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兩岸交流管理與突圍之研究:以臺灣二線城市花蓮赴陸外交經驗為例2011-2015 - 政大學術集成

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(1)國立政治大學亞太研究英語碩士學位學程 International Master's Program in Asia-Pacific Studies, College of Social Sciences National Chengchi University. Master Thesis 兩岸交流管理與突圍之研究: 政 治. 大. 立 以臺灣二線城市花蓮赴陸外交經驗為例 ‧. ‧ 國. 學. 2011-2015. sit. y. Nat. A Study on Cross-strait Exchanges Management and Its Breakthrough:. n. er. io. The Case of Hualien Reaching Out to China a l 2011 to 2015i v from n. Ch. engchi U. Student: WANG Chun Ya (王春雅) Advisor: WANG Ding Su Ph.D(王定士) 中華民國105年6月 June 2016.

(2) Abstract   In  cross-­‐strait  exchanges,  the  central  government  plays  the  dominant  role,  while  the  role   of  local  governments  still  misfunctioned.  This  paper  examines  the  unique  breakthrough  of   Taiwan  local  government  on  cross-­‐strait  city  exchanges  and  the  lack  management  of  Taiwan   central  government  on  the  issue.     It  arises  the  following  question:  For  Hualian,  a  resourcelss  second-­‐tier  city  and  located  in   remote  eastern-­‐part  of  Taiwan,  its  local  government  has  brought  considerable  economic   benefits  through  cross-­‐strait  exchanges;  while  it  might  also  demage  Taiwan  national  security  . 政 治 大. and  long-­‐term  development  of  cross-­‐strait  exchanges.  What  is  the  cause  of  this  contradiction?  . 立. The  intergovernmental  contradiction  between  central  and  local  government  is  for  reason  . ‧ 國. 學. that  the  central  government  in  Taiwan  is  reluctant  to  the  management  on  cross-­‐strait  . ‧. exchanges  between  cities.  This  paper  found  that  the  conservative  management  of  cross-­‐strait  . sit. y. Nat. city  exchanges  is  featured  that  the  lack  of  central  coordination  mechanism,  local  initatives  and  . io. al. er. the  intermediary  support  for  local  NGOs.  . n. As  for  Haulien,  located  in  remote  area  with  inufficiant  subsidies  from  the  central  . Ch. engchi. i n U. v. government,  the  strengtheness  of  Haulien  ccompetitiveness  serves  as  the  priority  for  its   urgent  need  on  reconstruction  and  economic  regeneration,.  That  is  to  say,  Hualian  seeks   economic  benefits  in  the  cross-­‐strait  exchanges  is  synonymous  with  the  trend  of  enterprising   city  governance  in  the  era  of  globalization. In  other  words,  it  also  features  that  in  the  context  of  cross-­‐strait  relationship,  Hualian  is   forced  to  participate  in  independently  due  to  the  lack  of  intergovernmental  mutual  trust  and   poor  communication  and  leads  to  Hualien  local  different  agenda  under  the  table,  being  a   coming  contentious  government.  . 1  .

(3) This  paper  concludes  that  the  management  on  cross-­‐strait  city  exchanges  may  be  difficult   to  completely  dominant  by  the  central  or  the  locals  alone,  the  whole  conepts  also  relies  on   share  responsibility  except  for  centralization  and  decentralization.  This  concepts  of  new   management  may  initates  the  local  government  to  actively  expand  its  interests,  but  not   braggering  the  role  of  local  government  on  the  both  side.   While  the  central  government  should  open  the  channel  for  the  locals,  especially  the   dispute  of  Six-­‐cities  in  Taiwan  has  caused  great  challenges  for  domestic  city  governance  in   order  to  avoid  intergovernmental  tension  on  the  topic  of  cross-­‐strait  city  exchanges.  . 治 政 大effectively  play  a  mediating  role   In  conclusion,  it  is  suggested  that  local  government  can   立 ‧ 國. 學. between  the  central  government  and  local  non-­‐governmental  organizations  on  both  sides  of   political  or  grass  roots  level  exchanges  for  the  sustainable  development  of  cross-­‐strait  city  . io. sit. y. Nat. Keywords  . ‧. exchanges.  . n. al. er. City  governance, Cross-­‐strait exchanges,  City  diplomacy,  Second-­‐tier  city. Ch. engchi. i n U. v. 2  .

(4) Table  Of  Contents   Abstract  .................................................................................................................................  1   Keywords  ..............................................................................................................................  2   Table  Of  Contents  ..............................................................................................................  3   Chapter  I  Introduction  .....................................................................................................  5   1.1   Motivation  And  Purpose  Of  The  Study  ...............................................................................................  5   1.2   Hypothesized  Proposition  And  Research  Framework  ..................................................................  6   1.3   Literature  Review  And  Methodology  ..................................................................................................  7   1.3.1   Research  Theories  .................................................................................................................................................  7  . 治 政 大 Research  Approaches  ........................................................................................................................................   13   立 Research  Methods  ..............................................................................................................................................   15  . 1.3.2   Definitions  Of  The  Study  .....................................................................................................................................  9   1.3.3  . 學. ‧ 國. 1.3.4  . Chapter  II  The  Zeitgeist  Of  Cross-­‐strait  City  Exchanges  ....................................  18   2.1  The  Contradiction  Between  City  Governance  And  National  Develpment  In  Taiwan  ..........  18  . ‧. 2.2  The  Expansión  Of  Local  Authority  After  The  Diaoyutai  Incident  ...............................................  21   2.3  The  Metamorphosis  Of  Cross-­‐Strait  City  Exchanges  In  Tándem  With  Taiwan  Sunflower  . y. Nat. sit. Student Movement ............................................................................................................................................ 22. al. er. io. 2.4 Summary ....................................................................................................................................................... 25. v i n C hCity ............................................................................................ 3.1  Cross-­‐strait Alliance Of Second-­‐tier 29 U i e h n g c.................................................................................  31   3.2  Cross-­‐strait  Competition  For  Traffic  Network   n. Chapter  III  How  Hualien  Reaches  Out  to  China  from  2011  to  2015 .............. 27. 3.3  Cross-­‐strait  Manipulation  Of  Political  Issue  ......................................................................................  35   3.4  Cross-­‐strait  Cooperation  On  Public-­‐private  Partnership  .............................................................  37   3.5  Summary  .......................................................................................................................................................  40  . Chapter  IV  How  Taiwan  Government  Enforeces  Its  Management  On  Cross-­‐strait  City   Exchanges  ..........................................................................................................................  42   4.1  Permissiom  System  On  Cross-­‐strait  City  Official  Exchanges.  ......................................................  43   4.2  Risk  Management  On  Cross-­‐strait  City  Non-­‐governmental  Exchanges  ....................................  47   4.3  The  Lack  Of  Intergovernmental  Coordination  .................................................................................  50   4.4  The  Lack  Of  Local  Intermediate  Role  For  Bridging  And  Cohesion  .............................................  52   4.5  Summary  .......................................................................................................................................................  55  . 3  .

(5) Chapter  V  Conclusion  ....................................................................................................  56   5.1 Research Findings And Results  .................................................................................................................  56   5.2 Research Limitation And Future Study  ..................................................................................................  60  . Reference  ..........................................................................................................................  62   I  Chinese  ...............................................................................................................................................................  62   II  English  ...............................................................................................................................................................  63  . Appendix  ...........................................................................................................................  65   In-­‐depth  Interview  On  The  Record  ..............................................................................................................  65   No.  A  .........................................................................................................................................................................................  65   No.  B  .........................................................................................................................................................................................  73   No.C  ..........................................................................................................................................................................................  76  . 政 治 大 No.  E  .........................................................................................................................................................................................  80   立. 學.    .  . ‧. ‧ 國. No.D  ..........................................................................................................................................................................................  78  . n. er. io. sit. y. Nat. al.  . Ch. engchi. i n U. v. 4  .

(6) Chapter  I  Introduction   In  tandem  with  the  Zeitgeist  of  glocalization,  Cities  gradually  shift  to  the  frontier  owing  to   the  frequent  exchanges  between  cities  in  economic,  cultural,  educational  and  other  diplomatic   activities  as  much  as  that  between  countries.  On  the  one  hand,  cities  enhance  active  exchange   links  with  international  cities  across  the  border;  on  the  other  hand,  cities  attempts  to  be   internationalized  and  strengthen  national  competitiveness  as  a  key  player  in  global   community.  . 政 治 大 by  2030,  global  population  will  g立 row  from  the  current  7.3  to  8.4  billion. (  UNDESA  report,  . According  to  the  latest  prediction  of  United  Nations  released  on  July  2015,  it  shows  that   1. ‧ 國. 學. 2015)  . In  2050,  the  population  will  grow  to  9.7  billion;  a  two-­‐thirds  of  the  world's  population  . ‧. will  live  in  cities.  Therefore,  innovation  of  city  will  be  as  a  force  for  changing  the  global  future  . y. Nat. n. 1.1 Motivation  And  Purpose  Oa f  Tl he  Study  . Ch. engchi. er. io. sit. and  city  diplomacy  comes  the  positive  benefits  and  brings  a  win-­‐win  situation.  . i n U. v. In  the  face  of  cross-­‐strait  economic  cooperation  framework  agreement  (ECFA)  and  the   Six-­‐cities  in  Taiwan,  the  new  economic  breakthrough  on  the  both  sides  and  the  political  local   autonomy  in  Taiwan  makes  cities  playing  a  pivotal  role  in  cross-­‐strait  relations  aside  from   sovereignty  dispute.  How  to  carry  out  cross-­‐strait  city  exchanges  for  maintaining  local   competitiveness  serves  as  a  targeted  purpose  for  Taiwan  city  governance.   The  purpose  of  this  study  is  to  examine  the  unique  breakthrough  of  Taiwan  local   governments  on  cross-­‐strait  city  exchanges  and  the  lack  management  of  Taiwan  central                                                                                                                   1  . UNDESA  report,  “World  Population  Prospects:  The  2015  Revision”,  launched  today.World  population   projected  to  reach  9.7  billion  by  2050,  29  July  2015,  New  York,   http://www.un.org/en/development/desa/news/population/2015-­‐report.html    . 5  .

(7) government  on  the  issue.  It  arises  the  following  question:  For  Hualian,  a  resourcelss   second-­‐tier  city  and  located  in  remote  eastern-­‐part  of  Taiwan,  its  local  government  has   brought  considerable  economic  benefits  through  cross-­‐strait  exchanges;  while  it  might  also   demage  Taiwan  national  security  and  long-­‐term  development  of  cross-­‐strait  exchanges.  What   is  the  cause  of  this  contradiction?  . 1.2 Hypothesized  Proposition  And  Research  Framework   This  paper  proposes  a  hypothesized  proposition  that  Hualian,  a  resourcelss  second-­‐tier   city  and  located  in  remote  and  eastern-­‐part  of  Taiwan,  its  local  government  has  brought  . 治 政 大 while  it  might  also  demage   considerable  economic  benefits  through  cross-­‐strait  exchanges;   立 ‧ 國. 學. Taiwan  national  security  and  long-­‐term  development  of  cross-­‐strait  exchanges.  . The  intergovernmental  contradiction  between  central  and  local  government  is  for  reason  . ‧. that  the  central  government  in  Taiwan  is  reluctant  to  the  management  on  cross-­‐strait  . sit. y. Nat. exchanges  between  cities  as  well  as  the  importance  role  of  local  governments  and  indeginous  . n. al. er. io. non-­‐governmental  organizations.    . i n U. v. The  proposition  can  be  interpreted  as  the  following  logic-­‐relevant  subpropositions:  (1)  . Ch. engchi. the  concept  of  Enterprising  city  governance  formalizes  new  cross-­‐strait  city  exchanges;  (2)  for   global  competitiveness,  Hualian  aims  at  performing  cross-­‐  strait  city  diplomacy  while  it  shows   the  malfunction  of  intergovernmental  realtions  in  Taiwan;  (3)  How  is  Taiwan  central   government  reluctant  to  the  management  on  cross-­‐strait  exchanges  between  cities.     Based  on  the  aforementioned  propositions,  theis  paper  designates  the  following   sub-­‐logically  outline  related  to  five  chapters  as  the  Research  Framework  including  exploring   the  Research  Motivation  and  its  Purpose,  and  assuming  the  Study  Definition  and  Related   Theory,  Research  Approach  and  Methods  as  first  chapter;  by  reviewing  the    . 6  .

(8) socio-­‐enviromental  factors  in  Asia  and  the  cross-­‐strait  in  recent  years  to  figure  out  the   Zeitgeist  of  global  city  governance  related  to  cross-­‐strait  exchanges  as  the  second  chapter;  in   the  third  chapter,  it  tries  to  illustrate  how  Hualien  reaches  out  to  china  and  make  a   breakthrough  as  an  example  of  Taiwan's  city  diplomacy  on  the  both  sides;  in  the  fourth   chapter,through  data  collection  and  content  analysis,  it  tries  to  explore  the  main  reason  why     the  incoordiation  between  intergovernmental  relations;  the  fifth  chapter  is  the  conclusion  and   arises  suggest  on  the  future  study.   In  this  paper,  the  study  range  is  from  2011  to  2015  in  tandem  with  the  Cross-­‐Straits  . 治 政 大Taiwan  Five  Cities  Upgrades,  it  not   Economic  Cooperation  Framework  Agreement (ECFA)  and   立 2. ‧ 國. 學. only  features  the  new  economic  status  on  the  both  side  and  the  new  local  autonomy  in  Taiwan,   but  also  represents  the  cross-­‐strait  exchnages  to  reaches  another  new  milestone.  . ‧. 1.3 Literature  Review  And  Methodology  . Nat. sit. y. 1.3.1 Research  Theories  . n. al. er. io. In  tandem  with  globalization,  city  governance  emerges  as  the  Zeitgesit  ingurgigates  the  . i n U. v. global  community.  It  mainly  refers  to  how  city’s  reposition  to  sustainable  development  and  . Ch. engchi. involves  in  the  local  government,  public  interest  and  its  integration  which  overall  focus  on  city   public  services.   However,  whether  the  city  governance  related  to  national  development  will  prone  to  the   spectrum  of  "interdependence"  or  "win-­‐win  situation",  it  remains  a  hot-­‐debated  issue  in  the   era  of  global  city  competition.                                                                                                                  . 2  . "Economic  cooperation  framework  agreement  is  a  bilateral  economic  agreement  between  the  Republic  of   China  (Taiwan)  and  the  People's  Republic  of  China  (China  Chinese)  (commonly  known  as  "cross-­‐strait").  It  was   proposed  by  the  ROC  government  in  2009,  Taiwan  President  Ma  Ying-­‐jeou  deemed  to  strengthen  economic   important  policy  development;  after  the  first  agreement  signed  June  29,  2010  in  Chongqing,  the  subsequent   trade  in  goods,  trade  in  services,  investment  protection  and  dispute  settlement  agreement  negotiated  since   expanded.    . 7  .

(9) Professor  Zhujiu  Xia  proposed  that  city  governance  sometimes  contradicts  national   development  in  globalization  era  when  referring  to  the  national  land  readjustment.   That  is  to  say,  for  all  countries  in  the  world,  some  national  land  are  economical  useless   which  leads  to  the  city  administration  against  the  national  policy  while  involving  in  political   interest  such  as  poltical  representative  seats  and  votes.3   (Zhujiu  Xia,  2008)   This  paper  examines  the  contemporary  city  governance  theory,  which  gradually  make  a   transition  from  traditional  management  to  the  enterprisal  one.  Since  1985,  seven  out  of  eight   capitalism  countries  have  proposed  the  possibility  of  city  governance  relating  to  innovation  . 治 政 大universal  discussion  in  advanced   and  enterprise-­‐oriented.  In  recent  years,  it  especially  arises   立 ‧ 國. 學. city,which  even  across  national  borders  and  ideology.4(Harvey,  1989).  . Generally  speaking,  the  main  concept  of  enterprising  city  governance  is  regarded  as  a  . ‧. private  enterprise  working on  public  governance.  In  global  economic  competition,  cities  work. sit. y. Nat. as  risk  takers  and  active  competitors  while  the  key  to  success  is  resorted  to  the  ability  of. n. al. er. io. investment  and  keen  marketing. For cities  awaiting reconstruction  and  economic,  its  basic. i n U. v. task  is  to  strengthen  the competitiveness in  global  competition.5 (Leitner&Garner,  1993). Ch. engchi. In  comparison,  the  traditional  management  puts emphasis  on scarce  resources allocation and  public  rights,  which  city  mayor  is  always  regarded  as a socal gatekeeper  of  city  resource;   while  the  enterprise-­‐oriented  management  is  driven  by  inter-­‐city  competition,  or  the hollowing  out  of  the  central  government  authority,  both initiates the  local  government   anticipating  investment  from private partnership.6(Knox  and  Pinch,  2000). 3  . Zhujiu  Xia  (2008)  Global  economic  competition,  value  creation  and  administration  of  regional  challenges   redistricting  forum,2008-­‐1-­‐15   4   Harvey,  D.  (1989),  From  managerialism  to  entrepreneurialism:  the  transformation  of  urban  governance  in  late   capitalism,  Gergrafiska  Annaler,  71B(1):3-­‐17.   5   Leitner,  H.  and  Garner,  M.  (1993)  The  limits  of  local  initiatives:  a  reassessment  of  urban  entrepreneurialism  for   urban  development,     Urban  geography,  14(1):57-­‐77.   6   Knox,  P  and  Pinch,  S  (2000)  Urban  social  geography:  an  introduction,  Harlow:Prentice  Hall.   8  .

(10) Moreover,  except  for  investment-­‐friendly  environment,  the  concept  of   enterprise-­‐oreinted  city  governance  contains  special  purpose  and  clarified  strategy  to   promote  innovation  and  spirit  of  enterprise  as  the  core  of  the  city  development  and  economic   renergation.7   (Chapin,  2005)   How  local  government  seeks  economic  sources  and  establishs  effective  local  governance   mechanismin  the  context  of  globalization?  From  the  Taiwan  scholar  perspective,  in  order  to   attract  global  investment  and  expand  city’s  global  influence,  modern  city  oftens  tries  to   establish  direct  contact  with  foreign  city  and  organizations.  It  does  not  only  feature  frequent  . 治 政 大side. exchanges  of  global  cities  but  also  make  a  room  on  the  both   立 ‧ 國. 學. 1.3.2 Definitions  Of  The  Study    . 8   (Fang  Shanshan,  2014).  . In  definition  of  cross-­‐strait  exchanges,  this  paper  has  divided  it  into  political,  economic,  . ‧. social  and  cultural  aspects.  In  every  aspect,  there  are  many  small  items  such  as  cross-­‐strait  . sit. y. Nat. negotiations9,  disease  control10,  academic  exchanges11,  exchange  of  books12,  performing  arts  . n. al. er. io. exchanges13,  intellectual  property  exchange14,  media  exchanges15,  cultural  exchange16   and                                                                                                                   7  . Ch. engchi. i n U. v. Chapin,  T.  (2002).  Beyond  the  Entrepreneurial  City:  Municipal  Capitalism  in  San  Diego.  Journal  of  Urban  Affairs,   24(5):565–581.     8Fang,  Shanshan.  (2014).  "Cross-­‐strait  exchanges  policies  compare  Tainan  flat  horse  reign",  Tainan:  Kung   University  master's  thesis  Political  Economy  Research  Institute.   9   Shao,  Zonghai.  (2002).     ”WTO  whether  to  provide  a  breakthrough  in  cross-­‐strait  talks  deadlock   communication  channels."  Chinese  mainland  research,  45(5):57-­‐71.   10Yang,  Kaihuang.(2003).     “SARS  epidemic  on  cross-­‐strait  exchanges  under  review  ',  "National  Policy  Forum"   (July  2003),  pp.  44-­‐52;  Su  Yi  Ren,  <cross-­‐strait  exchanges  and  Disease  Control>,  included  in  the  "cross-­‐strait   exchanges  and  national  security  -­‐  group  policy  will  "cross-­‐strait  exchanges  and  national  security"  international   Symposium  :406-­‐42   11   Chen,  Tesheng,  Chen,  Chinchun.  (2001).     “Development  and  evaluation  of  cross-­‐strait  academic  exchanges  -­‐  A   Taiwan  scholar  perspectives  investigation."  Taipei:  Prospect  Quarterly,  2(1):67-­‐104   Chen,  Tesheng,  Chen,  Chinchun.  (2005).  ”Cross-­‐strait  academic  exchange  policy  and  Operations  Evaluation"     Taipei:  Prospect  Quarterly,  6(2):  35-­‐82.   12   Zhou,  Sucheng.(1999)  “strait  exchanges  and  cooperation  of  Library  and  Information:  Retrospect  and   Prospect  ."  Mainland  China  Studies,  42(1):  37-­‐53.   13   Liu,  Sheng  Ji.  (2005).  “Development  of  cross-­‐strait  exchanges  of  Performing  Arts  (1988-­‐2004).”  Mainland   China  Studies,  48  (3):111-­‐145.   14   Liu,  Sheng  Ji.  (1999).  “Books  of  cross-­‐strait  exchanges.”  Mainland  China  Studies  ,  42(11):  43-­‐65.   15   Hsiao,  Chen-­‐Mei.  (2000).  “cross-­‐strait  exchanges  and  interaction  print  media  review."  Mainland  China  Studies  ,   43(9):  103-­‐116    . 9  .

(11) exchange  of  science  and  Technology17....  Etc....   The  other  important  defintions  of  the  Study  is  “City  Diplomacy”,  which  features  as  a   political  cross-­‐  strait  exchanges,  including  the  official  visits,  official  meetings,  the  ties  of  sister   city,  global  city  friendship  partner.   In  the  era  of  globalization,  city  emerges  as  a  pivotal  role  in  global  community  for  its   function  to  intiatiate  nation  progress  and  cushion  international  conflict.  Moreover,  City   exchanges  can  shorten  the  socioeconomic  gap  and  cultural  barriers.  However,  in  the  fierce   competition  between  cities,  how  city  leader  creates  a  friendly  environment  for  foreign  capital  . 治 政 flows  and  international  talent  brooks  no  delay . (Ohmae,  大 2006)   立   18  . ‧ 國. 學. In  early  nineteenth  Century,  after  the  collapse  of  the  Napoleon  Empire,  the  Vienna  . conference  of  1814  redrew  the  Europe  to  establish  a  sovereign  state  as  the  most  basic  body  of  . ‧. modern  diplomatic  system.  Subsequently,  the  role  of  city  in  international  relations  is  slightly  . sit. y. Nat. reduced.  The  city  diplomacy  has  reaboarded  the  stage  until  the  Zeitgeist  of  globalization.  And  . n. al. er. io. it  has  been  widely  accepted  as  an  international  behavior  carried  out  by  the  local  government.  . i n U. v. According  to  the  city  government  and  Local  World  Federation  (UCLG),  city  diplomacy  can  be  . Ch. engchi. defined,  as  a  vehicle  for  local  government  to  make  social  cohesion  and  conflict  prevention,  and   its  goal  is  to  create  a  stable  environment,  so  that  people  can  live  with  peace,  democracy  and   prosperity.19(Sizoo  Alexandra,  2007).   Some  sholars  have  also  proposed  different  views  of  city  diplomacy.  Pluijm&  Melissen,   two  scholars  from  the  Holland  Institute  for  international  relations,  believe  that  city  or  local                                                                                                                                                                                                                                                                                                                                                                                 16  . Hsiao,  Chen-­‐Mei.  (2000).  “Arts  community  exchanges  across  the  Taiwan  Strait  .”  Mainland  China  Studies  ,   43(3):  113-­‐129.   17   Hsiao,  Chen-­‐Mei.  (2000).”  Decades  of  cross-­‐strait  science  and  technology  exchanges.”  Chinese  Mainland   Research,  43(1):47-­‐61.   18   Ohmae,  K.  (2006).  "Advice  for  Taiwan  leader."  CommonWealth  Magazine(347):  230-­‐233.   19   Sizoo Alexandra,2007.City diplomacy concept paper. Peace-building of United Cities and Local Governments Policy Statement. City Diplomacy Committee.    . 10  .

(12) governments  performs  city  diplomacy  to  gain  local  interest  in  international  political  arena.20   (Pluijm&  Melissen,  2007).   Except  for  international  relationship,  Lin  Jiacheng  believes  that  the  city  performs  active   city  diplomacy  in  a  variety  of  formal  or  informal  international  activities  or  topic  network,  by   sharing  city’s  successful  experience  and  insightful  ideas  ,  solving  problems  and  seize   opportunities  for  city  development.   21(Lin  Jiacheng,  1998)   Wu  Yingming  and  Zheng  Mingda  argued  that,  city  diplomacy  resorts  to  global   interdependence.  For  the  central  government,  city  diplomacy  doesn't  not  make  . 治 政 大 but  also  maximize  the  overall   intergovernmental  equivalence  and  cooperation  into  practice,   立 ‧ 國. 學. national  diplomatic  interests;  for  the  local  government,  city  diplomacy  doesn't  only  make  city   autonomy  into  reality,  but  also  dominate  the  right  of  discourse.22   (Wu  Yingming,  Zheng  . ‧. Mingda,  2001)  . sit. y. Nat. From  the  perspective  of  the  aforementioned  scholars,  cross-­‐strait  city  exchanges  has  . n. al. er. io. emerged  as  hot-­‐debated  topic,  while  the  paper  found  out  that  there  are  only  few  relevant  . i n U. v. academic  iterature  and  studies  in  the  past  few  years.  Wangjia  Chau  also  analyzes  that  the  . Ch. engchi. prominent  frequency  exchanges  of  government  and  people  on  both  sides  doesn't  seems   sprout  the  academic  studies  focusing  on  the  city’s  role  in  cross-­‐strait  relations  comparing  to   the  academc  studies  relating  to  the  central  government.   One  study  focused  on  the  phoneomon  of  Taiwan  local  government  reaching  out  to  China   from  May  2008  to  2010,  it  pointed  out:  in  25  Taiwan  cities  and  counties,  only  17  (68%)  of   local  mayors  have  went  to  China  for  city  diplomacy.  What’s  more,  8  counties  (32%)  of  local                                                                                                                   20  . Pluijm  and  Melissen:  City  diplomacy:the  expanding  role  of  cities  in  international  relations,Netherlands   institute  of  international  relations,  clingendael,  april  2007.   21Lin Chiacheng. (1998).” Status and Prospects of Taipei city diplomacy. “New Century Thinktank Forum (3): 15-20 22Wu,  Yingming,  Zheng  Mingda.(2001).  "Global  and  Local  Governance"  seminar  [City]  diplomacy  and  global   governance  papers.”     Kaohsiung:  Shou  University,  Dec.  14:1-­‐16    . 11  .

(13) mayors  were  relectant.   23(Wangjia  Chau,  2012)   Another  study  analyzed  what’s  policy  the  6  cities  in  southern  of  Taiwan  make  in   cross-­‐strait  exchanges,  it  found  out:  there  are  still  rare  and  limited  efforts  to  be  made,  but  for   mainly  focus  in  the  field  of  agriculture,  traffic  and  cultural  tourism.24   (Ding  Renfang  2014)   Jason  Hu,  the  former  Mayor  of  Taichung  City  has  unique  points  of  view.  He  points  out  that   local  government  aims  at  economic  and  trade  interests  in  performing  cross-­‐strait  city   diplomacy.  The  purpose  is  not  only  to  find  the  market,  but  also  to  enhance  the  market  in  China.   Therefore,the  core  objective  of  interaction  between  Taiwan  local  government  and  China  . 治 政 大academic  exchanges  and   mainly  concentrated  in  the  economic  and  trade,  cultural  and   立 ‧. ‧ 國. 2010).  . 學. cooperation  on  the  level  of  agricultural  science  and  technology  industry.   25   (Hsu  Wenying,  . To  sum  up,  regardless  of  its  political  intention,  cross-­‐strait  city  exchanges  has  attracted  . sit. y. Nat. escalating  attention  in  international  community  for  the  reason  that  city’s  level  serves  as  a  . n. al. er. io. supplement  role  to  national  diplomacy.  City  diplomacy  is  not  only  involved  in  official  visiting,  . i n U. v. but  also  related  to  public  exchanges.  For  instance,  when  the  cross-­‐strait  relation  gets  intensed,  . Ch. engchi. city  exchanges  on  the  both  side  will  maintain  the  possibility  of  the  development  of  bilateral   amd  relations.  Therefore,  the  cross-­‐strait  city  exchanges  may  serve  as  a  vehicle  for  city  to   metamorphase  local  characteristics  into  global  diversity  culture,  and  become  the  power  to   change  the  future  of  cross-­‐strait  relations.  The  expecting  changes  and  the  global  phenomenon   remains  a  hot-­‐debated  issue  to  dicussed.                                                                                                                   23Wang,  Jinzhou.  (2012).  “Taiwan  cross-­‐strait  exchanges  counties  objects  Analyze."  .   Global  Political   Review.  Issue  40:165-­‐188.   24   Ding,  Renfang.  (2014).  "  Southern  Taiwan  and  cross-­‐strait  relations:  structure  from  disintegrating   KMT  in  southern  Taiwan  county  government's  view  of  cross-­‐strait  exchanges  policy.”     Taipei:  Taiwan  Elite   Press.   25Hsu,  Wenying.  (2010).  “City  Breakout:  Taiwan  cross-­‐strait  city  exchanges  Mayors  thinking.”  Kaushiung:  Journal   of  Urbanology,  1(2):127-­‐160.    . 12  .

(14) 1.3.3 Research  Approaches   Different  from  the  traditional  perspective  of  political  parties  by  the  north  and  south  of   Taiwan  or  the  official  interaction,  this  paper  aims  at  two  approaches  of  Subaltern  Realism  and   New  Multilateralism  in  the  field  of  International  relations.   This  study  took  Hualian,  a  second  tier  city  in  eastern  Taiwan,  as  an  example.  By   examining  the  local  government  communication  strategy,  it  tried  to  analyze  how  Taiwan   central  government  take  management  on  cross-­‐  strait  city  exchanges.     In  1980,  Ayoob  Mohammed  first  proposed  the  famous  theory  of  “Subaltern  Realism”,  a  . 政 治 大. critical  reflection  on  traditional  realism  of  Kenneth  Walt.26   (Ayoob,  Mohammed,  2002)  . 立. Subaltern  Realism  mainly  decided  to  understand  the  behavior  of  the  third  world  . ‧ 國. 學. countries,  and  it  provides  an  analysis  tool  for  their  main  problems  and  causes  of  the  conflict.  . ‧. What’s  more,  Subaltern  Realism  emphasized  the  differences  of  the  third  world  countries  and  . sit. y. Nat. criticized  the  mainstream  theories  of  international  relations  exclude  third  of  the  world  but  . io. al. er. industrialized  countries.  It  served  as  an  alternative  concept  of  national  security,  and  . n. represented  the  shortcomings  of  the  traditional  international  relations  theory.  . Ch. engchi. i n U. v. Subaltern  Realism  has  also  been  applied  to  understand  the  behavior  of  the  ASEAN   countries  in  Southeast  Asia.  Narine  argued  that  ASEAN  countries  took  concerned  about  the   relative  benefits  rather  than  long-­‐term  interests  for  the  reason  that  the  ASEAN  countries  are   generally  the  third  countries  and  not  economic  and  military  independent  on  industrialized   countries.  More  specifically,  the  ASEAN  countries  usually  have  interaction  with  their   neighbors,  especially  in  the  field  of  national  security.  What’s  more,  they  are  reluctant  to  the   issue  of  international  security  but  make  efforts  to  those  countries  with  similar                                                                                                                   26  . Ayoob,  Mohammed(2002):  "Inequality  and  Theorizing  in  International  Relations:  The  Case  for  Subaltern   Realism",  International  Studies  Review,  Vol.  4,  No.  3.,  pp.  27-­‐48  .  . 13  .

(15) characteristics.27   (Narine,  2009)   This  paper  believes  that  the  Second–tier  City  is  generally  under  development.  In  order  to   maintain  local  political  authority  and  economic  interest  as  a  priority,  Second–tier  City  not   only  economically  relied  on  external  metropolitan,  but  also  usually  has  interaction  with  their   neighboring  cities  with  similar  characteristics.  It  also  argued  that  Second–tier  City  took   concerned  about  the  relative  economic  benefits  rather  than  long-­‐term  interests  such  as   national  security.   Different  from  the  traditional  multilateralism  which  focused  on  international  arnachy,  . 治 政 大 New  Multilateralism  emphasised  on  solving  international  p roblems  through  multilateral   立 ‧ 國. 學. means,  and  to  ensure  the  peace  of  International  Society.28   (Yuan  Yi,  1996)  . New  Multilateralism  criticized  on  state-­‐centered  institution  of  traditional  multilateralism.  . ‧. In  tandem of  globalization, it  argued that countries  have misfunctioned to  various  problems.  . sit. y. Nat. Therefore,  the  concept  of  decentration and the  bottom-­‐up  process served  as  the framework. n. al. er. io. with  the  concerted  effort  made  by government,  international  enterprises,  citizens  and  . i n U. v. non-­‐governmental  organizations  in  a  multi-­‐level interaction.29 (Zhou Kejin,  2006). Ch. engchi. This  paper  also  applied  New  Multilateralism  into  cross-­‐strait city  exchanges. By  performing   cross-­‐ striat  city  diplomacy,  Local  government  cooperated  with  its  people  to  participate  in  the   international  community. The  bottom  to  the  top  of  international  participation  sprouted  the   local  competitiveness  and  effectively  influenced  the  international  decision-­‐making  and   achieved  fairness  and  justice  for  all.  What  is  so-­‐called  “the  mechanism  of  cross-­‐striat  city  . 27  . Narine,  S.  (2009).  "ASEAN  in  the  twenty-­‐first  century:  a  sceptical  review."  Cambridge  Review  of  International   Affairs  22:  369-­‐386.   28Yuan,  Yi.(1996).  “Multilateralism  and  Security  Dilemma  cooperation  under  the:  Theory  of  International   Relations  and  US-­‐China  relations.  “  Problems  and  research,  35  (6):  1-­‐17.   29   Zhou,  Kejin.  (2006)  .  “From  multilateralism  to  a  new  multilateralism  -­‐  a  theory  of  international  changes  of   thinking.”  International  relations  theory.  7:  26-­‐32.   14  .

(16) exchanges”  gradually  initiated  by  the  cooperation  and  coordination  between  3  level  key   players  including  citizens,  local  government  and  and  state.   1.3.4 Research  Methods   Except  for  Subaltern  Realism  and  Multilateralism,  this  paper  applied  the  historical  data   collection  and  Semistructured  In-­‐depth  Interviews  as  the  main  research  approach.  Based  on   the  empirical  evidence  and  interview  result,  this  paper  took  inductive  analysis  to  conclude  the   qualitative  research  as  the  result.  . ~. • Historical  Data  Collection  . 政 治. ~. • In-­‐depth  Interview. ‧ 國. 學. ~. 立. 大. • Inductive  Analysis. ‧. Nat. y.  . io. sit. In  this  paper,  main  interview  respondents  contains  Haulien  local  officers  and  . n. al. er. non-­‐government  organizations  in  the  field  of  politics,  culture  and  education,  agriculture,   tourism.    . Ch. engchi. i n U. v. In  process  of  Semistructured  In-­‐depth  Interviews,  it  conducted  a  face-­‐to-­‐face  interview   on  the  record  with  the  concurement  of  repondents  to  been  transcribed  into  documment  text,   this  paper  doesn’t  only  detail  the  interviwee’s  opinion  as  the  attached  appendix,  but  also   labeled  each  result  in  English  letters.  The  respondents,  his  working  places  coded  number  and   interwing  date  is  as  the  followings:    .  .  . 15  .

(17)   Field  . Working  place  . Respondent  . No.  . Interview  Date  . Politics  . Mayor  office  of  Hualien  . Anonymous  secrtarty    . A  . 2016.2.1  . Anonymous  Chief  . B  . 2016.2.4  . C  . 2016.2.3  . D  . 2016.2.4  . E  . 2016.2.2  . Country   Economice   Agirculture  division  of  . Education  . Aborigins  divisiob  of  . Anonymous  Chief  . Hualien  Country    . Director  . Hualien  Association  for  . 立. 政 治 大 Incumbent  Chief  . Reading  Confucian  classics  . manager  . Hualien  Corps  . Former  manager  of  . 學. Tourism  . Director  . markeing  division    . ‧. ‧ 國. Culture  . Hualien  Country    . Nat. sit. y. By  conducting  semistructured  in-­‐depth  interviews,  the  interviewe  has  prepared  a  series  . n. al. er. io. of  structural  problems  in  advance.  And  the  questionnaire  added  up  for  different  interview  . i n U. v. situation  and  time  limitation.  For  the  purpose  of  the  study,  it  will  initate  the  interviewee  more  . Ch. engchi. in-­‐depth  information  and  insightful  opinion  in  the  process  of  inrterviewing.   Based  on  the  interview  results,  this  paper  hopely  to  understand  the  issue  of  Hualien,   Taiwan’s  second-­‐tier  city,  how  it  reaches  out  to  China,  and  what  kind  of  issue  the  cross-­‐strait   city  exchanges  involved  in?   The  questionnaire  has  been  divided  into  three  parts.  First  of  all,  it  aims  to  understand  the   concept,  the  changing  and  types  of  the  Hualien  County  Government  performing  cross-­‐strait   city  exchange.  Secondly,  through  the  issue  of  how  hualien  reaches  out  to  China,  this  paper   questioned  the  current  strategies,  substantial  progress  and  difficulties  of  cross-­‐strait  city    . 16  .

(18) diplomacy  in  Taiwan.  Finally,  it  came  to  analyze  on  the  intergovernmental  relations  between   central  and  locals  in  Taiwan  and  tried  to  figure  out  the  current  restricition  and  regulations  in   Taiwan.  The  questionnaire  of  in-­‐depth  interview  is  as  the  followings:   To  whom  it  may  concerm   I  am  a  graduate  student  of  International  Master's  Program  in  Asia-­‐Pacific  Studies,   College  of  Social  Science,  National  Chengchi  University.  Appreciate  your  kindly  help  to   accept  my  interview,  and  I  would  like  to  visit  you  on  the  day  you  might  available.  For  your   reference,  the  interview  outline  is  as  the  attachment:  . 政 治 大. What  is  your  job  titles  and  duties  in  Haulien  county  government?  . 立. How  long  have  you  working  for  performing  cross-­‐strait  city  diplomacy  in  your  post?  . ‧ 國. 學. Q1,  According  to  your  experience,  when  does  Hualian  county  government  get  start  to   reach  out  to  China?  . ‧. perform  cross-­‐strait  city  diplomacy?  What  is  the  main  idea  and  purpose  for  Hualien  to  . y. Nat. sit. Q2,  In  your  opinion,  what  kind  of  opportunity  and  threat  for  Hualian  county  government  . al. n. which  pose  threat  to  Haulien?  . er. io. to  perform  cross-­‐strait  city  diplomacy?what  is  the  socioeconomic  environmental  factor  . Ch. engchi. i n U. v. Q3,  According  to  your  experience,  what  strategies  does  Hualian  county  government   manipulate  to  make  a  breakthrough  on  the  both  side?  What  is  chacteristics  of  its   management  model?   Q4,  In  your  opinion,  what  kind  of  benefit  does  Hualian  county  government  obtain  in   process  of  performing  cross-­‐strait  city  diplomacy?  Is  it  the  long-­‐term  interest  with  low   reward  or  short-­‐term  interest  with  high  reward?   Q5,  According  to  your  experience,  what  attitude  or  policy  does  Taiwan  central   government  take  to  the  Hualian  county  government  working  on  cross-­‐strait  city   diplomacy?  Do  you  have  suggestion  on  the  Taiwan  management  on  cross-­‐strait  city   exchnages?  Is  there  any  emergency  needed  for  your  duty  to  promoting  the  cross-­‐strait   city  exchnages?    .   17  .

(19) Chapter  II  The  Zeitgeist  Of  Cross-­‐strait  City  Exchanges   In  tandem  with  globalization,  it  is  believed  that  the  national  competitiveness  resorts  to   city!  The  concept  of  “city  competitiveness”  gradually  takes  place  with  “national   competitiveness”.  More  specifically,  the  theory  of  city  governance  formalizes  new  trendy  of   cross-­‐strait  city  exchange,  which  serves  as  the  vehicle  for  city  with  insufficient  central   financial  subsidy  to  seek  economic  source  and  establish  an  effective  local  governance   mechanism?  Therefore,  a  various  cities  create  more  possibilities  for  cross-­‐strait  city  exchange   conditions.  . 治 政 大 Develpment  In  Taiwan   2.1  The  Contradiction  Between  City  Governance  And  National   立 ‧ 國. 學. On  June,  2011,  the  Ministry  of  the  Interior  quickly  upgrades  of  Taiwan  five-­‐cities  . including  New  Taipei  City,  Taichung  city,  Kaohsiung  city  and  Tainan  City.  Along  with  Taipei,  . ‧. the  capital  city  of  Taiwan,  the  Six-­‐cities  merging  upgraded  to  a  municipality  features  a  new  . sit. y. Nat. panaroma  in  Taiwan's  autonomy  history.  . n. al. er. io. Why  Taiwan  urges  to  combine national  land through upgrading city and  county?  . i n U. v. According  to  Zhujiu  Xia,  member of  the  Ministry  of  the  interior  review  team, he  pointed  out. Ch. engchi. that  "metropolitanization  " emerges  as  the  Zeitgeist  for  nation’s  development.   Therefore,  it  brooks  no  delay  for  Taiwan  government  to  allocate  administrative  regions   and  rescale  metropolitan  areas  under  the  competitive  global  society.   30   (Zhujiu  Xia,  2008)   What  kind  of  threat  will  pose  to  Taiwan  city  governance  after  five  municipalities   upgrades  and  compete  to  each  other?     According  to  former  prime  minster  Su  Zhenchang,  he  argued  that  the  change  of  local  . 30  . Zhujiu  Xia  (2008)  Global  economic  competition,  value  creation  and  administration  of  regional  challenges   redistricting  forum,2008-­‐1-­‐15   18  .

(20) electoral  system  initiates  a  new  era  of  "feudal  rule".   It  poses  a  great  challenge  to  central  authority  for  the  reason  that  the  local  governor   obtains  more  resources,  more  number  of  representative  voters  in  poltics.  These  higher   authoralized  local  government  strives  for  making  lives  and  its  policy  sometimes  contradicts   the  national  policy.  What’s  worse,  it  challenges  the  dominant  position  of  central  government   on  cross-­‐strait  relations,  what  is  the  so-­‐called  "Yeltsin  effect".   31   (CommonWealth  Magazine,   2011-­‐4-­‐28)   Lu  Yucheng,  the  associate  professor  of  Public  Administration  Department  of  Taipei  . 治 政 大 between  cities  for  the   University,  he  also  points  out  the  most  tricky  part  is  the  competition   立 ‧ 國. 學. national  tax  income  may  serves  as  a  pool  for  cities,  the  Five-­‐cities  may  take  advantage  of  other   non-­‐upgraded  cities.  That  is  to  say,  the  original  goal  of  upgrading  cities  is  to  balance  regional  . ‧. development,  while  it  leads  to  national resources  get  more  concentrated  in  upgraded  cities.. sit. y. Nat. With  fear  of  be  marginalized, non-­‐upgraded  cities  strive  for  being  comepetive  rather  than  . n. al. er. io. being  sacrificed  silently. Lu Yucheng  really  felt the vulnerable  countie’   worissome.32(Bussiness  Weekly,  2009-­‐6-­‐29). Ch. engchi. i n U. v. Former  Taiwan  governor  James  Soong  felt worrisome about  the  financial  allocation  in   standard  of  uniformity.  It  refers  to the positive relation  between  county  population  and resources  allocation. However,  the difference between  urban  and  rural  areas gapping emerges  as  a  major  problem  in  city  governance.  The  new Fiscal law doesn't profit the resource insufficient city,  all  resources  flows  to the  central  and  Six-­‐cities. He  argued  that  the  administrative  level  of  Five-­‐cities  is  tantamount  to  municipality,  even   31Editor  of  CommonWealth  Magazine  (2011,  Apri  28) 【behind  the  scene】”Why  rush  to  push  Taiwan  counties  and  . cities  to  upgrade?  “CommonWealth  Magazine.  http://www.cw.com.tw/article/article.action?id=5009471   32Lin  Yingqiu  (2009,  June  29  )  “Who  is  the  big  winner  after  cities  and  counties  merged  and  upgraded?”  Bussiness  . Weekly  http://www.businessweekly.com.tw/KArticle.aspx?id=37084   19  .

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