• 沒有找到結果。

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

第五章 結論

能源安全牽涉國家安全、總體經濟及人民福祉等國家重大公共利益,對各國之 重要性不言而喻。各國往往須於其國家安全或能源之法律框架下,透過政府管制或 國營事業介入市場之方式保障其能源安全。經本文第二章之措施盤點後可知,大部 分國家對於能源安全利益之關切優先於自由貿易,故能源安全措施之實施確實可能 因限制能源產品之自由流通或能源服務提供,而涉及WTO之法律原則。若一WTO會 員之能源安全措施遭WTO其他會員控訴,其可能透過一般例外條款與國家安全例外 條款正當化之。由於一般例外條款之法律要件相當嚴苛,各會員於該款下實施公共 政策之空間相當限縮,故本文著重於探究會員透過國家安全例外條款正當化其能源 安全措施之可行性。

由本文第三章關於國家安全例外條款法律要件及審理方式之介紹可知,雖然相 較於一般例外條款,國家安全例外條款似乎賦予會員更多自行裁定之空間,然其使 用上仍存在相當之困難度。尤其國家安全例外條款將其使用之條件限縮於若干極為 特殊之條件下,如涉及戰爭或軍事建置物資輸送、戰爭或國際關係緊急情況。本文 第四章審視能源安全措施於國家安全例外條款下之適用後發現,多數能源安全措施 實施之對象或背景未必能與國家安全例外條款所列舉之條件相吻合。小組認定會員 是否滿足各目之法律要件時係採客觀審理之方式,會員於該階段進行抗辯時,勢必 會面臨相當高之舉證門檻。若一能源安全措施之實施不符國家安全例外條款(b)款 各目所列舉之特殊情況,即無法適用於國家安全例外條款。另外,即便能源安全措 施得以滿足(b)款各目所列舉之條件,其也未必得以滿足(b)款前言之法律要件,

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

尤其措施若未於該國國家安全之法律框架下實施時,可能遭質疑其保護之利益與會 員之重大安全利益無關。此外,在措施具有歧視性或其手段與目的不相稱之情況下,

亦可能遭質疑其對於達成政策目的之貢獻度。綜上所述,相較於一般例外條款,能 源安全措施於國家安全例外條款取得正當性之可行性未必較高。尤其近期美國不斷 地基於國家安全之事由,大量採行可能涉及WTO法律原則貿易限制措施277。本文推 測,該現象更可能導致WTO對於國家安全例外條款及重大安全利益一詞之解讀趨於 保守,以避免各會員因浮濫援引國家安全例外條款而扭曲貿易。在該等情況下,國 家安全例外條款援引之困難度可能隨之提升,會員援引國家安全例外條款時,勢必 會面臨更嚴苛之舉證門檻。本文建議,會員於擬定可能涉及WTO法律原則之能源安 全措施時,應於其法律文件或相關立法資料中闡明若干與國家安全例外條款相關之 事由,例如特別載明該措施對於進出口之限制係針對以作戰或軍事建置為目的所進 行之能源輸送或能源服務提供;並且載明其措施採行係於國家關係緊急情況之時空 背景;或特別強調其措施係基於國家安全之考量,使會員在未來欲依該條款提出抗 辯時,得以出具有利之事證,以示其符合國家安全例外條款之法律要件。

277 Spencer Toubia, Cherie Walterman & Edward Goetz, President Imposes Section 232 Steel and Aluminum Duties on Imports from the European Union, Canada, and Mexico, CROWELL &MORING (June 4, 2018), https://www.cmtradelaw.com/2018/06/president-imposes-section-232-steel-and-aluminum-duties-on-imports-from-the-european-union-canada-and-mexico/; Frances Hadfield & Yun Gao, President Imposes Section 232 Steel and Aluminum Duties on Imports from the European Union, Canada, and Mexico, CROWELL &MORING (June 22, 2018), https://www.cmtradelaw.com/2018/06/section-232-investigation-on-imports-of-autos-and-auto-parts-comment-period-extended/.

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

參考文獻

中文部分

書籍

林彩瑜,WTO 制度與實務 — 世界貿易組織法律研究(三),二版(2013 年)。

期刊論文

呂嘉容,澳洲確保能源供給,將管制液化天然氣出口,台灣經濟研究院(2017年4月 30日)。

李貴英,國際貿易與國家安全 — GATT 第 XXI 條安全例外條款之研析,臺大法學 論叢,34 期,頁 229-282 頁(2005 年)。

施文真,能源安全、GATT/WTO 與區域/自由貿易協定,政大法學評論,99 期,頁 241-319(2007 年)。

博碩士學位論文

陳伶嘉,論 WTO 下出口稅之合法性爭議及規範模式,國立政治大學國際經營與貿 易研究所碩士論文(2017 年)。

英文部分

書籍

DANAE AZARIA,TREATIES ON TRANSIT OF ENERGY VIA PIPELINES AND COUNTERMEASURES

(2015).

DANIEL H.JOYNER,INTERNATIONAL LAW AND THE PROLIFERATION OF WEAPONS OF MASS

DESTRUCTION (2009).

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

DOUGLAS R.BOHI &MILTON RUSSELL,LIMITING OIL IMPORTS:AN ECONOMIC HISTORY AND ANALYSIS (2013).

ILARIA ESPA,EXPORT RESTRICTIONS ON CRITICAL MINERALS AND METALS:TESTING THE

ADEQUACY OF WTODISCIPLINES (2015).

INC. IBP, UKRAINE ENERGY POLICY, LAWS AND REGULATIONS HANDBOOK VOLUME 1 STRATEGIC INFORMATION AND BASIC LAWS (2015).

MITSUO MATSUSHITA,THOMAS J.SCHOENBAUM,PETROS MAVROIDIS &MICHAEL HAHN, THE WORLD TRADE ORGANIZATION:LAW,PRACTICE, AND POLICY (3d ed. 2015).

PETER VAN DEN BOSSCHE, THE LAW AND POLICY OF THE WORLD TRADE ORGANIZATION: TEXT,CASES AND MATERIALS (4th ed. 2017).

RAFAEL LEAL-ARCAS, ANDREW FILIS & EHAB S. ABU GOSH,INTERNATIONAL ENERGY

GOVERNANCE:SELECTED LEGAL ISSUES (2014).

R

ÜDIGER

W

OLFRUM

, P

ETER

-T

OBIAS

S

TOLL

& H

OLGER

P. H

ESTERMEYER

, WTO: T

RADE IN

G

OODS

(2011).

SANAM S HAGHIGHI, ENERGY SECURITY: THE EXTERNAL LEGAL RELATIONS OF THE

EUROPEAN UNION WITH MAJOR OIL- AND GAS-SUPPLYING COUNTRIES (2007).

TILMAN MICHAEL DRALLE,OWNERSHIP UNBUNDLING AND RELATED MEASURES IN THE EU ENERGY SECTOR (2018).

專書論文

Alan Yanovich, WTO Rules and the Energy Sector, in REGULATION OF ENERGY IN

INTERNATIONAL TRADE LAW: WTO, NAFTA AND ENERGY CHARTER 1-47 (Yulia Selivanova ed., 2012).

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

Lothar Ehring & Gian Franco Chianale, Export Restrictions in the Field of Energy, in REGULATION OF ENERGY IN INTERNATIONAL TRADE LAW: WTO, NAFTA AND ENERGY

CHARTER 109-147 (Yulia Selivanova ed., 2012).

Niall Moran, The First Twenty Cases under GATT Article XX: Tuna or Shrimp Dear?, in INTERNATIONAL ECONOMIC LAW: CONTEMPORARY ISSUES 3-21 (Adinolfi, G. et al eds., 2017).

Robert Bamberger, Bernard A. Gelb, Lawrence Kumins, Salvatore Lazzari, Vladimir Pregelj & Jeanne J. Grimmett, Domestic Oil and Gas Producers: Public Policy When Oil Prices are Volatile, in OIL AND NATURAL GAS:ISSUES AND POLICIES 65-90(V. C. Mtsiva ed.,2003).

Sajal Mathur & Preeti Mann, GATT/WTO Accessions and Energy Security, in TRADE, THE

WTO AND ENERGY SECURITY:MAPPING THE LINKAGES FOR INDIA 73-94 (Sajal Mathur ed., 2014).

Vitaliy Pogoretskyy, Energy Dual Pricing in International Trade: Subsidies and Anti-dumping Perspectives, in REGULATION OF ENERGY IN INTERNATIONAL TRADE LAW:WTO, NAFTA AND ENERGY CHARTER 181-228 (Yulia Selivanova ed., 2012).

Yulia Selivanova, Interconnections in Energy Transportation: Implications for International Trade Law, in INTERNATIONAL TRADE IN SUSTAINABLE ELECTRICITY: REGULATORY CHALLENGES IN INTERNATIONAL ECONOMIC LAW 193-222 (Thomas Cottier, Ilaria Espa eds., 2017).

期刊

Abdelrahman Azzuni & Christian Breyer, Definitions and Dimensions of Energy Security:

A Literature Review, 7(1) WIRES ENERGY ENVIRONMENT 1-34(2017).

Dapo Akande & Sope Williams, International Adjudication on National Security Issues:

What Role for the WTO?, 43 VIRGINIA JOURNAL OF INTERNATIONAL LAW 365-404 (2003).

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

Dennis J. Hough Jr., World Trade Organization Agreements and Principles as a Vehicle for the Attainment of Energy Security, 9 RICHMOND JOURNAL OF GLOBAL LAW &BUSINESS

199-228 (2010).

Donald N. Zillman, Energy Trade and the National Security Exception to the GATT, 12 JOURNAL OF ENERGY &NATURAL RESOURCES LAW 117-127(1994).

Eric Pickett & Michael Lux, Embargo As a Trade Defense against an Embargo: The WTO Compatibility of the Russian Ban on Imports from the EU, 10(1) GLOBAL TRADE AND

CUSTOMS JOURNAL 2-41 (2015).

Jason P. Theriot, The Strategic Petroleum Reserve: U.S. Energy Security and Oil Politics, 1975–2005 (review), 49 (4) TECHNOLOGY AND CULTURE 1103-1104(2008).

Jeffrey P. Bialos, Oil Imports and National Security: The Legal and Policy Framework for Ensuring United States Access to Strategic Resources, 11 UNIVERSITY OF PENNSYLVANIA

JOURNAL OF INTERNATIONAL LAW 235-300 (1989).

Ji Yeong Yoo & Dukgeun Ahn, Security Exceptions in the WTO System: Bridge or Bottle-Neck for Trade and Security?, 19(2) JOURNAL OF INTERNATIONAL ECONOMIC LAW 417-444 (2016).

Klemen Grošelj, Energy Security in Russia — EU partnership, 5(1) POLITICS IN CENTRAL

EUROPE 5-19 (2009).

Michael J. Hahn, Vital Interests and the Law of GATT: An Analysis of GATT’s Security Exception, 12 MICHIGAN JOURNAL OF INTERNATIONAL LAW 558-620 (1991).

Phillip E. Cornell, Energy Security as National Security: Defining Problems Ahead of Solutions, JOURNAL OF ENERGY SECURITY 1-6(Feb. 19, 2009).

R. O. Kellam, Regulation of Oil Import, 1961(2) DUKE LAW JOURNAL 175-215 (1961).

Shin-yi Peng, Cybersecurity Threats and the WTO National Security Exceptions,18 JOURNAL OF INTERNATIONAL ECONOMIC LAW 449-478 (2015).

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

Simon Pirani, Jonathan Stern & Katja Yafimava, The Russo-Ukrainian Gas Dispute of January 2009: A Comprehensive Assessment, OXFORD INSTITUTE FOR ENERGY STUDIES 2-66 (Feb, 2009).

Tsai-fang Chen, To Judge the 'Self-Judging' Security Exception Under the GATT 1994 — A Systematic Approach, 12(2) ASIAN JOURNAL OF WTO&INTERNATIONAL HEALTH LAW AND POLICY 311-356 (2017).

網際網路

Frances Hadfield & Yun Gao, President Imposes Section 232 Steel and Aluminum Duties on Imports from the European Union, Canada, and Mexico, CROWELL &MORING (June 22, 2018), https://www.cmtradelaw.com/2018/06/section-232-investigation-on-imports-of-autos-and-auto-parts-comment-period-extended/.

Gazprom Cuts off Ukraine's Gas Supply, CNN (Jan. 1, 2009),

http://edition.cnn.com/2009/WORLD/europe/01/01/russia.ukraine.gas/.

James Henderson & Patrick Heather, Lessons from the February 2012 European Gas

“Crisis”, OXFORD ENERGY COMMENT, https://www.oxfordenergy.org/wpcms/wp-content/uploads/2012/04/Lessons-from-the-February-2012-gas-crisis.pdf (Apr. 2012).

Jon Henley, Is Europe's Gas Supply Threatened by the Ukraine Crisis?, THE GUARDIAN

(Mar. 3, 2014), https://www.theguardian.com/world/2014/mar/03/europes-gas-supply-ukraine-crisis-russsia-pipelines.

Michael Joyce, Paul Greening, Kitty Y.C. Ng, Tatman R. Savio & Stephen S. Kho, Everything You Need to Know About the Australian Domestic Gas Security Mechanism — What Does This Mean for Australian LNG Exporters and Corporations Importing from Them?, AKIN GUMP STRAUSS HAUER & FELD (June 28. 2017), https://www.akingump.com/en/experience/industries/energy/speaking-energy/everything-you-need-to-know-about-the-australian-domestic-gas.html.

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

Olga Shumylo-Tapiola, Ukraine and Russia: Another Gas War?, CARNEGIE EUROPE (Feb.

21, 2012), https://carnegieeurope.eu/2012/02/21/ukraine-and-russia-another-gas-war-pub-47240.

Russia, Ukraine Sign Gas Transit Deal, EURACTIV (Jan. 20, 2009),

https://www.euractiv.com/section/med-south/news/russia-ukraine-sign-gas-transit-deal/.

Spencer Toubia, Cherie Walterman & Edward Goetz, President Imposes Section 232 Steel and Aluminum Duties on Imports from the European Union, Canada, and Mexico, CROWELL & MORING (June 4, 2018), https://www.cmtradelaw.com/2018/06/president- imposes-section-232-steel-and-aluminum-duties-on-imports-from-the-european-union-canada-and-mexico/.

The terms “essential”, OXFORD DICTIONARIES, https://en.oxforddictionaries.com/definition/essential.

Tom Parfitt, Ukraine Accused of Stealing Russian Gas as Fuel Flow Declines, THE

GUARDIAN (Jan. 3, 2009), https://www.theguardian.com/world/2009/jan/03/russia-ukraine-gas-supplies-gazprom.

Ukraine's Parliament Adopts Law Allowing Sanctions against Russia, RT (Aug. 14, 2014), https://www.rt.com/business/180284-ukraine-russia-sanctions-law/.

WTO爭端解決案例相關文件

Appellate Body Report, Brazil — Measures Affecting Imports of Retreaded Tyres, WTO Doc. WT/DS332/AB/R (adopted Dec. 17, 2007).

Appellate Body Report, Indonesia — Importation of Horticultural Products, Animals and Animal Products, WTO Doc. WT/DS477/AB/R; WT/DS478/AB/R (adopted Nov. 22, 2017).

Appellate Body Report, Korea — Measures Affecting Imports of Fresh, Chilled and Frozen Beef, WTO Doc. WT/DS161/AB/R, WT/DS169/AB/R (adopted Jan. 10, 2001).

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

Appellate Body Report, United States — Import Prohibition of Certain Shrimp and Shrimp Products, WTO Doc. WT/DS58/AB/R (adopted Nov. 6, 1998).

Appellate Body Report, United States — Measure Affecting Imports of Woven Wool Shirts and Blouses from India, WTO Doc. WT/DS33/AB/R (adopted May 23, 1997).

Appellate Body Report, United States — Standards for Reformulated and Conventional Gasoline, WTO Doc. WT/DS2/AB/R (adopted May 20, 1996).

First Written Submission by the European Union, European Union and Its Member States

— Certain Measures Relating to the Energy Sector, WT/DS476 (May 8, 2014).

Panel Report, China — Measures Related to the Exportation of Rare Earths, Tungsten and Molybdenum, WTO Doc. WT/DS431/R; WT/DS432/R; WT/DS433/R (adopted Aug. 29, 2014).

Panel Report, China — Measures Related to the Exportation of Various Raw Materials, WTO Doc. WT/DS394/R; WT/DS395/R; WT/DS398/R (adopted Feb. 22, 2012).

Panel Report, European Union and its Member States — Certain Measures Relating to the Energy Sector, WTO Doc. WT/DS476/R (Circulated Aug. 10, 2018).

Request for Consultation by Russian Federation, EU — Energy Package, WTO Doc.

G/L/1067; G/SCM/D102/1; G/TRIMS/D/40; S/L/409; WT/DS476/1 (May 8, 2014).

Request for Establishment of a Panel by the Russian Federation, European Union and Its Member States — Certain Measures Relating to the Energy Sector, WTO Doc.

WT/DS476/2 (May 28, 2015).

Third Party Executive Summary of the United States of America, Russia — Measures Concerning Traffic in Transit, WT/DS512 (Feb. 27, 2018).

Third Party Written Submission by the European Union, Russia — Traffic in Transit.

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

國際組織相關文件

Communication from Egypt and Turkey, Discussion Paper on the Inclusion of the Goods Moved via Fixed Infrastructure into the Definition of Traffic in Transit, WTO Doc.

TN/TF/W/179 (June 4, 2012).

Council for Trade in Services, Background Note by the Secretariat: Energy Services, WTO Doc. S/C/W/52 (Sept. 9, 1998).

Department of State, Proposals for Expansion of World Trade and Employment, http://www.worldtradelaw.net/misc/ProposalsForExpansionOfWorldTradeAndEmploym ent.pdf.download (Nov. 1945).

European Commission Press Release MEMO/11/125, The Commission, Questions and Answers on the third legislative package for an internal EU gas and electricity market (Mar.

2, 2011).

Int’l Energy Agency [IEA], Energy Supply Security: Emergency Response of IEA Countries 2014 (June 25, 2014).

United Nations Conference on Trade and Development, Energy Services Toolkit, UNCTAD Doc. UNCTAD/DITC/TNCD/2017/1 (July 19, 2017).

United Nations Economic and Social Council, Draft of September 10 and 13, 1947, E/PC/T/196 (Sept. 14, 1947).

United Nations Economic and Social Council, Report of the Drafting Committee of the Preparatory Committee of the United Nations Conference on Trade and Employment, E/PC/T/34 (Mar. 5, 1947).

United Nations Economic and Social Council, Report of the Second Session of the Preparatory Committee of the United Nations Conference on Trade and Employment, E/PC/T/186 (Aug. 22, 1947).

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

United Nations Economic and Social Council, Second Session of the Preparatory Committee of the United Nations Conference on Trade and Employment, E/PC/T/W/23 (May 6, 1947).

United Nations Economic and Social Council, Second Session of the Preparatory Committee of the United Nations Conference on Trade and Employment, (Draft) General Agreement on Tariffs and Trade. E/ PC/T/189 (Aug. 30 1947).

United Nations Economic and Social Council, Second Session of the Preparatory Committee of the United Nations Conference on Trade and Employment, E/PC/T/W/23 (May 6, 1947).

United Nations Economic and Social Council, Second Session of the Preparatory Committee of the United Nations Conference on Trade and Employment, E/PC/T/A/PV/33 (July 24, 1947).

United States Tariff Commission, World Oil Development and U.S. Oil Import Policies:

A Report Prepared for the Committee on Finance, United States Senate (Oct. 1973).

United States Tariff Commission, World Oil Development and U.S. Oil Import Policies:

A Report Prepared for the Committee on Finance, United States Senate (Oct. 1973).

United States Tariff Commission, World Oil Development and U.S. Oil Import Policies:

A Report Prepared for the Committee on Finance, United States Senate (Oct. 1973).

WTO, World Trade Report 2010: Trade in Natural Resources (2010).

其他研究報告

Gas Statement of Opportunities: For Eastern and South Eastern Australia, THE

AUSTRALIAN ENERGY MARKET OPERATOR (Mar. 2017).

Kateryna Holzer, Regulatory Aspects and Public International Law Issues of the Construction of Cross Border Electricity Networks, Paper Presentation at 10th Annual Trade Conference, Trade Policy Training Center in Africa (Nov. 2015).

‧ 國

立 政 治 大 學

N a tio na

l C h engchi U ni ve rs it y

Merin Yu, Liberalization of the European Natural Gas Market and Achieving Energy

Merin Yu, Liberalization of the European Natural Gas Market and Achieving Energy