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國立臺灣大學理學院數學系 碩士論文

Department of Mathematics College of Science

National Taiwan University Master Thesis

有限特殊線性群的特徵標

On characters of finite special linear groups in non-defining characteristic

陳鴻猷 Hung-You Chen

指導教授:于靖 博士 Advisor: Jing Yu, Ph.D.

中華民國 108 年 9 月 September 2019

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致致致謝謝謝

首先我要感謝于靖教授。作為一個學生,毫無疑問我是不成熟且不合格的,但教 授從來沒有拋棄過我,僅論這點就令人難以回報。此外,教授無論是在課堂上、討

論會中,或是一般談話時,都展現了數學家的風格與思維模式,可以說教授本人就

是最良好的教材。最後,教授善於給予我們學習目標,並提供豐富的知識和各種論

文,成為最強大的後盾。能夠當上教授的學生,我感到非常榮幸。

其次我要感謝我的家人。他們時時刻刻在關心我,提供良好的環境,讓我在生活 上沒有後顧之憂,並在我遇到困難尋求幫忙時伸出援手。

最後感謝系辦各方面的支持,以及兩位口試委員的鼓勵。

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中中文文文摘摘摘要要要

本文討論置換群與有限一般線性群的分解矩陣的各種性質,分析不同性質之間的 關係,並證明當特徵 p 不整除 q 時,有限特殊線性群亦擁有 (C, p)-性質。

關鍵詞:有限特殊線性群、模表現論、群論、分解矩陣、有限一般線性群

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Abstract

In this thesis, we consider some properties of decomposition matrices of symmetric groups and finite general linear groups in non-defining characteristic, clarify the rela- tions among these properties, and show that SLn(q) has an anologue property to Sn and GLn(q) in non-defining characteristic, namely the (C, p)-property.

Keywords: finite special linear group, modular representation, group theory, decom- position matrix, finite general linear group

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Contents

口 口

口試試試委委委員員員會會會審審審定定定書書書 i

致致謝謝謝 ii

中 中

中文文文摘摘摘要要要 iii

Abstract iv

0 Introduction 1

1 Preliminaries 6

1.1 Partitions . . . 6

1.2 Group Theory . . . 7

1.3 Conjugacy Classes in GLn(q) . . . 9

1.4 Size of Conjugacy Classes of Rn . . . 12

1.5 Representations and Modules . . . 14

1.6 Characters . . . 17

1.7 The Decomposition Matrix . . . 20

1.8 Harish-Chandra Induction . . . 21

2 Representation Theory of GLn(q) 22 2.1 Compositions, Tableaux and Permutations . . . 22

2.2 Subgroups . . . 24

2.3 Idempotents . . . 26

2.4 The Module MF(σ, (1)) . . . 27

2.5 The Module MF(σ, (1k)) . . . 31

2.6 The Module MF(σ, λ), SF(σ, λ) and DF(σ, λ) . . . 34

2.7 The Module SF(σ, λ) and DF(σ, λ) . . . 39

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3 Clifford Theory 42

3.1 Cyclic Quotient . . . 43

3.2 Direct Product . . . 45

3.3 Classification of Irreducible Representations of SLn . . . 46

3.4 G-tile and S-tile . . . 48

3.5 Representation Theory of G/S . . . 51

4 Field Theory 53 4.1 Basic Facts . . . 53

4.2 Elementary Number Theory . . . 54

4.3 Degree Extension Lemma . . . 56

4.4 Lemmas for Kleshchev-Tiep’s Theorem . . . 59

5 Kleshchev-Tiep’s Theorem 62 6 Main Theorem 68 6.1 The Canonical Composition Factor . . . 68

6.2 Main Results . . . 71

6.3 Relations Between Branching Numbers . . . 73

6.4 A Lower Unitriangular Submatrix . . . 74

7 Conclusion 77 A Appendix 79 A.1 The Original Problem . . . 79

A.2 The Implication Among Properties . . . 82

A.3 The Decomposition Matrix of GL2 and SL2 . . . 84

A.4 The Decomposition Matrix of Other Groups . . . 98

References 102

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List of Tables

1 Decomposition matrix of S6, p = 3 . . . 2

2 The property table for some families of groups . . . 77

3 Decomposition matrix of GL2, p > 2, p | q − 1 . . . 90

4 Decomposition matrix of SL2, p > 2, p | q − 1, q odd . . . 91

5 Decomposition matrix of SL2, p > 2, p | q − 1, q even . . . 92

6 Decomposition matrix of GL2, p > 2, p | q + 1 . . . 93

7 Decomposition matrix of SL2, p > 2, p | q + 1, q odd . . . 94

8 Decomposition matrix of SL2, p > 2, p | q + 1, q even . . . 95

9 Decomposition matrix of GL2, p = 2, q odd . . . 96

10 Decomposition matrix of SL2, p = 2, q odd . . . 97

11 Decomposition matrix of GL3(4), p = 3 . . . 99

12 Decomposition matrix of SL3(4), p = 3 . . . 100

13 Decomposition matrix of A6, p = 3 . . . 101

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0 Introduction

One of the general problems of representation of finite groups is to describe the decom- position matrix of irreducible characters from the ordinary case to the p-modular case.

However, complete knowledge of such matrices is known only for few classes of groups, such as the symmetric groups and the general linear groups over finite fields. In this thesis, we are going to study properties of the decomposition matrices for the special linear groups, where most of the ingredients are from Kleshchev-Tiep [K].

Let Fq be the finite field of q elements. Let K = Q be the algebraic closure of the field of rational numbers, and F = Fp be the algebraic closure of the finite field of p elements, where p is a prime not dividing q.

Let G be a finite group. Denote irrK(G) the set of irreducible ordinary characters, and irrF(G) the set of irreducible Brauer (p-modular) characters. Let R+K(G) be the set of all ordinary characters, and RK(G) be the free Z-module generated by irrK(G), called the set of the virtual ordinary characters. Similarly, let RF+(G) be the set of all Brauer characters, and RF(G) be the free Z-module generated by irrF(G), called the set of the virtual Brauer characters.

For any finite generated KG-module V , with its character χV, we may take reduction modulo p to get a corresponding F G-module V . This process is not unique, but different reduction modulo p give the same Brauer character φV (cf. [S, Theorem 32].) Hence the map between characters χV 7→ φV is well-defined, and can be extended to a group homomorphism d : RK(G) → RF(G), with bases irrK(G) and irrF(G), respectively.

Since for any prime p we have | irrF(G)| ≤ | irrK(G)| < ∞, we may write d into a matrix with respect to the bases and take its transpose, called the decomposition matrix of G. Each row of the matrix describes how an irreducible ordinary character decomposes into irreducible Brauer characters when passing from RK(G) to RF(G). For general group G, it is known that the map d is surjective [S, Theorem 33]. We know some finer properties of the map d for specific groups, like the family of symmetric

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groups or finite general linear groups.

For example, Table 1 of [J1] is the decomposition matrix of G = S6, the symmetric group of degree 6, for K = Q and F = F3 (p = 3). The index of rows and columns are partitions, which serves as labels for the irreducible ordinary characters of S6 over K and irreducible Brauer characters of S6 over F respectively. The second row of the decomposition matrix means that the irreducible ordinary character χ(5,1) maps to the Brauer character φ(6)+ φ(5,1).

(6) (5,1) (4,2) (32 ) (4,12 ) (3,2,1) (22 ,12 )

(6) 1 (5, 1) 1 1

(4, 2) 1

(32) 1 1

(4, 12) 1 1

(3, 2, 1) 1 1 1 1 1

(22, 12) 1

(23) 1 1

(3, 13) 1 1

(2, 14) 1 1

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Table 1: Decomposition matrix of S6, p = 3

Observe that the upper square of this decomposition matrix is a lower unitriangular submatrix. This can be deduced from James’ Regularization Theorem for symmetric groups, see [J3, Theorem A]. With appropriate chosen order of labels, the decomposition matrix of the symmetric groups have the following properties:

• In each row, there exists an entry 1.

• In each row, the rightmost nonzero entry is 1, written in bold.

• In each column, there exists a bold 1.

These properties mainly come from the fact that the irreducible characters (and conjugacy classes) of the symmetric groups have a good way of labeling, via partitions.

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When considering other related groups, like alternating groups and finite general linear groups, some of these properties remain hold, while some others do not. In this thesis, we concern about which of these nice properties hold for finite special linear groups of non-defining characteristic.

Fix an finite group G, a prime p, K = Q, F = Fp, and the corresponding decomposi- tion map d. For an ordinary character χ of G, write χ := d(χ). For a Brauer character φ of G, φ is said to be liftable if there exists some ordinary character χ of G satisfying χ = φ, and φ is almost liftable if there exists some ordinary character χ of G satisfying χ = aφ for some a ∈ N.

We say G has (R, p)-property, if property (R) (defined below) holds for G for prime p.

We use this terminology throughout the thesis, for properties listed in the introduction.

(R) All irreducible Brauer characters of G are liftable.

(QR) All irreducible Brauer characters of G are almost liftable.

Clearly property (R) implies property (QR). We are interesting about the following problem, which originally comes from an exercise of Serre’s (see Appendix, section A.1, for detail story.)

Problem 1. Find a finite group G and a prime p, such that G has (QR, p)-property, but not (R, p)-property.

This leads to the definition of the (L, p)-property.

(L) If G has (QR, p)-property, then G has (R, p)-property. That is, if every irreducible Brauer characters are almost liftable, then they are actually all liftable.

Note that if G does not have (QR, p)-property at all, then G automatically has (L, p)- property. Hence G is a solution to Problem 1 for some p, if and only if (L, p)-property fails for G. Therefore, to answer Problem 1, we move to the study of the (L, p)-property, starting from some of the common families of finite groups. Actually, (L, p)-property is a rather weak property, and often proven as a consequence of other stronger property.

By considering each irreducible ordinary character, we may strengthen (L) to properties

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below.

(L0) For any χ ∈ irrK(G), χ is either irreducible, or a sum of at least two distinct Brauer characters. In other words, if χ = aφ for some φ ∈ irrF(G) and a ∈ N, then a = 1.

(L00) For any χ ∈ irrK(G), χ contains some φ ∈ irrF(G) of multiplicity 1.

(C) There exists a partial order D on irrF(G), and a map irrK(G) → irrF(G), χ 7→ φχ, such that for each χ ∈ irrK(G), χ contains φχ of multiplicity 1, and if χ contains φ ∈ irrF(G), then φ D φχ.

It is clear that (C) =⇒ (L00) =⇒ (L0) =⇒ (L). For example, James’ Regulariza- tion Theorem shows that the property (C) holds for symmetric groups for any prime p. Huang [H] proves that the property (L0) holds for alternating groups for any prime p , while (L00) and (C) remains unknown.

We also have (R) =⇒ (L). The Fong-Swan Theorem [S, Theorem 38] shows that for a prime p, property (R) holds for all p-solvable groups, thus these groups have (L, p)- property as well, while any non-abelian p-group is a counterexample of (L0, p)-property.

There is a property (U ), looks similar to (C), considering each irreducible Brauer character instead. With suitable order of the bases of the decomposition matrix, we may find a lower unitriangular submatrix.

(U ) There exists a partial order D on irrF(G), and a map irrF(G) → irrK(G), φ 7→ χφ, such that for each φ ∈ irrF(G), χφcontains φ of multiplicity 1, and if χφcontains φ0 ∈ irrF(G), then φ0D φ.

We have (R) =⇒ (U ), but (U ) does not imply (L) (theoretically.) There are no other trivial implication among these properties (See Appendix, section A.2, for details.) Kleshchev-Tiep [K, Proposition 6.3] proves that (U ) holds for both finite general and special linear groups in non-defining characteristic, but this is not enough to deduce property (L). Nevertheless, Kleshchev’s paper gives strong tools and rich ideas for analyzing properties of decomposition matrix of finite special linear groups, so we may

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achieve our goal easily.

The main result of this thesis is to prove that the property (C) holds for finite special linear groups in non-defining characteristic (Theorem 6.8), and hence implies (L00), (L0) and (L). In section 1.3, we start from the conjugacy classes of GLn(q), labeled as [(σ, λ)]. Then in section 2, we introduce LF(σ, λ), modules of GLn(q) over field F = K or F , which build up a complete set of non-isomorphic irreducible FGLn(q)-modules.

Next in section 3, we deduce some important lemmas from Clifford’s Theorem. Finally we prove the main result of this thesis in section 6. The proof is in fact independent of Kleshchev-Tiep’s theorem, the main theorem in [K], which is proved in section 5 for completeness, with the lemmas in part of section 3 and full of section 4. We make a table showing which property holds for which groups in Conclusion, section 7, and some other results in Appendix, section A.

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1 Preliminaries

Let Fq be the finite field with q = pf0 elements, and Fq be the algebraic closure of Fq. Fixed a prime p not dividing q. In this thesis, K and F will always be a field of characteristic 0 and p > 0, respectively. If both K and F work for some result, we will put in the statement F = K or F .

1.1 Partitions

Given k ∈ Z≥0, a partition λ ` k is a integer sequence (λ1, λ2, · · · ), where λ1 ≥ λ2

· · · ≥ 0 and k =P

iλi. For simplicity we may omit zeros and write in a compact form, e.g., (4, 22, 13) instead of (4, 2, 2, 1, 1, 1, 0, · · · ). Let ri := #{j ∈ N | λj = i}, then we write λ into (1r1, 2r2, · · · ) for expression of ri.

Let λ, µ ` n and d ∈ N.

|λ| means λ1+ λ2+ · · · , that is, k;

λ + µ is (λ1+ µ1, λ2+ µ2, · · · ).

dλ is (dλ1, dλ2, · · · ).

λ0 is the transpose of λ, that is, λ0i = #{j ∈ N | λj ≥ i}.

λ [+]µ = (λ0+ µ0)0, which combine and rearrange entries of λ and µ.

[d]λ = (dλ0)0, which combine and rearrange entries of d copies of λ.

λ D µ is the dominance order, Pi

j=1λj ≥Pi

j=1µj for every i.

∆(λ) is the greatest common divisor of λi. Let k be an a-tuple (k1, · · · , ka), ki ∈ Z≥0.

λ ` k is the multipartition (λ(1), · · · , λ(a)), where λ(i) ` ki; λ0 is (λ(1)0, · · · , λ(a)0);

λ D ν if λ(i)D ν(i) for all i;

∆(λ) is the greatest common divisor of ∆(λ(i)).

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Lemma 1.1. Let α(i), β(i) ` ni with α(i)D β(i) for i = 1, · · · , m.

(1) α(1)+ · · · + α(m)D β(1)+ · · · + β(m).

(2) If α(1)+ · · · + α(m) = β(1)+ · · · + β(m) then α(i) = β(i) for all i.

(3) α(1) [+]· · ·[+]α(m)D β(1) [+]· · ·[+]β(m).

(4) If α(1) [+]· · ·[+]α(m) = β(1) [+]· · ·[+]β(m) then α(i) = β(i) for all i.

Proof. By definition of the dominance order, Ps

j=1α(i)j ≥ Ps

j=1βj(i) (∗) for any s ∈ N and i = 1, · · · , m. Thus Ps

j=1

Pm

i=1α(i)j ≥ Ps j=1

Pm

i=1βj(i) (∗∗) and (1) holds. For (2), since the inequality of (∗∗) is actually equality, then (∗) as well and (2) follows. To prove (3), we start from α(i)D β(i) and (α(i))0E (β(i))0, then by (1) Pm

i=1(i))0EPm

i=1(i))0 and hence[+]mi=1α(i)D[+]mi=1β(i). A similar argument to (2) gives (4).

1.2 Group Theory

Let G be any finite group, g ∈ G an element.

1G or e is the identity element of G;

|G| is the cardinality of G;

|g| is the order of g, i.e. the smallest m ∈ N such that gm = 1G; H ≤ G means H is a subgroup of G.

H E G means H is a normal subgroup of G.

Op0(G) = {g ∈ G | |g| is prime to p}, the p0-part of G;

Op(G) = {g ∈ G | |g| is a p-power}, the p-part of G;

Conventionally, when F = K, set Op0(G) = G and Op(G) = {1G}.

GLn denotes GLn(Fq) or GLn(q), if q is clear;

SLn denotes SLn(Fq) or SLn(q);

Rn satisfies SLn≤ Rn ≤ GLn and Rn/SLn = Op0(GLn/SLn);

Tn satisfies SLn≤ Tn ≤ GLn and Tn/SLn = Op(GLn/SLn);

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Sn denotes the symmetric group of degree n;

An denotes the alternating group of degree n.

Definition 1.2.

(1) A element g ∈ G is a p0-element if g ∈ Op0(G), and is a p-element if g ∈ Op(G). If F = K, then every g is a p0-element.

(2) A element g ∈ G is p-regular exactly if it is a p0-element, and is p-singular if it is not p-regular.

Proposition 1.3. For any g ∈ G, there is some p0-element g0 ∈ G and p-element gp ∈ G, such that g = g0gp. This decomposition is unique, both g0 and gp is a power of g, and g0gp = gpg0.

Proof. Let |g| = pcm with p6 | m. Then there is some a, b ∈ Z such that apc+ bm = 1.

Take g0 = gapc and gp = gbm. Since the only element which is a p-element and a p0-element is 1G, the uniqueness follows. The other statements are clear.

Definition 1.4.

(1) Given g ∈ G finite group and a prime p, the p0-part and p-part of g are g0, gp in the previous proposition, denoted by (g)p0 and (g)p, respectively. If F = K, set (g)p0 = g and (g)p = 1G.

(2) Given r ∈ N and a prime p, write r = pcm for non-negative integer c, m, p not dividing m. Then the p0-factor and p-factor of r are m, pc, denoted by |r|p0 and

|r|p, respectively. If F = K, set |r|p0 = r and |r|p = 1. Do not confuse with p-adic norm, which does not appear in this thesis.

We emphasize that F×q is the multiplication group of Fq, and we usually apply Defi- nition 1.2, 1.4 and Proposition 1.3 to the elements of F×q or F×qd.

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1.3 Conjugacy Classes in GL

n

( q )

Given σ ∈ F×q, deg(σ) = d, let B = B(σ) ∈ GLd(q) be the companion matrix of minimal polynomial of σ over Fq. Then the corresponding Jordan block of size r is of the form

Jσ(r) =

 σ 1

σ 1 σ

. .. 1 σ

JB(r) =

B I

B I

B

. .. I B

where Jσ(r) ∈ GLr(qd) and JB(r) ∈ GLrd(q). With partition λ = (λ1, . . . , λm) given, we let Jσ(λ) = diag(Jσ1), · · · , Jσm)) and JB(λ) similarly.

For g ∈ GLn(q), write the characteristic polynomial of g as fg = f1k1· · · faka for some monic irreducible fi. Then the Jordan canonical form of g over F×q is

Jg = diag(Jσ1,1(1)), · · · , Jσ1,d1(1)), · · · , Jσa,1(a)), · · · , Jσa,da(a)))

where σi,ji ∈ F×q are roots of fi for each ji = 1, · · · , di with di = deg(fi), and each λ(i) ` ki. And the rational canonical form of g over Fq is

Rg = diag(JB1(1)), · · · , JBa(a)))

where Bi the companion matrix of fi, λ(i) ` ki.

Definition 1.5. Let Mn(Fq) be the set of all n × n matrices over Fq.

(1) s ∈ Mn(Fq) is semisimple if it has an eigenbasis in (Fq)n. Equivalently, there is an x ∈ GLn(Fq) such that xsx−1 is a diagonal matrix.

(2) u ∈ Mn(Fq) is unipotent if (u − 1)m = O for some m ∈ N. Equivalently, there is an x ∈ GLn(Fq) such that xux−1 is an upper unitrianglar matrix.

By Jordan decomposition [Sp1], every g ∈ GLn(q) has a unique decomposition su, where s ∈ GLn(q) is semisimple and u ∈ GLn(q) is unipotent.

We need to construct an appropriate complete set of representatives for conjugacy classes in GLn(q).

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Given σ ∈ F×q, let [σ] be the set of all roots of the minimal polynomial of σ. Then σ1 and σ2 are (Galois) conjugate if and only if [σ1] = [σ2].

Definition 1.6. Let σ = (σ1, · · · , σa), τ = (τ1, · · · , τa) ∈ (F×q)a. In the following, for all i means for each i = 1, · · · , a.

(1) σ is p-regular if every σi is p-regular as a group element of F×qdi. (2) σ is non-repeated if for all i, [σi] are all different.

(3) σ is p-non-repeated if for all i, [(σi)p0] are all different.

(4) σ and τ are (Galois) conjugate if deg(σi) = deg(τi) and [σi] = [τi] for all i.

(5) σ and τ are p-conjugate if deg(σi) = deg(τi) and [(σi)p0] = [(τi)p0] for all i.

Given σ ∈ F×q, deg(σ) = d over Fq, then {1, σ, · · · , σd−1} is a Fq-basis of Fq(σ) = Fqd, which produces a algebra embedding φσ : Fqd → Md(Fq) by φσ(σ) = B(σ), then restricts to a group embedding ισ : F×qd → GLd(q). Similarly, this produces a matrix algebra embedding φσk : Mk(Fqd) → Mkd(Fq) by φσk(σEij) = B(σ) ⊗ Eij, where ⊗ is the Kronecer product of matrices, and Eij is the k × k matrix with (i, j)-entry 1 and other entries 0, and then restricts to a group embedding ισk : GLk(qd) → GLkd(q). Note that ισ(σ) = B(σ), ισk(Jσ(k)) = JB(k) and ισk(J1(k)) = JId(k).

Let k = (k1, · · · , ka) ∈ Na and λ ` k. Then π ∈ Sa acts naturally on each a-tuple, such as σ, k and λ. Write the action on the right.

Definition 1.7. Let σ = (σ1, · · · , σa) ∈ (F×q)a, with deg(σi) = di for each i = 1, · · · , a.

Let λ = (λ(1), · · · , λ(a)) ` k = (k1, · · · , ka) ∈ Na.

(1) An n-admissible pair with a pairs is of the form (σ, λ), where both σ and λ are a-tuple for some a ∈ N, σ is non-repeated, and n =Pa

i=1kidi.

(2) We say (σ, λ) and (τ , ν) are equivalent if there exists some π ∈ Sa such that σ and τ π are conjugate, and λ = νπ. The equivalence class [(σ, λ)] is called an n-admissible symbol.

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(3) We may write pairwisely the n-admissible pair and symbol with ◦ product, (σ, λ) = (σ1, λ(1)) ◦ · · · ◦ (σa, λ(a))

[(σ, λ)] =([σ1], λ(1)) ◦ · · · ◦ ([σa], λ(a))

(4) The dominance order of (multi)-partition naturally induces the partial order on n-admissible symbol. Denote [(σ, λ)] D [(τ , ν)] if there exists some π ∈ Sa such that σ and τ π are conjugate and λ D νπ.

(5) If (σ, λ) is an n-admissible pair, then we associate an element g := su ∈ GLn(q), where s is semisimple and u is unipotent,

s = s(σ, k) := diag

σ11))(k1), · · · , (ισaa))(ka)

= diag



B1(k1), · · · , B(kaa)

 u = u(λ, k) := diag ισk1

1 J1(1)) , · · · , ισka

a J1(a))

= diag



JId1(1)), · · · , JIda(a))



where Bi is the companion matrix of the minimal polynomial of σi over Fq. Note that diag(B(k)) means k copies of B on diagonal, not k power of B.

Then it is not hard to see that Proposition 1.8.

(1) (σ, λ) and (τ , ν) are equivalent if and only if their corresponding su are conjugate to each other.

(2) The set ΣK := { [(σ, λ)] | (σ, λ) is an n-admissible pair } is the complete set of representatives of conjugacy classes of GLn(q).

(3) The set ΣF := { [(σ, λ)] | (σ, λ) is an n-admissible pair, σ is p-regular } is the com- plete set of representatives of p-regular conjugacy classes of GLn(q).

Proof. (1) Note that π means changing the order of blocks of s and u, and if σ1 is conjugate to τ1 over Fq, they produce the same companion matrix of their common minimal polynomial.

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(2) We show that every g ∈ GLn(q) is conjugate to some s(σ, k)u(λ, k). The rational canonical form of g is

Rg = diag(JB1(1)), · · · , JBa(a)))

so it suffices to prove the case Rg = JB(k) for some d × d matirx B = B(σ) and k ∈ N. Let S = diag(B(k)), U = JId(k), N = U − Id, then Rg = S + N . Now take D = diag(Id, B, · · · , Bk−1), then we have D−1SD = S and D−1N D = SN . Hence D−1RgD = S + SN = SU and we are done.

(3) Since u is always p-regular (p does not divide q), su is p-regular if and only if s is p-regular, which is equivalent to σ is p-regular.

Some other properties of the n-admissible symbols are put in chapter 4.

Given su = s(σ, k)u(λ, k), if g ∈ GLn(q) centralize su, then it centralize both s and u by the uniqueness of the decomposition. That is, the centralizer

CGLn(q)(su) = CGLn(q)(s) ∩ CGLn(q)(u) The centralizer of s is,

CGLn(q)(s) = (ισk1

1 × · · · × ισk1

1) GLk1(qd1) × · · · × GLka(qda)

The centralizer of u is more complicated. Nevertheless, by [Sp2, I, 2.2], the size of the centralizer of u is,

CGLn(q)(u)

= qNY

i≥1

|GLri(q)| (1)

where N = N (λ) is defined as follows. Write λ =[+]ai=1[di(i) into (1r1, 2r2, · · · ). Then N =P

i≥10i)2− ri2. Note that λ0i =P

j≥irj, hence N ≥ 0.

1.4 Size of Conjugacy Classes of R

n

Recall that Rn is a subgroup of GLn satisfying SLn ≤ Rn ≤ GLn and Rn/SLn = Op0(GLn/SLn). In the later proof, we need to find the size of conjugacy classes of Rn.

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For g ∈ G, let ConjG(g) be the conjugacy class of g in G. The following is the general lemma we use.

Lemma 1.9. Let S E G, G/S cyclic, and S ≤ R ≤ G. For any g ∈ R, let c = (G : CG(g)S), d = (G : R). Then | ConjG(g)|/| ConjR(g)| = gcd(c, d).

Proof. Denote C = CG(g) and D = CR(g) = C ∩ R. Then

| ConjG(g)|/| ConjR(g)| = (G : C)/(R : D)

The key step is to drag C, D to CS, DS, where we can count their index in G. Now C ∩ S = C ∩ R ∩ S = D ∩ S, thus |DS|/|CS| = |D|/|C|. Consider π : G → G/S = hxi, then π(CS) = hxci, π(R) = hxdi, and π(CS ∩ R) = hxlcm(c,d)i. Since CS ∩ R = DS, we have (G : DS) = lcm(c, d). Therefore

| ConjG(g)|

| ConjR(g)| = |G|

|C|

|D|

|R| = |G|

|CS|

|DS|

|G|

|G|

|R| = c · d

lcm(c, d) = gcd(c, d)

Lemma 1.10. Let u = J1(λ) be a Jordan block of GLk(q), λ ` k. Then det maps CGLk(q)(u) onto hε∆(λ)i ≤ F×q, where ε is a generator of F×q.

Proof. Denote C = CGLn(q)(u) and write λ into (1r1, 2r2, · · · ). Then u is similar to L

i:ri>0Iri⊗ J1(i), hence D =L

i:ri>0GLri(q) ⊗ Ii commutes with u and is a subgroup of C. Consider P0 a Sylow p0-subgroup of C. By equation (1), (C : D) = qN, thus we have C = P0D. Now for any element a ∈ P0, aqr = In for some r ∈ N, while detq(a) = det(a) since it’s an element of F×q. Hence det(P0) = {1}, det(C) = det(D), and det(GLri(q) ⊗ Ii) = hεii gives det(D) = hε∆(λ)i, as desired.

Proposition 1.11. Let g = su = s(σ, k)u(λ, k) be a representative of a p-regular conjugacy class in GLn(q) corresponding to [(σ, λ)] ∈ ΣF. Then g ∈ Rn and

| ConjGLn(g)|

| ConjRn(g)| = gcd{(GLn: Rn), ∆(λ)}

Proof. Let π0 : GLn → GLn/Rn. Note that GLn/Rn is a p-power, thus π0(g) must be identity, hence g ∈ Rn.

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Denote C = CGLn(q)(g). To apply Lemma 1.9, we need to find the index c = (GLn : C · SLn), which leads to finding det(C · SLn) = det(C). Then

C = CGLn(q)(su) = CGLn(q)(s) ∩ CGLn(q)(u) = CCGLn(q)(s)(u)

=

a

Y

i=1

Cισi

ki(GLk1(qd1))σki

i(J1(i)))) =

a

Y

i=1

ισki

i

 CGL

k1(qd1)J1(i)) Now for k, d ∈ N, σ ∈ F×q, deg(σ) = d, consider the following commute diagram

GLk(qd) GLkd(q)

F×qd F×q ισk

det det

NF

qd/ Fq

For each d, take a generator εd ∈ F×qd such that ε = NF

qd/ Fqd). Then det(C) =

a

Y

i=1

det ◦ ισki

i

 CGL

k1(qd1)J1(i))

=

a

Y

i=1

NF

qdi/ Fq ◦ det CGL

k1(qd1)J1(i))

=

a

Y

i=1

NF

qdi/ Fq

hε∆(λd (i))i

=

a

Y

i=1

∆(λ(i))i = hε∆(λ)i

Hence c = ∆(λ). Applying Lemma 1.9 with d = (GLn: Rn) yields the result.

1.5 Representations and Modules

Let G be a finite group, R a commutative ring with 1, and V an R-module. We call (V, ρ) a representation of G over R if ρ : G → GL(V ) is a group homomorphism, where GL(V ) is the group of R-module automorphisms of V . In this thesis R will always be a field F, and V is a finite vector space over F.

Given a representation ρ : G → GL(V ), it can be extended to an FG-module, also denoted V . In contrast, given an FG-module V , it defines a representation ρ of G in V over F. We will also call V a representation, although it is the underlying module of ρ.

Definition 1.12. Let V be an FG-module.

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(1) An FG-module W is a submodule (subrepresentation) of V , denoted W ⊂ V , if W ⊂ V as vector space over F, and stable under the action of G.

(2) A submodule W of V is a (direct) summand of V , denoted W | V , if there is another submodule W0 of V such that V = W ⊕ W0 as vector space.

(3) V is an irreducible representation, or a simple FG-module, if {0} and V are the only submodules of V .

(4) Denote IrrF(G) to be the set of all isomorphic types of non-isomorphic irreducible representations of G over F.

(5) V is a trivial representation if V ∼= F and ρ acts trivially, denoted idG.

(6) V is semi-simple or complete reducible, if every submodule of V is a summand of V . Hence V =L Wi for some irreducible submodules Wi of V .

(7) The dual of V , denoted V, is the F-module HomF(V, F), equipped with the action of G, (gf )(v) = f (g−1v), becoming an FG-module. It is known that HomF(V1, V2) ∼= V1⊗ V2.

Let H ≤ G. We may construct some FH-module from an FG-module, or vise versa.

Definition 1.13. Let V be an FG-module, and W be an FH-module.

(1) The restriction of V from G to H, denoted as ResGH(V ) or V ↓GH, simply restrict the action of FG to FH. If G is clear, we may also write V ↓H for simplicity.

(2) The induction of W from H to G, denoted as IndGH(W ) or W ↑GH, is defined to be FG ⊗FH W . If H is clear, we may also write W ↑G for simplicity.

(3) Assume F = K or F = F with p6 | |G|. For FG-modules V1, V2, define hV1, V2iG = dimFHomFG(V1, V2). Similarly for hW1, W2iH.

(4) For g ∈ G, letgH := gHg−1. ThengW := g ⊗ W is naturally an F(gH)-module.

(5) The kernel of V , denoted ker V , is the unique maximal subgroup H ≤ G such that H acts trivially on the FH-module V ↓H. It is known that ker V E G.

The basic properties of restriction and induction is on, for example, [F, II], so we omit them here. We only list some important theorems here.

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Theorem 1.14. Let V be an FG-module, and W be an FH-module.

(1) (Frobenius Reciprocity) Assume F = K or F = F with p6 | |G|.

hV, W ↑GiG = hV ↓H, W iH

hW ↑G, V iG = hW, V ↓HiH (2) (Mackey Decomposition) Let A ≤ G. Then

(W ↑GH)↓GA∼=M

x

x(W ↓GH∩Ax) ↑AxH∩A

summing over the complete set of double coset representative x ∈ [A\G/H].

Let S E G. We may construct some F(G/S)-module from an FG-module, or vise versa.

Definition 1.15. Let V be a FG-module, and W be a F(G/S)-module.

(1) The S-fixed point of V , denoted as VS, is the abelian group {v ∈ V | sv = v for all s ∈ S} equipped with the action of G, which can be viewed as an F(G/S)- module.

(2) The inflation of W , denoted as inflGG/S(W ), has the same underlying space W , equipped with the action g · w = π(g)w for any g ∈ G, w ∈ W and the canonial homomorphism π : G → G/S.

Their basic properties is on, for example, [GR, Chap 4]. It is known that the fixed point construction is adjoint to inflation, so they has an analogue to the Frobenius reciprocity. We list the following relations here for later usage.

Proposition 1.16. Let S E G, A any other subgroup of G.

(1) (Restriction commutes with inflation) Let V be an F(G/S)-module. Then

inflAA/A∩S(V ↓G/SAS/S) ∼= (inflGG/S(V ))↓GA

Note that we identify A/A ∩ S ∼= AS/S.

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(2) (Induction commutes with inflation) Assume additionally S E A. Let W be a F(A/S)-module. Then

inflGG/S(W ↑G/SA/S) ∼= (inflAA/S(W ))↑GA

1.6 Characters

Given K ⊂ Q, let OK be the ring of integer of K. Pick any prime p and any prime ideal p of OK containing p, there is a corresponding p-adic valuation νp. Take the ring A = {α ∈ K | νp(α) ≥ 0}, which has a unique maximal ideal m = {α ∈ K | νp(α) > 0}.

The residue field F = A/ m is of characteristic p. If K = Q is algebraically closed, then F = Fp is also algebraically closed.

Definition 1.17. The triple (K, A, F ) is called a p-modular system.

Let G be a finite group, ρ : G → GL(V ) an representation over K. Then the (ordinary) character χV : G → K of G corresponding to V , is defined to be χV(g) = Tr(ρ(g)), with ρ(g) : v 7→ ρ(g)v written as an invertible matrix with a chosen basis of V . It is clear that the definition of character does not depend on the basis, by the property of the trace.

The properties of characters can be founded in the textbook of Serre [S].

Definition 1.18.

(1) We say χV is irreducible if V is.

(2) Write irrK(G) the set of all irreducible ordinary characters.

(3) A class function f : G → K, is a function satisfied f (xgx−1) = f (g) for any g, x ∈ G.

By the property of the trace, it is clear that characters are class functions.

(4) For two characters χ, φ of G, define hχ, φi = |G|−1P

g∈Gχ(g)φ(g−1).

(5) Let R+K(G) be the set of all characters of G over K, and RK(G) be the additive group generated by the characters of G over K. The elements of RK(G) are called the virtual characters.

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Proposition 1.19. Let K = Q.

(1) There are only finite irreducible characters of G, written as χ1, · · · , χh.

(2) RK(G) is a Z-module with basis {χ1, · · · , χh}, and χi are mutually orthogonal with the inner product h·, ·i

(3) Every class functions are virtual characters, hence the set of all class functions coincides RK(G). By considering that any class function is constant on a conjugacy class of G, the number of irreducible characters of G is exactly the same as the number of conjugacy classes of G.

(4) V and W are isomorphic representations of G if and only if χV = χW. (5) If V = Lh

i=1niWi for Wi ∈ IrrK(G), ni means Wi appears ni times. Then χV = Ph

i=1niχi, where χi are characters corresponding to Wi.

In general, if K is a field of characteristic 0 with algebraic closure K, one can view any KG-module V as a KG-module VK by scalar extension, then define χV = χV

K. However, some irreducible KG-module cannot be realized over K, hence RK(G) may be a proper subgroup of RK(G). To ensure RK(G) = RK(G), a sufficient condition is that K contains the mth root of unity [S, Theorem 24], where m = lcm{|g| | g ∈ G}.

In this case we say K is sufficiently large for G. In other words, RK(G) is independent of K as long as K is sufficiently large for G, and we may replace K = Q by any K sufficiently large for G in Proposition 1.19.

Now consider Greg := {g ∈ G | g is p-regular}. Let (K, A, F ) be a p-modular system, with K, F sufficiently large for Greg, and F = A/ m. Pick ζ a m0th root of unity of F , where m0 = lcm{|g| | g ∈ Greg}, and ˜ζ a m0th root of unity of K which passing from K to F is ζ.

Let V be an F G-module of dimension n. For g ∈ Greg, let ρ(g) : v 7→ gv for v ∈ V . Then ρ(g) is diagonalizable, and its eigenvalues t1, · · · , tn are all powers of ζ, hence

˜t1, · · · , ˜tn are corresponding powers of ˜ζ. Define φV(g) = Pn

i=1˜ti. Then φV : Greg → K is called the Brauer character of V .

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The properties of Brauer characters are also in [S]. It shares many properties with ordinary characters, but without orthogonality.

Definition 1.20.

(1) We say φV is irreducible if V is.

(2) Write irrF(G) the set of all irreducible ordinary characters.

(3) Let R+F(G) be the set of all Brauer characters of G over F , and RF(G) be the additive group generated by the Brauer characters of G over F . The elements of RF(G) are called the virtual Brauer characters.

Proposition 1.21. Let F = Fp.

(1) If 0 → V1 → V → V2 → 0 is an exact sequence of F G-modules, then φV = φV1V2. (2) RF(G) is a Z-module with basis {φ1, · · · , φh0}.

(3) The number of irreducible Brauer characters of G is exactly the same as the number of conjugacy classes of Greg. Hence the number of irreducible Brauer characters is equal to or less than the number of irreducible ordinary characters.

(4) V and W have the same composition factors if and only if φV = φW.

(5) If for each Wi ∈ IrrF(G), V has ni composition factors isomorphic to Wi, then φV =Ph

i=1niφi, where φi are Brauer characters corresponding to Wi.

Note that in the case of characteristic 0, every KG-module is complete reducible.

Hence two modules have common composition factors are actually isomorphic.

We may say F is sufficiently large for G with the same definition to K, replacing F = Fp by any F sufficiently large for G in Proposition 1.21.

Given any ring R, let C be a category of R-modules. Then the Grothendieck group of C is the abelian group defined by the generators [V ] for any V ∈ C, and relations [V ] = [V1] + [V2] if 0 → V1 → V → V2 → 0 is an exact sequence.

Then for any field F = K or F sufficiently large over G, the Grothendieck group of FG-modules has a canonical group isomorphism to RF(G) by [V ] 7→ χV or φV.

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Hereafter, we identify RF(G) with the Grothendieck group of FG-modules, and omit the bracket. That is, when we say V = V1 + V2 in the Grothendieck group of FG- modules, we actually means [V ] = [V1] + [V2], hence χV = χV1 + χV2 or φV = φV1+ φV2. We use this terminology because the name of the representation is often quite long (e.g.

LK(σ, λ)), which is not suitable to write in character form.

1.7 The Decomposition Matrix

Let K ⊂ Q be a field of characteristic 0, sufficiently large with respect to G, and F = A/ m be the field of characteristic p defined in the first paragraph of section 1.6, so (K, A, F ) forms a p-modular system.

For a KG-module V , pick a lattice V1, a finite generated A-submodule of V , gener- ating V as a K-module. Let V2 be the sum of the image of V1 under elements of G, hence V2 is also a lattice of V which is stable under G. Define V = V2/mV2. Then V is an F G-module, called a reduction modulo p of V , written as V = V mod p (although it is actually mod m.)

The following proposition are from [S].

Proposition 1.22. Let V be an KG-module.

(1) V is not unique, but they share common composition factors, hence having the same Brauer characters φV.

(2) We have φV = χV|Greg.

Hence the reduction modulo p of an ordinary (virtual) character χ may be defined as χ := χ|Greg, and the group homomorphism d : RK(G) → RF(G) defined by reduc- tion modulo p is well-defined, and send characters R+K(G) to characters R+F(G). The transpose of the matrix form of d is a | IrrK(G)| × | IrrF(G)| matrix with non-negative integer entries, called the decompostion matrix. Each row of the decompostion matrix shows how χ decompose into sum of Brauer characters.

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A theorem [S] shows that d is surjective (so the decomposition matrix has full rank), but little else properties are known. Finding out the properties of decomposition matrix is a main objective in the study of representation theory.

We list here some properties of reduction modulo p.

Proposition 1.23. Reduction modulo p commutes with conjugation, restriction, induc- tion and inflation, in the sense of common composition factor.

Proof. These are all simple with character and using Proposition 1.22(2).

1.8 Harish-Chandra Induction

In this thesis, we are concerning about Harish-Chandra induction, a construction of FGLn-module from FGLr-module and FGLs-module with n = r + s.

Let L, U, P ≤ GLn be the group of matrices of the form:

L = gr gs



U =  Ir ∗ Is



P = gr ∗ gs



with gr ∈ GLr, gs ∈ GLs, and Ir, Isidentity. It is easy to check that L ∼= GLr×GLs, U E P , and L ∼= P/U canonically.

Let Wr, Ws be FGLr-module and FGLs-module, respectively. Then Wr⊗ Ws gives an FL-module. The Harish-Chandra induction is defined as

Wr◦ Ws = inflPL(Wr⊗ Ws) ↑GLP n

Proposition 1.24. Let W be FGL-module for ∗ = r, s, t.

(1) Wr◦ Ws∼= Ws◦ Wr.

(2) (Wr◦ Ws) ◦ Wt ∼= Ws◦ (Wr◦ Wt).

(3) Wr◦ Ws∼= Ws◦ Wr.

The commutativity and associativity of this Harish-Chandra induction can be easily extended to the case n =Pa

i=1ni for any a ∈ N.

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2 Representation Theory of GLn

(

q

)

Here we follow [J] to gives a construction of irreducible representations of GLn= GLn(q) over F = K or F with characteristic not dividing q. F needs to contain p0-root of unity, and be sufficiently large for all the groups we have considered in this section.

2.1 Compositions, Tableaux and Permutations

Although we have defined patitions of k in section 1.1, it is natural to consider compo- sitions, an unordered version of partition, when talking about the FGLn-modules.

A composition λ of a non-negative k, denoted λ |= k, is a non-negative integer sequence (λ1, λ2, · · · ) where P

iλi = k. A composition is a partition if λ1 ≥ λ2 ≥ · · · , written as λ ` k. The transpose λ0 := (λ01, λ02, · · · ) is defined as λ0i = #{λj | λj ≥ i}.

Note that λ0 must be a partition, and λ00 is the partition rearranging each terms of λ by order. If λ, µ |= k, the dominance order λ D µ is defined by that of partitions λ0E µ0, that is,Pj

i=1λ0i ≤Pj

i=1µ0i for all j ∈ N.

Fixed some r ∈ N, a partition λ ` k is r-singular if for some i, λi = λi+1 = · · · = λi+r−1> 0, otherwise it is r-regular. Hence every nonempty partition is 1-singular, and conventionally every partition is ∞-regular.

For λ |= k, a λ-tableau is a bijection from [λ] := {(i, j) | 1 ≤ i, 1 ≤ j ≤ λi} to {1, 2, · · · , k}. For a λ-tableau t, we may draw it by embedding [λ] into N × N, with x-axis point to south and y-axis point to east, and put the number on its corresponding coordinate. The following are examples of tableaux.

A (22, 3)-tableau t1 A (4, 3, 2)-tableau t2 A (4, 3, 2)-tableau t3 2 4

1 7 3 5 6

1 2 3 4 5 6 7 8 9

1 4 7 9 2 5 8 3 6

A tableau t is said to be row standard if in each row, the number increase as the y-coordinate increase. The t1, t2, t3 above are all row standard.

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Let tλ be the unique λ-tableau, put the number in lexicographical order of the coor- dinate, comparing x-coordinate first. Similarly, let tλwλ be the unique λ-tableau, put the number in lexicographical order of the coordinate, comparing y-coordinate first.

For example, if λ = (4, 3, 2), then tλ = t2 and tλwλ = t3 above.

For λ |= k, let t be a λ-tableau, (i, j) ∈ [λ] a node of [λ], m ≤ k.

(i, j)t is the number corresponding to the node.

rowt(m) := i, if (i, j)t = m. That is, m is on the ith-row of t.

colt(m) := j, if (i, j)t = m. That is, m is on the jth-column of t.

rowλ(m) := rowtλ(m), an abbreviation for tableau tλ.

For w ∈ Sk, let tw be the λ-tableau such that (i, j)(tw) = ((i, j)t)w. wλ ∈ Sk is the permutation consistent with the notation tλwλ above. For example, if λ = (4, 3, 2), then wλ = (2 4 9 6 5)(3 7 8). Let R(t) := {w ∈ Sk | rowt(i) = rowt(iw) for all i}, the row stabilizer of t, and C(t) := {w ∈ Sk | colt(i) = colt(iw) for all i}, the column stabilizer of t.

Let d, k ∈ N and n = dk. If λ |= k, define dλ |= n by (dλ)i = d(λi).

For w ∈ Sk, define πw ∈ Sn by

πw : ad − b 7→ (aw)d − b, 1 ≤ a ≤ k, 0 ≤ b ≤ d − 1

That is, if we divide {1, 2, · · · , n} into k packs v1 = (1, 2, · · · , d), v2 = (d + 1, d + 2, · · · , 2d), · · · , vk = ((k − 1)d + 1, (k − 1)d + 2, · · · , kd), then πw permutes the index of {vi} while not changing its order inside.

Let Wn ≤ GLn(q) be the permutation group. We identify Wn with Sn via π 7→

(ei 7→ e), where {ei} is the standard basis of (Fq)n. Then Wk→n := {πw | w ∈ Sk} is a subgroup of Wn.

For example, if λ = (4, 3, 2), w = (3 5 4 7 8), d = 2, then we have

數據

Table 1: Decomposition matrix of S 6 , p = 3
Table 2: The property table for some families of groups
Table 3: Decomposition matrix of GL 2 , p &gt; 2, p | q − 1
Table 4: Decomposition matrix of SL 2 , p &gt; 2, p | q − 1, q odd
+7

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