flow finds about 80% of the flow occurs in the wet season with the highest fraction during August and September, Fig. 4. TEIS statistics show that the rate of flow rise is two or three times of the falling rate in both seasons, while the flow rise and fall in wet season are about seven times of dry season, respectively. The flow rising rate is 3.22 (dry season) and 22.48 (wet season), and the falling rate is 1.29 (dry season) and 7.63 (wet season), Table 1,

Table 2 Correlation Coefficients between TEIS parameters and physiographic variables –area and elevation

Area (km2) Elevation (m)

Group 1 – Differences between consecutive values (cms)

Mean of all positive differences between consecutive values in dry season 0.854 0.094

Mean of all positive differences between consecutive values in wet season 0.881 0.196

Mean of all negative differences between consecutive values in dry season 0.847 0.219

Mean of all negative differences between consecutive values in wet season 0.901 0.311

Group 2 – High/low flow event magnitudes (cms)

Dry season 1-day minimum 0.900 0.068

Dry season 10-day minimum 0.905 0.083

Dry season 30-day minimum 0.903 0.093

Dry season 90-day minimum 0.910 0.103

Dry season 1-day maximum 0.892 0.163

Dry season 10-day maximum 0.923 0.090

Dry season 30-day maximum 0.924 0.061

Wet season 1-day minimum 0.946 0.003

Wet season 10-day minimum 0.955 0.022

Wet season 30-day minimum 0.957 0.056

Wet season 1-day maximum 0.928 0.227

Wet season 3-day maximum 0.926 0.210

Wet season 10-day maximum 0.929 0.182

Wet season 30-day maximum 0.939 0.169

Group 3 – Frequency of high/low flow events and reversals

Number of low flow events within each dry season (times) 0.278 0.431(#1)

Number of low flow events within each wet season (times) 0.257 0.758(#2)

Number of high flow events within each dry season (times) 0.281 0.317(#1)

Number of high flow events within each wet season (times) 0.257 0.653(#2)

Number of low flow events within consecutive 3 years (times/3 years) 0.213 0.582(#1)

Number of high flow events within consecutive 3 years (times/3 years) 0.203 0.528(#2)

Number of hydrologic reversals in dry season (times/year) 0.038 0.511(#1)

Number of hydrologic reversals in wet season (times/year) 0.067 0.253(#1)

Group 4 – High/low flow event duration (days/time)

Mean duration of low flow events in each dry season 0.207 0.449(#1)

Mean duration of high flow events in each dry season 0.129 0.452(#3)

Mean duration of low flow events in each wet season 0.125 0.468(#3)

Mean duration of high flow events in each wet season 0.183 0.680(#2)

#1: a log transformation; #2: a power transformation; and #3: an exponent transformation.

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Group 1. The general pattern of short high flow events and long duration low flows is confirmed. Cluster groups have stations with high average values in Cluster 1 with decreas-ing values in Clusters 2 and 3,Table 1.

High/low flow event magnitudes

High and low flow statistics in the TEIS focus on the fre-quency of occurrence for wet and dry season minima and maxima,Table 1, Group 2. During the dry season, the aver-age minimum flow for 1–90 days is all less than 5 m3/s, while the average maximum flows of 1–30 days are between 25 and 60 m3/s. During the wet season, the average mini-mum flow for 1–30 days is near 5 m3/s; however, the aver-age maximum flows of 1–30 days can be larger than several 100 m3/s. Seven stations had maximum flow values higher than 1000 m3/s in the wet season, while 18 stations had a 1-day minimum flow of less than 1 m3/s in the dry season. In addition to ecological issues, low streamflow estimates are required for a variety of water resource management purposes, particularly the diversion of water to agricultural use. This analysis suggests that minimum flows will be limit-ing in all watersheds with over 60% of the watersheds in this analysis providing consistent low flow conditions.

Frequency of high/low flow events and reversals

TEIS statistics indicate that the number of low flow events ranges from 1.30 to 3.76 times per/year, while the number of high flow events ranges from 2.97 to 5.01 times per/year, Table 1, Group 3. The numbers of low and high flow events for consecutive 3 year periods are 14.07 and 22.67. The numbers of hydrologic reversals in dry and wet seasons are 39.16 and 46.93, both with a standard deviation of around 10.Fig. 5summarizes flow reversals in the dry and wet sea-sons for all 52 stations.

Suen (2005)defined a low flow event as the flow which is lower than 25% of the average discharge, while the high flow event is greater than 200% of the average discharge. These results confirm that both the number of events and the cor-responding flow variability are greater in the wet season than that in the dry season. Station by station analysis found four stations, all in South Taiwan, that have low, unvarying flows. The flow reversal statistic is indicative of a frequency

of habitat change and a good indicator of the overall habitat stability. Analysis results indicate that flow reversals may average more than 85 times per year indicating few weeks pass without flow related habitat change in even undis-turbed watersheds in Taiwan.

Duration

The mean duration of low flow events in the dry season is in the order of 4 days with a high standard deviation. The mean duration of low flow in the wet season is in the order of 6 days with a standard deviation of about 3, which is one half of the dry season standard deviation. High flow dura-tions were 4 days for both dry and wet seasons with a stan-dard deviation near one. The stations in Cluster 3 tended to have higher low flow event durations while the high flow event durations were near station averages. These results are generally consistent with the analysis of flow reversals, which suggest changes occurring weekly, but with a short duration.

Summary

The natural flow conditions for 52 watersheds in Taiwan have been effectively characterized by TEIS statistics. This analysis confirmed the seasonality of flow in Taiwan with distinct wet and dry periods. Increasing values for consecu-tive measurements averaged 3.22 cms in the dry season and 22.48 cms in the wet season indicating an expected higher flow variability in the wet season. The analysis of high/ low flows indicated that 1, 10, 30, and 90 day low flows are all less than 5 m3/s with some low flows less than 1 m3/s in the dry season. Wet season minimum flows are also near 5 m3/s but maximum flow averages are as high as 411 m3/s with event maximum flows exceeding 1000 m3/s. These flow characteristics describe a natural flow regime with low flows nearly the same in both the dry and the wet seasons punctuated by high flow events that are more than two orders of magnitude greater than low flow conditions. Frequency analysis finds that the number of low flow events ranges from 1 to 3 per/year, while the number of high flow events ranges from 3 to 5 per/year. A useful indicator of ecological condition is the flow reversal. The numbers of flow reversals in dry and wet seasons were 39.16 and 46.93, respectively. These reversals characterize a flow environment that can be expected to fluctuate regu-larly in both dry and wet environments every few days. Event duration is short with low flow events lasting slightly longer in the wet season than the dry season (6 vs. 4 days). The wet season low flows are only slightly greater than dry season low flows, and the high flow events are typically shorter with very high maximum flows, reflecting the rapid passage of typhoon systems over the island. These results provide insight into the natural flow variability that supports populations of native fish.

Cluster analysis

Watersheds with similar values for hydrologic statistics were grouped together using K-means and SOM clustering algo-rithms. The relationships between the number of clusters produced by K-mean clustering were evaluated using RMSSTD, R-squared, and SPRSQ statistics (Fig. 6). These

0 20 40 60 80

Number of hydrologic reversals in dry season 0 20 40 60 80 Number of hydrologic re v

ersals in wet season

Figure 5 The relation of hydrological reversal in dry season and wet season.

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results indicate that when the number of clusters is smaller than 3, the SPRSQ value increases, R-squared value drops, and RMSSTD value is high. We inferred from these results that the appropriate number of clusters was 3.

The three clusters of stations identified by K-means and SOM methods are shown inTable 1andFig. 7. The numbers of stations are 5, 15, 32 in K-means clusters and 13, 15, 24 in SOM clusters. The average values for hydrological statistics from the stations grouped in K-means and SOM clusters are also provided in Table 1, and standardized values repre-sented inFig. 7.Fig. 7reveals that both methods produce three clusters for items 1–18 shown inTable 1, and statis-tics related to the rate of change and flow frequency. SOM clustering grouped stations with less variability in each clus-ter and shows a clear distinction between the three clusclus-ters in all the 30 TEIS indicators. Comparing the results obtained

by K-means, SOM suggested that the SOM provides a better clustering for TEIS parameters.

Table 1presents the average values of TEIS statistics for the stations grouped in each cluster for both K-means and SOM clustering. For both methods, Cluster 1 has stations with the largest average values for the rate of change and flow frequency statistics and smaller values for event fre-quency and event duration statistics. Cluster 3 generally has stations with the smallest values for the same statistics. The analysis ofTable 1confirms the similarity between clus-tering methods. The major difference is found in Cluster 2 where the K-means clustering has grouped stations with the smallest values for event frequency and event duration statistics. Event frequency and event duration statistics have stations with the smallest values in Cluster 1 using SOM clustering. 0 0.2 0.4 0.6 0.8 1 1.2 12 11 10 9 8 7 6 5 4 3 2 1 SPRSQ RSQ 0 5 10 15 20 25 12 11 10 9 8 7 6 5 4 3 2 1 RMSSTD

a

b

Figure 6 The relationships between the number of clusters and SPRSQ, RSQ, RMSSTD.

-1.00 -0.50 0.00 0.50 1.00 1.50 2.00 2.50 3.00 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 cluster1 cluster2 cluster3 -0.8 -0.6 -0.4 -0.2 0 0.2 0.4 0.6 0.8 1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 cluster1 cluster2 cluster3

a

b

Figure 7 The standardized cluster centers of 30 TEIS parameters by (a) K-means and (b) SOM methods.

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Geographic distribution

Fig. 8shows the geographic locations for stations in each cluster as determined by K-means and SOM clustering. The SOM clusters more evenly distribute stations among clusters and offer alternative interpretations for regionalization and possible influences of physiography on watershed character-istics. Both methods group Northern and Western stations in Cluster 3. Eastern watersheds are grouped in Clusters 1 and 2 although there is an overlap between methods and clus-ters within methods. This result suggests that natural flows can be expected to be more similar in Northern and Western areas with Eastern watersheds producing different flow con-ditions. This interpretation is consistent with the physiogra-phy in that Eastern watersheds are steeper and potentially more subject to direct typhoon effects. The Western

water-sheds are in a coastal plain with Northern waterwater-sheds some-what in the rain shadow of the central mountains.

The results of this geographic distribution considering TEIS statistics are informative. For the rate of change statis-tics, in both clustering methods Cluster 1 grouped stations with higher than average values, Cluster 2 grouped with tions near average values, and Cluster 3 grouped with sta-tions with lower than average values. For other characteristics, there was more differences between K-means and SOM clustering. For flow frequency statistics Cluster 1 had stations with higher values for both methods, Cluster 2 had stations with high values in K-means and near average for the SOM method. Cluster 3 had below average values for both methods. For event frequency Clusters 1 and 2 in both methods grouped stations with lower than

Figure 8 The geographic location of stations in K-means and SOM clusters.

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average values while Cluster 3 had near average values for K-means and higher than average station in SOM clustering. The clustering of stations for event duration was similar with Clusters 1 and 2 containing stations with averages be-low or near average and Cluster 3 containing stations with stations having higher than average values. The cluster groupings for both methods provide a means to further re-fine geographic differences in hydrologic statistics. These results suggest that independent of the number of stations in clusters produced by the two methods, clustering grouped stations based on TEIS statistics that have a consis-tent difference from island averages. When considering Oden and Poff’s objective of discovery of multicollinearity, these analyses indicate that hydrologic statistics do differ in groups of watersheds and that the TEIS provides a set of hydrologic statistics that can be used by either K-means or SOM clustering to identify dominant patterns of flow that are important in ecohydrology.

Correlation analysis

Correlation analysis is regularly used in hydrology to relate similar variables in a dataset. Because a correlation coeffi-cient indicates the strength of a linear relationship between two random variables, correlation has provided a basis for

identifying strong relationships between descriptive vari-ables. Correlation procedures were used in this analysis re-lated TEIS statistics and the two physiographic variables measured for each station (area and elevation). The results indicate that the rate of change and flow frequency statis-tics were highly correlated with watershed area (Table 2). For example, the correlation between area and minimum flow was as high as 0.957 for the wet season 30-day mini-mum. Other correlations between watershed area and some groups of TEIS statistics are not strong. Event frequency and event duration have low, negative correlations with wa-tershed area. This high, and then a lack of, correlation with TEIS statistics is a useful finding for ecohydrologic analysis. The correlation between flow volume statistics and area is expected and provides some utility in estimating natural flow characteristics based on watershed area for ungauged watersheds. The lack of correlation among area and event variables is also expected, because frequency statistics are driven by rainfall variability, which is not normalized by watershed area. The opposite results were observed for elevation. Low, negative correlations with elevation for flow volume statistics and moderate correlation was present in event statistics. This is also an expected result because elevation is related to smaller watershed area and wa-tershed location and orientation which can be expected to

CC=0.934 0 500 1000 1500 2000 2500 3000 0 200 400 600 800 1000 Area (km2) Area (km2) Area (km2) Area (km2)

Annual mean flo

w CC=0.881 0 20 40 60 80 100 0 200 400 600 800 1000

Mean of all positi

v e dif ferences between consecuti v e v alues in we t season CC=0.924 0 10 20 30 40 50 60 0 200 400 600 800 1000

Dry season 30-day maximum

CC=0.957 0 5 10 15 20 25 30 35 0 200 400 600 800 1000 W

et season 30-day minimum

5 10 15 20 25 30 35 40 0 500 1000 1500 2000 Elevation (m) Lo w flo w e v

ents in each wet

season 2.0 2.2 2.4 2.6 2.8 3.0 0 500 1000 1500 2000 Elevation (m)

Mean Duration of high flo

w

ev

ents in each wet season

CC=0.758 CC=0.680

Figure 9 Correlation patterns.

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influence rainfall characteristics and corresponding event frequency and duration statistics. The lower correlation re-flects not only elevation differences, but also unknown ef-fects of elevation related to factors such as typhoon path, rain shadowing, or landscape features such as vegetation type and geological controls of geomorphology. Several cor-relation value plots are provided inFig. 9.

Redundancy

The presentation of TEIS hydrologic statistics inTable 1 sug-gests a high level of information redundancy in these statis-tics as was found byOlden and Poff (2003). In an effort to identify a minimum set of statistics needed to describe the main aspects of flow regime,Olden and Poff (2003)used principal components analysis, while this analysis used clus-tering algorithms. Fig. 7 illustrates the redundancy in hydrologic statistics as determined by K-mean and SOM clustering where clusters contain TEIS statistics for flow, magnitude, frequency, and duration. It would be possible based only on these hydrologic statistics to select a small set of statistics for natural flow characterization. Although it is possible to identify the information redundancy for purely hydrologic statistics, the actual information redun-dancy in ecohydrology statistics is not the same. For exam-ple, redundancy in hydrologic statistics may be identified for 1-day, 3-day, and 10-day maxima, but these statistics from an ecohydrology perspective each provide information critical for certain species. For example, a species life his-tory, behavior, or physiology determines the effect of flow regime change and 1-, 3-, or 10-day minimum or maximum flow conditions may result in suitable or unsuitable habitat for a target species. Our analysis shownTable 1finds that the TEIS statistics provide a useful characterization of flow conditions that assist in determining how flow meets the needs of both target species and groups of species in com-munities of organisms. The TEIS provided a range of hydro-logic statistics with high information redundancy for hydrologic description but non-redundant information that is useful for both the target species and the overall aquatic community management.

Conclusions

The objective of this research was to use selected hydro-logic statistics in a comprehensive analysis of flow charac-teristics, information redundancy, and the use of hydrologic statistics in ecohydrology. The flow monitoring network in Taiwan provided a dense network of gauging sta-tions where topography and climate are expected to play a major role in watershed hydrology. The Taiwan ecohydro-logic indicator system (TEIS) (Suen, 2005) was used to select a group of hydrologic statistics and these statistics were cal-culated for 52 gauging stations located in relatively undis-turbed watersheds. Because watersheds were relatively undisturbed, the hydrologic statistics are expected to iden-tify the natural flow characteristics for Taiwan and to reveal how the TEIS statistics could be useful in ecohydrologic interpretations.

The TEIS statistics revealed seasonal differences in flow and helped characterize changes in consecutive values and

flow frequency issues. The analysis identified that the dry season was characterized by consistent low flows with rela-tively small, but regular, changes in flow and expected hab-itat. In the wet season, low flows were similar to dry season values, but more frequent events, and events producing flows over 100 times low flow volumes could be expected. Flow in both dry and wet seasons had high numbers of flow reversals, approximately once every 4 days. This natural flow regime characterization for Taiwan is generally consis-tent with the qualitative assessments but TEIS statistics pro-vide a detailed picture of natural flows that can be associated directly with the autecology of Taiwan’s fisheries.

Further analysis applied clustering techniques to assess the existing regionalization procedures and to provide a sense of associations among watersheds. Three clusters of stations were identified with clusters defining groups of lar-gely Western and Northern stations in the largest cluster, and central and Eastern stations in other clusters. The clus-ter analysis was useful in analyzing the structure of data resulting from calculating TEIS statistics. The cluster group-ings did not have a strong connection to existing regional divisions that were based on purely management consider-ations. The K-means and SOM clustering methods did pro-duce different cluster groupings with SOM clustering more evenly distributing stations among clusters. Comparing the results obtained by K-means and SOM, the SOM clustering can group stations with less variability in each cluster and can clearly distinguish the difference between clusters. It appears that the SOM provides a better clustering for TEIS statistics.

Correlation analysis found a high correlation between watershed area and flow variables. Poor correlations were found between watershed area and frequency variables. The identified correlations suggest that it is possible to identify relationships between TEIS statistics and watershed area to help extrapolate the selected results to ungauged watersheds. For example, generally high correlations with flow volume statistics suggest that general assessments of flow related habitat conditions can be based on watershed area providing a means to develop flow management strat-egies from autecological relationships in ungauged water-sheds in Taiwan. Low correlations of watershed area with event statistics suggest that when the analysis of life history or event related effects are needed, watershed area pro-vides a poor means of addressing ecohydrology issues and secondary analysis is required.

An assessment of information redundancy found that if the objective was simply historic natural flow characteriza-tion, there was a high level of information redundancy in the TEIS indicators. If the objective was ecohydrologic char-acterization of natural flows, the TEIS provided the needed statistics to better relate autecological needs of both target species and aquatic communities. The TEIS statistics pro-vide insight into the natural flow variability that supports populations of native fish. The contrasting conditions be-tween wet and dry seasons drive a life history of native spe-cies and provide the opportunity for the management of flows to produce habitat conditions which are not advanta-geous to exotic species by duplicating a natural flow regime that has a high frequency of flow reversals in both wet and dry seasons.

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Acknowledgements

This study is funded by the Water Resources Planning Insti-tute, Water Resource Agency, MOEA, Taiwan, ROC. The Water Resources Agency also provided gauging data used in these analyses. In addition, the authors are indebted to the reviewers for their valuable comments and suggestions.

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