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AlN Surface Passivation of GaN-Based High Electron Mobility Transistors by Plasma-Enhanced Atomic Layer Deposition

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N A N O E X P R E S S

Open Access

AlN Surface Passivation of GaN-Based High

Electron Mobility Transistors by

Plasma-Enhanced Atomic Layer Deposition

An-Jye Tzou

1,2,3,4*

, Kuo-Hsiung Chu

3

, I-Feng Lin

4,5

, Erik Østreng

4

, Yung-Sheng Fang

4

, Xiao-Peng Wu

4

, Bo-Wei Wu

2

,

Chang-Hong Shen

2

, Jia-Ming Shieh

2

, Wen-Kuan Yeh

2

, Chun-Yen Chang

1,6

and Hao-Chung Kuo

2,3,4

Abstract

We report a low current collapse GaN-based high electron mobility transistor (HEMT) with an excellent thermal stability at 150 °C. The AlN was grown by N2-based plasma enhanced atomic layer deposition (PEALD) and shown a refractive index of 1.94 at 633 nm of wavelength. Prior to deposit AlN on III-nitrides, the H2/NH3plasma pre-treatment led to remove the native gallium oxide. The X-ray photoelectron spectroscopy (XPS) spectroscopy confirmed that the native oxide can be effectively decomposed by hydrogen plasma. Following the in situ ALD-AlN passivation, the surface traps can be eliminated and corresponding to a 22.1% of current collapse with quiescent drain bias (VDSQ) at 40 V. Furthermore, the high temperature measurement exhibited a shift-free threshold voltage (Vth), corresponding to a 40.2% of current collapse at 150 °C. The thermal stable HEMT enabled a breakdown voltage (BV) to 687 V at high temperature, promising a good thermal reliability under high power operation. Keywords: GaN, High electron mobility transistor (HEMT), Atomic layer deposition (ALD), Current collapse, Surface passivation

Background

Recent progress in high-power field-effect transistors (FET) was focused on GaN-based wide band-gap semi-conductors. GaN-based high electron mobility transistors (HEMTs) have demonstrated a great potential due to their high breakdown electric field, low on-state resistance (Ron), and high thermal stability [1, 2]. Therefore,

GaN-based HEMTs provide significantly better performance compared with traditional Si-based power devices. How-ever, GaN-based HEMTs meet the demand of reduction in dynamic on-resistance, which is so-called “current collapse” phenomenon during the high power switching. Current collapse phenomenon can be attributed to the high density of traps in GaN-based materials. The traps capture electrons and then act as a virtual gate on the surface, which deplete channel electrons and

increase on-resistance simultaneously [3]. Previous studies suggest kinds of dielectric layer can be effective passiv-ation layers, such as plasma-enhanced chemical vapor deposition (PECVD) grown SiNx [4], atomic layer

deposition (ALD) grown Al2O3 high-κ dielectric layer

[5], and plasma-enhanced ALD (PEALD) grown AlN [6]. The effective passivation of PEALD grown AlN with in situ low-damage plasma pre-treatment enables to remove the surface native oxide with minimum surface damage. The surface native oxide is strongly related to the surface defects, leading to the current collapse and unreliable de-vice performance [6]. Therefore, an optimum passivation layer with surface oxide removal process is a key technol-ogy to fabricate reliable GaN-based HEMTs. In this paper, we demonstrate a high reliable GaN-based HEMT regard-ing the PEALD-AlN passivation. Prior to AlN deposition, the hydrogen plasma carried out the surface native oxide removal process. The hydrogen plasma promised a low dynamic on-resistance, revealing a 22.1% of current col-lapse with quiescent drain bias (VDSQ) at 40 V. Moreover,

the ALD-AlN with in situ plasma pre-treatment showed a

* Correspondence:ajtzou@narlabs.org.tw

1

Department of Electrophysics, National Chiao Tung University, Hsinchu 30010, Taiwan

2National Nano Device Laboratories, No. 26, Prosperity Road 1, Hsinchu 30078, Taiwan

Full list of author information is available at the end of the article

© The Author(s). 2017 Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

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687 V of high breakdown voltage (BV) at 150 °C, promis-ing a good thermal reliability under high power operation.

Methods

Epi-Wafers

Al0.3Ga0.7N/GaN HEMT structure was grown on 6-inch

Si(111) by low pressure metal-organic chemical vapor deposition (MOCVD) system. The HEMT structure ex-hibited two-dimensional electron gas (2DEG) sheet density of 1.07 × 1013cm−2, 2DEG mobility of 1315 cm2/ V•s, and sheet resistance of 447 Ω/sq. Figure 1a shows the structure diagram of epi-layers. However, GaN-on-Si with low-resistivity substrate tends to leak current from the channel to substrate, resulting in a reduction of BV [7]. We reported a low carbon-doped AlGaN back barrier, which showed a comparable BV to that of regular devices, but the trap density can be minimized or eliminated due to its higher growth temperature [8].

Device Fabrications

The epi-wafers were separated into pieces by 2 × 2 cm2. First, the BCl3/Cl2-based inductively coupled plasma

etching was employed to define the mesa isolation. The specific contact resistance (ρc) of 2.34 × 10−6Ω-cm2was

obtained by Ti/Al/Ni/Au (25/125/40/150 nm) ohmic metal and thermal metallization by a rapid thermal an-nealing (RTA) at 850°C for 30 sec. Before passivation, ex situ surface cleaning by HCl:DI = 1:1 and BOE:DI = 1:100 was carried out the residual carbon and native oxide removal. Afterward, the surface was secondly treated by remote plasma by PicosunTM R200 PEALD. Next, the high-κ insulator was in situly deposited. After the gate in-sulator was deposited, the Ni/Au (50/200 nm) Schottky gate metal was evaporated. The HEMT device was real-ized with a 2-μm gate length (LG), 2-μm source-to-gate

distance (LSG), 10-μm gate-to-drain distance (LGD), and

100-μm gate width (WG). Finally, a 150-nm-thick SiNx

was deposited by plasma-enhanced chemical vapor depos-ition (PECVD) at 300 °C. The process flow is presented in Fig. 1b.

Surface Pre-Treatment and AlN Passivation

AlN-passivated HEMT received an identical in situ cleaning process by 1500 W H2/NH3 remote plasma

pre-treatment. The pre-treatment process was con-sisted by 36 cycles of digital H2/NH3plasma for 5 s/5 s

of pulse/purge time. Following the surface pre-treatment, the stacking 2-nm-thick AlN and 20-nm-thick Al2O3were

grown on the HEMT surface to serve as gate insulator. The ALD-AlN was employed to isolate oxygen into GaN-based materials for preventing the formation of Ga-O compound [6]. In this study, we fabricated two growth conditions of AlN. First AlN was grown at 350 °C in Ar ambient by applying 0.1 s 99.999% pure trimethylalumi-num (TMA), and 5.5 s long, 2800 W plasma-activated N2

pulses. Each pulse was separated by purge steps with 99.999% pure Ar only flowing for 8 s. Second ALD-AlN was grown at 300 °C, 0.1 s TMA and 11.5 s long, 2800 W plasma-activated NH3pulses. The purge time was kept at

8 s via Ar purging. Afterwards, the 20-nm thick thermal ALD-grown Al2O3 was in situly grown on AlN. The

Al2O3was grown at 300 °C in Ar ambient by applying 0.1

s TMA, and 0.1 sec for H2O through 7 s Ar purging. The

growth parameters are listed in Table 1.

The X-ray photoelectron spectroscopy (XPS) using a PHI QuanteraII system was employed to determine the stoichiometry of the dielectric films. The narrow scan mode with Ar sputtering investigated the depth profile of the elemental composition during the inter-face. The minimum spot size is 7.5-um-diameter. The J.A. Woollam M-2000 spectroscopic ellipsometer was used to determine the refractive index (n) spectrum of

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AlN. The deuterium light source with the minimum beam size is 0.3 mm.

Results and Discussion

The refractive index spectrum of ALD-AlN is shown in Fig. 2a. The ALD-AlN was grown on Si(100) substrate to investigate the optical characteristics. The refractive index shows 1.94 and 2.04 at 633 nm of wavelength for N2-based and NH3-based AlN, respectively. In previous

studies, the refractive index of AlN was reported by 2.09 atλ = 632.8 nm, which was grown by MOCVD [9]. In addition, the radio frequency magnetron sputtering grown AlN suggested the refractive index is between 1.95 and 2.05 at 633 nm [10]. A lower refractive index can be observed from the PEALD grown AlN films, which can be attributed to a lower crystallinity of PEALD-grown AlN. S. Huang et al. reported that re-gional polycrystalline domains appeared at the top of the ALD-grown AlN layer, which were responsible for the lower refractive index. However, the single crystal AlN can be grown in the first mono-layers, leading to a good surface passivation for GaN-based HEMTs [6]. Indeed, the MOCVD-grown AlN shows a higher re-fractive index than ALD grown AlN but the fact that we cannot growth AlN on GaN-on-Si based HEMT structure without cracks [11]. Also, sputtering AlN tends to damage the surface due to the ion bombard-ment by plasma [12]. As can be seen, the ALD-grown

AlN with comparable refractive index is the best choice for GaN-based HEMTs. Moreover, the NH3-based

ALD-grown AlN shows a higher refractive index than N2-based AlN but the growth rate of NH3-based AlN is

almost two times faster than N2ones. The XPS depth

profile investigation suggests higher oxygen content in NH3-based AlN thin film, as shown in Fig. 2b. The

higher oxygen content is most likely caused by sample exposed to atmosphere as well as leaked oxygen into the film. The feature suggests that the ALD-AlN with higher growth rate is not compact enough than N2

-based ALD-AlN. Therefore, the N2-based ALD-AlN

will be the first choice of surface passivation for GaN-based HEMTs.

The DC characteristics of IDS-VGS (VDS= 10 V) for

ALD-AlN passivated GaN-based HEMTs are shown in Fig. 3a. The ALD-AlN passivated HEMTs reveal the gate modulation and pinch-off characteristics. The maximum drain currents (IDS,max) are 832 and 573 mA/

mm for the AlN-passivated HEMT with plasma pre-treatment and without pre-pre-treatment, respectively. Figure 3b shows the IDS-VDS characteristics of the

HEMTs. The drain current of the AlN-passivated HEMT without plasma pre-treatment shows 577 mA/ mm at 2 V of gate bias (VGS). The characteristic of

AlN-passivated HEMT with plasma pre-treatment is comparatively enhanced, which reveals a higher drain current of 863 mA/mm. The specific on-resistance

Table 1 Surface treatment and high-κ dielectric growth condition by PEALD

Condition TMA 2800 W N2Plasma (Ar: 160 sccm) 2800 W NH3Plasma (Ar: 110 sccm) 1500 W H2Plasma (Ar: 30 sccm) 1500 W NH3Plasma (Ar: 30 sccm) Cycles

Flow Pulse/purge Flow Pulse/purge Flow Pulse/purge Flow Pulse/purge Flow Pulse/purge

Pre-treatment (300 °C) 15 5/5 50 5/5 36

N2-based AlN (350oC) 150 0.1/5 40 5.5/8 45

NH3-based AlN (300 °C) 150 0.1/5 80 11.5/8 19

Unit: (sccm) (s) (sccm) (s) (sccm) (s) (sccm) (s) (sccm) (s) cyls

Fig. 2 a Refractive index as a function of the wavelength. b XPS depth profiles of the AlN films grown by N2(closed square) and NH3(open circle)

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(spec. Ron) of the AlN-passivated HEMTs are 0.81 and

1.23 mΩ-cm2

for plasma pre-treatment HEMT and without pre-treatment one, respectively.

The values of IDS,maxfor the HEMT with plasma

pre-treatment were relatively high regarding the mobility en-hancement due to surface passivation eliminated carrier scattering [13, 14]. The better performance implies that the H2/NH3plasma-pretreatment leads to a high quality

interface between ALD-AlN and III-nitrides. To further investigate the gate control characteristics for both de-vices, the subthreshold swing (SS) is a parameter which clearly indicates the interface quality. The SS is defined to be the inverse slope of the log (IDS) versus VGS

char-acteristic in the subthreshold region. The values of SS are 80 and 125 mV/dec for the HEMT with and without plasma pre-treatment, respectively. The lower SS value confirms a lower interfacial state density after plasma pre-treatment. The interfacial states can be attributed to the native Ga-O bonds, which result in a high density of surface traps. Hence, it is essential to remove the native oxide on HEMTs surface. The hydrogen plasma enables to remove native oxide on the GaN surface, following the ammonia plasma will passivate the surface by plasma nitridation simultaneously. In addition, surface nitrida-tion also isolates the Ga and O atoms, preventing the formation of Ga-O bonds.

The pulsed IDS-VDS characteristics were extracted

from the off-state with a quiescent gate bias (VGSQ) of

-10 V to the on-state at 2 V in 500 ns and a separation of 1 ms. Then, the quiescent drain bias (VDSQ) was

swept from 0 V to 40 V (10 V step). As a result for plasma pre-treated HEMT, Fig. 3c shows a smaller dis-persion of IDS-VDS after H2/NH3plasma pre-treatment,

thereby surface trap was successfully decreased. The current collapse was investigated and summarized in Fig. 3d, which shows a smaller discrepancy after ALD H2/NH3plasma pre-treatment. The current collapse was

defined as:

Ron;dynamic−Ron;static

Ron;static  100%

The current collapse was 22.1% for the HEMT with plasma pre-treatment but the absent of pre-treatment HEMT shows 44.9% at VDSQ= 40 V. The current

col-lapse phenomenon can be effectively reduced by plasma pre-treatment for the GaN-based HEMTs.

The chemical properties of HEMT surface was clearly investigated by XPS spectroscopy. The XPS measurement system consists of a spherical capacitor analyzer and a monochromated Al Kα x-ray source

(hν = 1486.6 eV). The binding energies of the spectra were carefully calibrated through separated measure-ments of Cu 2p3/2, Ag 3d5/2, and Au 4f7/2 peak

posi-tions. The XPS spectroscopy enables to verify the native oxide was removed by plasma pre-treatment

Fig. 3 a IDS-VGScharacteristics of the ALD-AlN passivated HEMT with (blue squares) and without (red circles) plasma pre-treatment (VDS= 10 V).

b IDS-VDScharacteristics of ALD-AlN passivated HEMT (VGSfrom -8 to 2 V with 2 V step). c Pulsed IDS-VDScharacteristic of HEMT with (blue squares)

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process, leading to a high quality interface and promised low current collapse. The Ga2O3can be decomposed by

hydrogen plasma as [15, 16]:

Ga2O3 þ 4H  → Gað 2O↑ þ 2H2O↑Þ

þ 2GaOH↑ þ Hð 2O↑Þ

Figure 4 shows the Ga 3d core-level spectra of the two samples. The peaks can be realized by four major peaks to Ga-Ga at 18.5 ± 0.1 eV, Ga+-O (Ga2O) at 19.5 ± 0.1

eV, Ga-N at 19.7 ± 0.1 eV, and Ga3+-O (Ga2O3) at 20.7 ±

0.1 eV [17]. The two oxidation states of Ga2O and

Ga2O3contributed to the Ga-O bonds. The Ga-O/Ga-N

bond ratio provides a clearly evidence for the native oxides were removed. The Ga-O/Ga-N bond ratio was reduced from 33.1 to 17.8% as we adopted plasma pre-treatment, implying that the native Ga2O3was effectively

eliminated by H2/NH3plasma. Consequently, the surface

traps can be significantly reduced, which is consisted to the pulsed IDS-VDSinvestigation results.

However, the demands of GaN-based HEMTs require a thermal stability as high-voltage power switching devices typically operate at elevated junction temperature (Tj). It's

a difficult task for GaN-based HEMTs operate at high Tjin

particular a significant negative shift of threshold voltage (Vth) via high density traps present and were thermally

ac-tivated at the interface between dielectric and GaN-based materials [18]. The temperature-dependent IDS-VGSof the

plasma pre-treated HEMT was plotted in Fig. 5a. The off-state IDSincreased 2 orders of magnitude when the

mea-sured temperature increased from room temperature to 150 °C. The raised off-state IDS can be attributed to

in-creased buffer leakage [19]. As can be seen, a nearly shift-free of Vthwas obtained from RT to 150 °C, only 0.02 V

negative shifting of Vthwas observed. The shift-free of Vth

indicates the surface negative charges were eliminated. Pre-vious studies suggest a thermally induced negative Vthshift

is 0.5 V [19]; hence, the ALD AlN-passivated HEMTs with plasma pre-treatment proves that the trap density can be effectively improved. The inset of Fig. 5a summarizes the measurement results of current collapse under elevated temperatures, where the current collapse results were mea-sured at VDSQ= 40 V. A clear suppression of current

col-lapse was observed at higher temperatures for the HEMT with plasma pre-treatment, only 40.2% of current collapse at 150 °C. In contrast, the current collapse was increased to 50.8% at 450K for the HEMT without plasma pre-treatment. The result can be attributed to suppression the influence of trap states by native oxide removal. The traps will capture electrons from the gate or 2DEG channel at lower temperatures but release trapped electrons at higher temperatures, leading to a thermal-induced Ronvariation.

In general, the surface traps will be fixed at positive charges regardless of temperature and bias by effective pas-sivation. However, it is difficult to well-passivate high dens-ity of traps. The best way to improve thermal activated

Fig. 4 XPS spectroscopy of Ga 3d peak at the interface between AlN and AlGaN for HEMTs without (Upper) and with (under) plasma pre-treatment. The spectrum was fitted by Gaussian function and sepa-rated by four major components (solid lines) corresponding to Ga-Ga (blue), Ga2O (green), Ga-N (black), and Ga2O3(red)

Fig. 5 a Temperature dependent IDS-VGSof plasma pre-treated HEMT. The inset shows the current collapse with increased temperature.

b The temperature dependent BV measurement of plasma pre-treated HEMT. The void lines show the temperature dependent IGSof plasma

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current collapse is still trying to overcome the high density of traps. Therefore, H2/NH3plasma pre-treatment

prom-ised a low density of surface traps, corresponding to ALD-AlN passivation leads to lower negative surface charges.

Figure 5b shows the temperature dependent BV and gate leakage (IGS) for plasma pre-treated HEMT. The

soft BV was defined as off-state IDS at 1 μA. The soft

BV was reduced from 660 to 153 V as we increased the temperature from RT to 150 °C. The device BV can be reached to 858 V at RT but decreased to 687 V at 150 °C. We should notice that the gate leakages suggest the BVs were limited by impact ionization, as shown in the figure with void lines. Despite the soft BV was reduced to 153 V, a thermal stable HEMT en-abled a BV > 600 V at high temperature, promising a good thermal reliability under high power operation. The ALD approaches improve device performance and provide an effective and easy methods for preventing undesirable phenomena, producing reliable devices for high power applications.

Conclusions

In summary, we fabricated a low current collapse GaN-based HEMT with an excellent thermal stability. The ALD-AlN shows a refractive index of 1.94 at 633 nm of wavelength. Prior to deposit AlN on III-nitrides, the H2/

NH3plasma pre-treatment resulted in a low trap density

of the surface. The hydrogen plasma enables to effectively decompose native gallium oxide. The XPS spectroscopy reveals that the native oxide was removed. Following the in situ ALD-AlN leading to a well-passivated surface results in a low current collapse of 22.1% with quiescent drain bias (VDSQ) at 40 V. Furthermore, the high temperature

meas-urement exhibited a shift-free of Vth, corresponding to a

40.2% of current collapse at 150 °C. The thermal stable HEMT enabled a BV > 600 V at high temperature, promis-ing a good thermal reliability under high-power operation.

Acknowledgements

This study was funded by the Ministry of Science and Technology of Republic of China under grant number MOST 105-2622-E-009 -023 -CC2. The authors would like to acknowledge the supporting by EPISTAR Corporation for Industry-university Collaboration project.

Authors’ contributions

AJT, BWW, CHS, JMS, WKY, CYC, and HCK discussed the topic. AJT and KHC fabricated the different devices and performed the measurements. EØ, IFL, XPW, and YSF did the ALD process by NCTU-Picosun Joint Lab. All authors discussed the data analysis and interpretation and contributed equally to the writing of the manuscript. All authors approved the final version of the manuscript.

Competing interests

The authors declare that they have no competing interests.

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Author details

1Department of Electrophysics, National Chiao Tung University, Hsinchu 30010, Taiwan.2National Nano Device Laboratories, No. 26, Prosperity Road 1, Hsinchu 30078, Taiwan.3Department of Photonics and Institute of Electro-Optical Engineering, National Chiao Tung University, Hsinchu 30010, Taiwan.4NCTU-Picosun Joint Laboratories, National Chiao Tung University, Hsinchu 30010, Taiwan.5International College of Semiconductor Technology, National Chiao Tung University, Hsinchu 30010, Taiwan.6Research Center for Applied Sciences, Academia Sinica, 128 Academia Road, Section 2, Nankang, Taipei 11529, Taiwan.

Received: 2 January 2017 Accepted: 12 April 2017 References

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數據

Fig. 1 a Schematic cross section and dimensions of the HEMTs. b Device fabrication process flow
Fig. 2 a Refractive index as a function of the wavelength. b XPS depth profiles of the AlN films grown by N 2 (closed square) and NH 3 (open circle)
Fig. 3 a I DS -V GS characteristics of the ALD-AlN passivated HEMT with (blue squares) and without (red circles) plasma pre-treatment (V DS = 10 V).
Fig. 4 XPS spectroscopy of Ga 3d peak at the interface between AlN and AlGaN for HEMTs without (Upper) and with (under) plasma  pre-treatment

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