Part 16: Air Interface for Fixed and MobileBroadband Wireless Access SystemsAmendment for Physical and Medium Access Control Layers for Combined Fixed and Mobile Operation in Licensed Bands

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2005-10-14 IEEE P802.16e/D12, October 2005

2005-10-14 IEEE P802.16e/D12, October 2005

Draft IEEE Standard for

Local and metropolitan area networks

Part 16: Air Interface for Fixed and Mobile Broadband Wireless Access Systems

Amendment for Physical and Medium Access Control Layers for Combined Fixed and Mobile Operation in Licensed Bands

Sponsor

LAN MAN Standards Committee of the

IEEE Computer Society

and the

IEEE Microwave Theory and Techniques Society

Abstract: This amendment updates and expands IEEE Std 802.16-2004 to allow for mobile sub- scriber stations.

Keywords: fixed broadband wireless access network, metropolitan area network, microwave, millimeter wave, mobile broadband wireless access network, WirelessMAN^¤ standards

Copyright ' 2005 by the Institute of Electrical and Electronics Engineers, Inc.

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2005-10-14 IEEE P802.16e/D12, October 2005

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Introduction

(This introduction is not part of IEEE P802.16e, Draft Amendment to IEEE Standard for Local and Metro- politan Area Networks Part 16: Air Interface for Fixed and Mobile Broadband Wireless Access Systems Amendment for Physical and Medium Access Control Layers for Combined Fixed and Mobile Operation in Licensed Bands).

Participants

This document was developed by the IEEE 802.16 Working Group on Broadband Wireless Access, which develops the WirelessMAN“ Standard for Wireless Metropolitan Area Networks.

IEEE 802.16 Working Group Officers Roger B. Marks,Chair Ken Stanwood, Vice Chair

Dean Chang,Secretary

Primary development was carried out by the Working Group s Task Group e:

TGe Officers Brian Kiernan,Chair Ron Murias,Chief Technical Editor

Itzik Kitroser,Assistant Editor Jose Puthenkulam,Assistant Editor

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2005-10-14 IEEE P802.16e/D12, October 2005

The following members of the IEEE 802.16 Working Group on Broadband Wireless Access participated in the Working Group Letter Ballot in which the draft of this standard was prepared and finalized for IEEE Bal- lot:

[to be determined]

The following participated as non-members in the Working Group Letter Ballot:

The following members of the IEEE Balloting Committee voted on this standard, whether voting for approval or disapproval, or abstaining.

The following persons, who were not members of the IEEE Balloting Committee, participated (without voting) in the IEEE Sponsor Ballot in which the draft of this standard was approved:

When the IEEE-SA Standards Board approved this standard on [date], it had the following membership:

Also included is the following nonvoting IEEE-SA Standards Board liaison:

Aditya Agrawal Baraa Al-Dabagh Gordon Antonello Eli Avivi Phillip Barber David Castelow Dean Chang Naftali Chayat R mi Chayer Brian Eidson Carl Eklund Roger Eline Avraham Freedman Marianna Goldhammer Zion Hadad

David Johnston Panyuh Joo

Tal Kaitz Ofer Kelman Brian Kiernan Itzik Kitroser Changhoi Koo Jonathan Labs Yigal Leiba Lingjie Li John Liebetreu Hyoungsoo Lim Lars Lindh Heinz Lycklama Roger Marks Russell McKown Andrew Middleton Ronald Murias Robert Nelson

Greg Phillips Kamlesh Rath Gene Robinson Randall Schwartz Yossi Segal Radu Selea James Simkins Kenneth Stanwood Carl Stevenson Shawn Taylor David Trinkwon Rainer Ullmann Eyal Verbin Lei Wang Vladimir Yanover Choong-il Yeh Chulsik Yoon

Chang-Jae Lee Jeffrey Mandin Jose Puthenkulam

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This draft is intended for IEEE-SA Sponsor Ballot with individuals as the ballot group members.

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2005-10-14 IEEE P802.16e/D12, October 2005

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List of figures

Figure 17a Header-compressed CS PDU format without header suppression ... 9

Figure 17b Header-compressed CS PDU format with header suppression ... 9

Figure 19 Generic MAC header format ... 12

Figure 19a MAC signaling header type I format ... 14

Figure 20a Bandwidth request and UL Tx Power Report header format ... 15

Figure 20b Bandwidth request and CINR report ... 17

Figure 20c CQICH allocation request... 19

Figure 20d PHY channel report header ... 20

Figure 20e Bandwidth request and uplink sleep control header ... 21

Figure 20f SN report header format... 23

Figure 20g MAC signaling header type II format ... 25

Figure 20h Feedback header with CID field... 26

Figure 20i Feedback header without CID field... 26

Figure 20j MIMO Channel Feedback header with CID field ... 30

Figure 20k MIMO Channel Feedback header without CID field ... 30

Figure 20l Extended subheader group format... 35

Figure 23a Downlink HARQ subframe structure ... 77

Figure 23b Sub-MAP Burst ... 156

Figure 130 Construction of HARQ encoder packet... 167

Figure 130a Example of sleep mode operations with two power saving classes ... 175

Figure 130b HO and initial network entry ... 185

Figure 130c Example of cell selection with ranging ... 186

Figure 130d MS initiating handover with the BS ... 192

Figure 130e locally initiated transaction MOB_BSHO-RSP pending state flow diagram ... 193

Figure 130f Typical MS listening state flow diagram ... 194

Figure 130g locally initiated transaction MOB_BSHO-RSP pending state flow diagram... 195

Figure 130h Fast anchor BS selection mechanism ... 201

Figure 130i Paging-groups example ... 205

Figure 130j Security sublayer ... 216

Figure 130k AK from PAK only (from RSA - based authorization)... 227

Figure 130l AK from PAK and PMK (RSA-based and EAP-based authorization)... 228

Figure 130m AK from PMK (from EAP-based authorization) ... 228

Figure 130n AK with PMK and PMK2 (EAP-based authorization and Authenticated EAP-based authorization) ... 229

Figure 130o HMAC/CMAC/KEK derivation from AK ... 229

Figure 130p MTK key derivation from MAK ... 230

Figure 130q HMAC/CMAC authentication key derivation from EIK ... 231

Figure 131 TEK state machine flow diagram ... 238

Figure 137a MBS MAC PDU Ciphertext payload format... 254

Figure 137b Residual termination block processing with CTS ... 255

Figure 137c CBC IV generation ... 256

Figure 137d MBRA management ... 258

Figure 208a Format of DL subchannelization zone... 263

Figure 219 Illustration of OFDMA frame with multiple zones ... 280

Figure 220 Reduced CID decoding... 311

Figure 229a HARQ downlink allocation ... 313

Figure 230a Post Processing S/N for MIMO Region ... 347

Figure 230b Post Processing CINR for MIMO Region... 348

Figure 231a Subcarrier mapping of Fast-feedback modulation symbols for PUSC... 354

Figure 231b Subcarrier mapping of Fast-feedback modulation symbols for optional PUSC ... 354

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Figure 231c Mapping of MIMO coefficients for quantized precoding weights for enhanced fast MIMO

feedback payload bits... 356

Figure 231d Mapping of the payload bit sequence to a Fast-feedback channel ... 360

Figure 231e Subcarrier mapping of Primary Fast-feedback modulation symbol for PUSC ... 362

Figure 231f Subcarrier mapping of secondary Fast-feedback modulation symbols for PUSC ... 364

Figure 233a Common SYNC symbol structure (frequency domain) ... 423

Figure 233b Common SYNC symbol structure (time domain) ... 423

Figure 233c Pilot patterns for AAS mode in AMC zone... 455

Figure 249a Pilot Patterns in UL PUSC tile ... 460

Figure 251a Example of STC for optional zones in DL (matrix A for 2, 3, or 4 Tx and matrix B for 3 or 4 Tx)... 461

Figure 251b Example of matrix B with horizontal encoding for 3 or 4 Tx BS for optional zones in DL 462 Figure 251c Example of matrix C with vertical encoding for 2, 3, or 4 Tx BS for optional zones in DL 462 Figure 251d Example of matrix C with horizontal encoding for 2, 3 or 4 Tx BS for optional zones in DL.. 463 Figure 251e Pilot allocation for 2-antenna BS for the optional FUSC and the optional AMC zones ... 464

Figure 251f Pilot allocation for 3-antenna BS for the optional FUSC and the optional AMC zones ... 464

Figure 251g Pilot allocation for 4-antenna BS for the optional FUSC and the optional AMC zones... 465

Figure 251h Data mapping in the optional AMC Zone with 2 Tx antenna and matrix A ... 466

Figure 251i Data mapping in the optional AMC zone with 2 Tx antenna and matrix B... 467

Figure 251j Data mapping with CC in the optional AMC Zone with 4 Tx antenna and Matrix A... 468

Figure 251k Uplink pilot allocation for 2-antenna MS for the optional PUSC zones ... 483

Figure 251l Uplink data mapping for 2-antenna SS with matrix A for the optional PUSC permutation ... 484

Figure 251m Midamble FUSC structure (frequency domain) ... 485

Figure 251n Midamble PUSC structure (frequency domain) ... 485

Figure 254a Creation of the OFDMA randomizer initialization vector for HARQ ... 501

Figure D.1 Example Neighbor BS advertisement and scanning (without association) by MS request.... 616

Figure D.2 Example Neighbor BS advertisement and scanning (with non coordinated association) by MS request ... 617

Figure D.3 Example Neighbor BS advertisement and scanning (without association) by BS request .... 618

Figure D.4 Example Neighbor BS advertisement and scanning (with association) by BS request... 619

Figure D.5 Example Macro Diversity HO (Diversity Set Update: Add)... 620

Figure D.6 Example Macro Diversity HO (Diversity Set Update: Drop) ... 621

Figure D.7 Example sleep mode MS initiated ... 622

Figure D.8 Example sleep mode BS initiated ... 623

Figure D.9 Sleep mode, MS initiating awakening ... 624

Figure D.1 MS initiated HO process block diagram as seen by MS ... 626

Figure D.2 MS initiated HO process block diagram as seen by serving BS where final target BS is selected by serving BS ... 627

Figure D.3 BS Initiated HO process block diagram as seen by MS ... 628

Figure D.4 BS Initiated HO process block diagram as seen by serving BS ... 629

Figure F.1 Network model example ... 652

Figure F.2 Logical network reference model, control plane... 652

Figure G.3 Block diagram of the encoder architecture for the block LDPC code... 658

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2005-10-14 IEEE P802.16e/D12, October 2005

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List of tables

Table 1 Air interface nomenclature ... 2

Table 4a MAC Header HT and EC fields encoding ... 11

Table 5 Generic MAC header fields ... 12

Table 5a Type field encodings for MAC signaling header Type I ... 13

Table 7a Description of fields BR and UL Tx Power Report header ... 16

Table 7b Description of the fields of BR and CINR report header ... 18

Table 7c Description of the fields of CQICH allocation request header ... 19

Table 7d PHY channel report header fields ... 20

Table 7e Bandwidth control and uplink sleep control header... 22

Table 7f SN report header fields ... 24

Table 7g Type field encodings for MAC signalling header type II ... 25

Table 7h Description of the fields of Feedback header ... 27

Table 7i Feedback type and feedback content ... 28

Table 7j Description of MIMO Channel Feedback header fields... 31

Table 9 Grant Management subheader format... 33

Table 10 Grant management subheader fields... 34

Table 13a Extended subheader group format ... 36

Table 13b Description of extended subheaders types (DL)... 36

Table 13c Description of extended subheaders types (UL) ... 37

Table 13d SDU SN extended subheader format ... 37

Table 13e DL Sleep control extended subheader format... 38

Table 13f Feedback request extended subheader format ... 38

Table 13g MIMO mode Feedback extended subheader format... 39

Table 13h UL Tx Power Report extended subheader format ... 39

Table 13i Description of Mini-Feedback extended subheaders (UL)... 40

Table 13j Description of SN request extended subheader ... 40

Table 13k PDU (short) SN extended subheader ... 40

Table 13l PDU SN (long) extended subheader... 41

Table 14 MAC Management messages ... 41

Table 26 PKM message codes ... 51

Table 37a PKMv2 RSA-Request attributes ... 53

Table 37b PKMv2 RSA-Reply attributes ... 53

Table 37c PKMv2 RSA-Reject attributes... 54

Table 37d PKMv2 RSA-Acknowledgement attributes... 55

Table 37e EAP-Start attributes ... 55

Table 37f PKMv2 EAP Transfer attributes ... 56

Table 37g PKMv2 Authenticated EAP message attributes ... 56

Table 37h PKMv2 SA-TEK-Challenge message attributes... 57

Table 37i PKMv2 SA-TEK-Request message attributes... 58

Table 37j PKMv2 SA-TEK-Response message attributes ... 59

Table 37k PKMv2 Key Request attributes ... 60

Table 37l PKMv2 Key-Reply attributes ... 60

Table 37m PKMv2 Key-Reject attributes... 61

Table 37n PKMv2 SA-Addition attributes ... 62

Table 37o PKMv2 TEK-Invalid attributes ... 62

Table 37p PKMv2 Group Key update command attributes... 63

Table 37q PKMv2 EAP Complete attributes... 64

Table 37r PKMv2 Authenticated EAP Start attribute... 65

Table 55 Action codes and actions ... 66

Table 87 DREG-REQ message format ... 68

Table 94 H-ARQHARQ_Control_IE format... 69

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Table 95 H-ARQCQICH_Control IE format... 70 Table 95a-Threshold Values ... 71 Table 96 H-ARQHARQ Compact_DL-MAP IE format for normal subchannel ... 72 Table 97 H-ARQ HARQ Compact_DL-MAP IE format for band AMC... 73 Table 98 HARQ Compact_DL-MAP IE format for safety... 75 Table 101a DL-MAP Subtypes... 77 Table 101b MIMO Compact_DL-MAP IE... 78 Table 101c SDMA Compact_DL-MAP IE format ... 83 Table 101d HARQ Compact_DL-MAP IE format for switch HARQ mode... 84 Table 101e HARQ Compact MBS_MAP_IE format for extension ... 85 Table 102 H-ARQ HARQ Compact_UL-MAP IE format for normal subchannel ... 87 Table 103 H-ARQ HARQ Compact_UL-MAP IE format for band AMC... 88 Table 104 H-ARQ HARQ Compact_UL-MAP IE format for safety ... 90 Table 108a UL-MAP subtypes ... 91 Table 108b MIMO Compact UL-MAP IE format ... 92 Table 108c SDMA Compact UL-MAP IE format ... 93 Table 108d Sleep-Request (MOB_SLP-REQ) message format ... 94 Table 108e Sleep-Response (MOB_SLP-RSP) message format... 97 Table 108f Traffic-Indication (MOB_TRF-IND) message format... 101 Table 108g MOB_NBR-ADV message format ... 103 Table 108h Bit-by-bit definition of PHY Profile ID of the BS... 109 Table 108i MOB_SCN-REQ message format ... 110 Table 108j MOB_SCN-RSP message format... 112 Table 108k MOB_SCN-REP message format... 116 Table 108l MOB_ASC-REP message format... 119 Table 108m MOB_BSHO-REQ message format ... 121 Table 108n MOB_MSHO-REQ message format ... 129 Table 108o MOB_BSHO-RSP message format ... 133 Table 108p MOB_HO-IND message format ... 141 Table 108q BS Broadcast Paging (MOB_PAG-ADV) message format ... 144 Table 108r MBS_MAP ... 146 Table 108s MBS_MAP_Type... 147 Table 108t MBS_DATA_IE ... 147 Table 108u Extended_MBS_DATA_IE ... 149 Table 108v MBS_DATA_Time_Diversity_IE... 151 Table 108w PMC_REQ message format ... 153 Table 108x PMC_RSP message format... 154 Table 108y SUB-DL-UL-MAP message format ... 157 Table 108z Setup/Tear-down of long term MIMO precoding (PRC-LT-CTRL) message format... 160 Table 124a Global service flow class name information field parameters ... 163 Table 124b Traffic rate and burst values ... 164 Table 124c Maximum latency values ... 166 Table 132a Type of data delivery services ... 170 Table 132b Unsolicited grant service parameters ... 170 Table 132c Real-Time Variable Rate service parameters... 171 Table 132d Non Real-Time variable rate service parameters... 171 Table 132e Best Effort service parameters ... 172 Table 132f Extended Real-Time Variable Rate service parameters ... 172 Table 132g AK Context in PKMv2 ... 234 Table 132i PMK context ... 235 Table 132h GKEK Context... 235 Table 132j PAK context... 236 Table 134 TEK FSM state transition matrix... 239 Table 207a SCa fast ranging extended IE format ... 261

Part 16: Air Interface for Fixed and MobileBroadband Wireless Access SystemsAmendment for Physical and Medium Access Control Layers for Combined Fixed and Mobile Operation in Licensed Bands

Draft IEEE Standard for

Local and metropolitan area networks

Part 16: Air Interface for Fixed and Mobile Broadband Wireless Access Systems

Amendment for Physical and Medium Access Control Layers for Combined Fixed and Mobile Operation in Licensed Bands

Introduction

Participants

Contents

List of figures

List of tables